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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
Under the Securities Exchange Act of 1934
(Amendment No. 1 )
(Name of Issuer)
Common Stock, $0.00025 par value
(Title of Class of Securities)
(CUSIP Number)
Sanjiv S. Sidhu
10221 Inwood Road, Dallas, Texas 75229
Tel. No.: (214) 363-9383
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
- with copies to -
J. Kenneth Menges, Jr., P.C.
Akin Gump Strauss Hauer & Feld LLP
1700 Pacific Avenue, Suite 4100
Dallas, Texas 75201-4618
(214) 969-2800
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of
Rule 13d-1(e), 13d-1(f) or 13d-1(g) check the following box o
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934,
as amended (the Act), or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
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CUSIP No. |
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465754208 |
13D/A |
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1 |
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NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Sanjiv S. Sidhu |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS* |
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PF |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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3,912,785 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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596,115 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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3,912,785 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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596,115 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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4,508,900 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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20.1% |
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14 |
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TYPE OF REPORTING PERSON* |
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IN |
* SEE INSTRUCTIONS BEFORE FILLING OUT
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CUSIP No. |
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465754208 |
13D/A |
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1 |
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NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Sidhu-Singh Family Investments, Ltd. EIN# 75-2645568 |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS* |
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OO |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Texas
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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594,915 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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0 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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594,915 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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0 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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594,915 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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2.7% |
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14 |
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TYPE OF REPORTING PERSON* |
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PN |
* SEE INSTRUCTIONS BEFORE FILLING OUT
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CUSIP No. |
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465754208 |
13D/A |
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1 |
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NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Sidhu-Singh Family Foundation EIN# 75-2849866 |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS* |
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OO |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Texas
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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1,200 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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0 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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1,200 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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0 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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1,200 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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Less than 0.1% |
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TYPE OF REPORTING PERSON* |
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CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT
AMENDMENT NO. 1 TO SCHEDULE 13D
This Amendment No. 1 to Schedule 13D (this Amendment) is being filed on behalf of (i) Sanjiv
S. Sidhu, (ii) Sidhu-Singh Family Investments, Ltd., and (iii) Sidhu-Singh Family Foundation,
relating to shares of common stock, par value $0.00025 per share of i2 Technologies, Inc., a
Delaware corporation. This Amendment modifies the original Schedule 13D filed on June 7, 2004.
Item 2. Identity and Background
Item 2 of Schedule 13D is hereby amended by deleting the following sentence from Item 2,
subparagraphs (a) and (c):
Mr. Sidhu is the Chief Executive Officer, President and Chairman of the Board of the Issuer.
Item 2 of Schedule 13D is hereby amended by adding the following sentence to Item 2, subparagraphs
(a) and (c):
Mr. Sidhu is a consultant for Slam Management, LLC, an investment management company, with a
principal business address of 10221 Inwood Road, Dallas, Texas 75229.
Item 2 of Schedule 13D is hereby amended by deleting Item 2, subparagraph (b) and replacing it with
the following:
(b) The
business address of each member of the Sidhu Reporting Group is 10221 Inwood Road,
Dallas, Texas 75229.
Item 4. Purpose of the Transaction
Item 4 of Schedule 13D is hereby amended by deleting the second paragraph of Item 4 in its
entirety.
Item 4 of Schedule 13D is hereby amended by adding the following:
The members of the Sidhu Reporting Group, depending on investment priorities, plan to buy,
sell, hedge or enter into other transactions in Common Stock of the Issuer only in accordance with
the securities laws of the United States. The members of the Sidhu Reporting Group reserve the
right to acquire or dispose of additional securities of the Issuer, in the ordinary course of
business, to the extent deemed advisable in light of market conditions, the availability of shares
of Common Stock of the Issuer or other factors. The members of the Sidhu Reporting Group also may,
at any time and from time to time, change their purpose and/or formulate plans or proposals with
respect thereto.
Other than as stated above, the Sidhu Reporting Group does not have any plans or proposals
which relate to or would result in any of the actions or transactions specified in clauses (a)
through (j) of Item 4 of Schedule 13D.
Item 5. Interest in Securities of the Issuer
Item 5 of Schedule 13D is hereby amended and restated as follows:
(a) As of August 3, 2009, there were 22,426,471 issued and outstanding shares of Common Stock
of the Issuer as reported on the Issuers Quarterly Report on Form 10-Q filed with the Securities
and Exchange Commission on August 7, 2009. Mr. Sidhu beneficially owns an aggregate of 4,508,900
shares, or 20.1%, of the Common Stock of the Issuer. Sidhu-Singh Family Investments, Ltd.
beneficially owns an aggregate of 594,915 shares, or 2.7%, of the Common Stock of the Issuer.
Sidhu-Singh Family Foundation beneficially owns an aggregate of 1,200 shares, or less than 0.1%, of
the Common Stock of the Issuer.
(b) Mr. Sidhu has sole power to vote or to direct the vote and sole power to dispose or to
direct the disposition of 3,912,785 shares of Common Stock of the Issuer. Mr. Sidhu has shared
power to vote or to direct the vote and shared power to dispose or to direct the disposition of
596,115 shares of Common Stock of the Issuer. Sidhu-Singh Family Investments, Ltd. has sole power
to vote or direct the vote and to dispose or to direct the disposition of 594,915 shares of Common
Stock of the Issuer. Sidhu-Singh Family Foundation has sole power to vote or direct the vote and
to dispose or to direct the disposition of 1,200 shares of Common Stock of the Issuer. As general
partner of Sidhu-Singh Family Investments, Ltd. and a Director and Vice President of Sidhu-Singh
Family Foundation, Mr. Sidhu may be deemed to be the beneficial owner of the shares of Common Stock
of the Issuer held by Sidhu-Singh Family Investments, Ltd. and Sidhu-Singh Family Foundation.
(c) The transactions in the Issuers securities by the members of the Sidhu Reporting Group in
the last sixty days are listed on Annex A hereto and made a part hereof. Such transactions were
conducted on the open market under Rule 144 of the Securities Act of 1933.
(d) Not Applicable.
(e) Not Applicable.
[Remainder of Page Intentionally Left Blank]
Signature
After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies
that the information set forth in this statement is true, complete and correct.
Dated: August 27, 2009
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/s/ Sanjiv S. Sidhu
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Sanjiv S. Sidhu |
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SIDHU-SINGH FAMILY INVESTMENTS, LTD.
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By: |
/s/ Sanjiv S. Sidhu
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Name: |
Sanjiv S. Sidhu |
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Title: |
Managing General Partner |
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SIDHU-SINGH FAMILY FOUNDATION
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By: |
/s/ Sanjiv S. Sidhu
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Name: |
Sanjiv S. Sidhu |
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Title: |
Director |
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Annex A
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Number of Shares |
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Reporting Person |
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Date |
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Purchased/(Sold) |
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Price per Share |
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Sanjiv S. Sidhu |
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08/25/2009 |
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(772,200 |
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$ |
15.27 |
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Sidhu-Singh Family
Investments, Ltd. |
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08/25/2009 |
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(227,800 |
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$ |
15.27 |
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