UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report: December 5, 2006
(Date of earliest event reported)
PRINCIPAL FINANCIAL GROUP, INC.
(Exact name of registrant as specified in its charter)
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Delaware
(State or other jurisdiction of
incorporation)
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1-16725
(Commission file number)
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42-1520346
(I.R.S. Employer Identification
Number) |
711 High Street, Des Moines, Iowa 50392
(Address of principal executive offices)
(515) 247-5111
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item 9.01 Financial Statements and Exhibits.
The exhibits to this Current Report on Form 8-K are hereby incorporated by reference into the
registration statement on Form S-3 (File No. 333-111352), as amended, under which Principal Financial Group, Inc. issued $100,000,000 aggregate principal
amount of 6.05% Senior Notes due October 15, 2036 on
December 5, 2006.
(d) Exhibits.
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| Exhibit
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Description |
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Exhibit 4.1
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6.05% Senior Note due October 15, 2036. |
Exhibit 5.1
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Opinion of Debevoise & Plimpton LLP. |
Exhibit 23.1
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Consent of Debevoise &
Plimpton LLP (included within Exhibit 5.1). |
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