FORM 4 | UNITED
STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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(Print or Type Responses) |
1. Name and Address of Reporting Person* Amen Robert M. |
2. Issuer Name and Ticker or Trading Symbol International Paper Company: IP |
6. Relationship of Reporting Person(s) to Issuer (Check all applicable) o Director o 10% Owner x Officer o Other (specify below) (give title below) Executive Vice President |
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(Last) (First) (Middle) c/o International Paper Company, 400 Atlantic Street |
3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) |
4. Statement for Month/Day/Year 11/27/02 |
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(Street) Stamford CT 06921 |
5. If Amendment, Date of Original (Month/Day/Year) 12/02/02 |
7. Individual or Joint/Group Filing (Check Applicable Line) x Form filed by One Reporting Person o Form filed by More than One Reporting Person |
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(City) (State) (Zip) | Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||
1. Title of Security (Instr. 3) |
2. Trans- action Date (Month/ Day/ Year) |
2A. Deemed Execution Date, if any (Month/ Day/ Year) |
3. Trans- action Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Owner- ship Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Owner- ship (Instr. 4) |
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Code | V | Amount | (A) or (D) |
Price | ||||||
Common Stock | 101,803 | D | ||||||||
Common Stock | 13,176(1)(2)(3) | I | By SSP | |||||||
Reminder: | Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). | |
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
FORM 4 (continued)
Table II -- Derivative Securities Acquired,
Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) |
2. Conver- sion or Exercise Price of Deri- vative Security |
3. Trans- action Date (Month/ Day/ Year) |
3A. Deemed Execution Date, if any (Month/ Day/ Year) |
4. Trans- action Code (Instr. 8) |
5. Number of Deriv- ative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Deriv- ative Security (Instr. 5) |
9. Number of Deriv- ative Securities Bene- ficially Owned Following Reported Trans- action(s) (Instr. 4) |
10. Owner- ship Form of Deriv- ative Securities: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Benefi- cial Owner- ship (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
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Common Stock | 11/27/02 | A | A | Common Stock | 13(1) | $38.88 | 9,748(1)(2) | I | DCSP | ||||||
Explanation of Responses:
1. | Share numbers are rounded. |
2. | The investments in the SSP (International Paper Salaried Savings Plan) and DCSP (International Paper Deferred Compensation Savings Plan) are in a unitized fund of shares and cash. The investment in the DCSP operates similar to the SSP company stock fund, and the number of units will vary as the price of the Issuer's common stock varies. |
3. | Between January 1, 2002 and September 30, 2002, the reporting person acquired 349 shares of International Paper common stock under the SSP. The information in this report is based on a plan statement dated as of September 30, 2002. |
/s/ John E. Walendzik | December 5, 2002 | |
** Signature of Reporting Person | Date | |
By: John E. Walendzik, Attorney-in-Fact for Robert M. Amen |
** | Intentional misstatements or omissions of facts constitute
Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
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Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. |
Page 2
Power Of Attorney
KNOW ALL MEN BY THESE PRESENTS, that I, ROBERT M. AMEN, an officer of International Paper Company ("International Paper"), have made, constituted and appointed, and by these presents do make, constitute and appoint, each of the persons, or any of them, named by International Paper as SEC Coordinating Officer and Assistant SEC Coordinating Officer, as such persons are designated and certified by the Secretary or Assistant Secretary of International Paper as such and copy of whose signatures is included in said certification, as my true and lawful attorney for the purpose of executing, delivering, recording, filing, electronically or otherwise, attesting, or otherwise acting with regards to Forms 3, 4 and 5, or any other forms, amendments or documents described in or relating to the rules promulgated under Section 16 of the Securities Exchange Act of 1934, as amended, giving and granting unto said attorney, the full power and authority to do and perform each and every act and thing whatsoever requisite and appropriate in connection with the power of attorney.
IN WITNESS WHEREOF, I have hereunto set my hand this 2 day of Oct, 2002.
/s/
Robert M. Amen Robert M. Amen |
ACKNOWLEDGEMENT
STATE OF CONNECTICUT | ) |
) ss: | |
COUNTY OF FAIRFIELD | ) |
On this 2nd day of October, 2002, before me personally came Robert M. Amen, to me known to be the individual described in and who executed the foregoing instrument, and acknowledged that he executed the same.
/s/
Carol M. Samalin Notary Public |
INTERNATIONAL PAPER
COMPANY
SECRETARY'S CERTIFICATE
I, Barbara L. Smithers, duly elected Corporate Secretary of International Paper Company, a New York corporation, do hereby certify that the following persons have been designated by me as SEC Coordinating Officer and Assistant Coordinating Officers to act as true and lawful attorneys for the purpose of executing, delivering, recording, filing, electronically or otherwise, attesting or otherwise acting with regards to Forms 3, 4 and 5, or any other forms, amendments or documents described in or relating to the rules promulgated under Section 16 of the Securities Exchange Act of 1934, as amended:
SEC Coordinating Officer:
John Walendzik | /s/
John Walendzik |
Assistant SEC Coordinating Officers:
Rebecca Bouldien | /s/
Rebecca Bouldien |
Carol M. Samalin | /s/
Carol M. Samalin |
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the corporate seal this 9th day of October, 2002.
/s/
Barbara L. Smithers |
Barbara
L. Smithers Vice President and Corporate Secretary |