o | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
Exhibit | ||
No. | Document | |
(a)(1) | Letter to Applicas shareholders dated December 19, 2006* |
|
(a)(2) | Press release issued by Applica on December 19, 2006* |
|
(a)(3) | Applicas Definitive Proxy Statement on Schedule 14A relating to
the Special Meeting of Shareholders to consider the Harbinger
merger, as supplemented on December 15, 2006 (filed on December 4,
2006, as supplemented on December 15, 2006, and incorporated by
reference) |
|
(a)(4) | Press release issued by Applica on December 21, 2006 (incorporated
by reference to exhibit 99 of Applicas Current Report on Form
8-K filed on December 21, 2006) |
|
(e)(1) | Excerpts from Applicas Definitive Proxy Statement on Schedule 14A
filed March 31, 2006 relating to the Applica 2006 Annual Meeting
of Shareholders |
|
(e)(2) | Excerpts from Applicas Definitive Proxy Statement on Schedule 14A
filed relating to the Special Meeting of Shareholders to consider
Applicas proposed merger with Harbinger Capital Partners |
|
(e)(3) | Employment Agreement dated May 1, 2004 between Applica and Harry
D. Schulman (incorporated by reference to Applicas Current Report
on Form 8-K filed on October 15, 2004) |
2
Exhibit | ||
No. | Document | |
(e)(4) | First Amendment to Employment Agreement dated August 2, 1999
between Applica and Harry D. Schulman (incorporated by reference
to exhibit 10.1 to Applicas Current Report on Form 8-K filed
October 15, 2004) |
|
(e)(5) | Employment Agreement dated July 1, 2000 between Applica and Terry
Polistina (incorporated by reference to Exhibit 10.9 of Applicas
Quarterly Report on Form 10-Q for the quarter ended September 30,
2000) |
|
(e)(6) | First Amendment to Employment Agreement dated July 1, 2000 between
Applica and Terry Polistina (incorporated by reference to exhibit
10.2 to Applicas Current Report on Form 8-K filed April 19, 2006) |
|
(e)(7) | Employment Agreement dated September 16, 2004 between Applica and
Brian Guptill (incorporated by reference to exhibit 10.4 to
Applicas Annual Report on Form 10-K filed March 16, 2005) |
|
(e)(8) | First Amendment to Employment Agreement dated September 16, 2004
between Applica and Brian Guptill (incorporated by reference to
exhibit 10.1 to Applicas Current Report on Form 8-K filed April
19, 2006) |
|
(e)(9) | Agreement and Plan of Merger by and between HB-PS Holding Company,
Inc. and Applica Incorporated and joined in by NACCO Industries,
Inc. dated July 23, 2006 (incorporated by reference to exhibit 2.1
to Applicas Current Report on Form 8-K filed July 26, 2006) |
|
(e)(10) | Agreement and Plan of Merger, dated as of October 19, 2006 by and
among APN Holding Company, Inc., APN Mergersub, Inc., and Applica
Incorporated (incorporated by reference to exhibit 2.1 to
Applicas Current Report on Form 8-K filed October 20, 2006) |
|
(e)(11) | Amendment No. 1 to Agreement and Plan of Merger, dated as of
October 19, 2006 by and among APN Holding Company, Inc., APN
Mergersub, Inc., and Applica Incorporated (incorporated by
reference to exhibit 2.1 to Applicas Current Report on Form 8-K
filed December 15, 2006) |
|
(g) | Inapplicable |
* | Previously filed as an exhibit to Applicas Schedule 14D-9 filed with the SEC on December 19, 2006. |
3
December 21, 2006 | APPLICA INCORPORATED |
|||
By: | /s/ Harry D. Schulman | |||
Name: | Harry D. Schulman | |||
Title: | Chairman of the Board, President and Chief Executive Officer |
4
Exhibit | ||
No. | Document | |
(a)(1) | Letter to Applicas shareholders dated December 19, 2006* |
|
(a)(2) | Press release issued by Applica on December 19, 2006* |
|
(a)(3) | Applicas Definitive Proxy Statement on Schedule 14A relating to
the Special Meeting of Shareholders to consider the Harbinger
merger, as supplemented on December 15, 2006 (filed on December 4,
2006, as supplemented on December 15, 2006, and incorporated by
reference) |
|
(a)(4) | Press release issued by Applica on December 21, 2006 (incorporated
by reference to exhibit 99 of Applicas Current Report on Form
8-K filed on December 21, 2006) |
|
(e)(1) | Excerpts from Applicas Definitive Proxy Statement on Schedule 14A
filed March 31, 2006 relating to the Applica 2006 Annual Meeting
of Shareholders |
|
(e)(2) | Excerpts from Applicas Definitive Proxy Statement on Schedule 14A
filed relating to the Special Meeting of Shareholders to consider
Applicas proposed merger with Harbinger Capital Partners |
|
(e)(3) | Employment Agreement dated May 1, 2004 between Applica and Harry
D. Schulman (incorporated by reference to Applicas Current Report
on Form 8-K filed on October 15, 2004) |
|
(e)(4) | First Amendment to Employment Agreement dated August 2, 1999
between Applica and Harry D. Schulman (incorporated by reference
to exhibit 10.1 to Applicas Current Report on Form 8-K filed
October 15, 2004) |
|
(e)(5) | Employment Agreement dated July 1, 2000 between Applica and Terry
Polistina (incorporated by reference to Exhibit 10.9 of Applicas
Quarterly Report on Form 10-Q for the quarter ended September 30,
2000) |
|
(e)(6) | First Amendment to Employment Agreement dated July 1, 2000 between
Applica and Terry Polistina (incorporated by reference to exhibit
10.2 to Applicas Current Report on Form 8-K filed April 19, 2006) |
|
(e)(7) | Employment Agreement dated September 16, 2004 between Applica and
Brian Guptill (incorporated by reference to exhibit 10.4 to
Applicas Annual Report on Form 10-K filed March 16, 2005) |
5
Exhibit | ||
No. | Document | |
(e)(8) | First Amendment to Employment Agreement dated September 16, 2004
between Applica and Brian Guptill (incorporated by reference to
exhibit 10.1 to Applicas Current Report on Form 8-K filed April
19, 2006) |
|
(e)(9) | Agreement and Plan of Merger by and between HB-PS Holding Company,
Inc. and Applica Incorporated and joined in by NACCO Industries,
Inc. dated July 23, 2006 (incorporated by reference to exhibit 2.1
to Applicas Current Report on Form 8-K filed July 26, 2006) |
|
(e)(10) | Agreement and Plan of Merger, dated as of October 19, 2006 by and
among APN Holding Company, Inc., APN Mergersub, Inc., and Applica
Incorporated (incorporated by reference to exhibit 2.1 to
Applicas Current Report on Form 8-K filed October 20, 2006) |
|
(e)(11) | Amendment No. 1 to Agreement and Plan of Merger, dated as of
October 19, 2006 by and among APN Holding Company, Inc., APN
Mergersub, Inc., and Applica Incorporated (incorporated by
reference to exhibit 2.1 to Applicas Current Report on Form 8-K
filed December 15, 2006) |
|
(g) | Inapplicable |
* | Previously filed as an exhibit to Applicas Schedule 14D-9 filed with the SEC on December 19, 2006. |
6