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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Artiman, L.L.C. 2000 UNIVERSITY AVENUE, SUITE 602 EAST PALO ALTO, CA 94303 |
X | |||
ARTIMAN VENTURES L P 2000 UNIVERSITY AVENUE, SUITE 602 EAST PALO ALTO, CA 94303 |
X | |||
ARTIMAN VENTURES SIDE FUND L P 2000 UNIVERSITY AVENUE, SUITE 602 EAST PALO ALTO, CA 94303 |
X | |||
Artiman Ventures Side Fund II, L.P. 2000 UNIVERSITY AVENUE, SUITE 602 EAST PALO ALTO, CA 94303 |
X | |||
Shah Amit C/O ARTIMAN VENTURES 2000 UNIVERSITY AVE, SUITE 602 EAST PALO ALTO, CA 94303 |
X | |||
Mundkur Yatin 2000 UNIVERSITY AVENUE, SUITE 602 EAST PALO ALTO, CA 94303 |
X |
/s/ Amit Shah, as Managing Member of Artiman, L.L.C., General Partner of each of Artiman Ventures, L.P., Artiman Ventures Side Fund, L.P., and Artiman Ventures Side Fund II, L.P. | 07/24/2015 | |
**Signature of Reporting Person | Date | |
/s/ Amit Shah | 07/24/2015 | |
**Signature of Reporting Person | Date | |
/s/ Yatin Mundkur | 07/24/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the Artiman Funds on August 30, 2012. |
(2) | The price reported in column 4 is a weighted average price ranging from $9.65 to $10.03, inclusive. |
(3) | Securities directly held by Artiman Ventures, L.P. Shah and Mundkur are the Managing Members of Artiman, L.L.C., the General Partner of Artiman Ventures, L.P., and disclaim beneficial ownership of the securities held by Artiman Ventures, L.P. except to the extent of their pecuniary interest therein, if any. |
(4) | Securities directly held by Artiman Ventures Side Fund, L.P. Shah and Mundkur are the Managing Members of Artiman, L.L.C., the General Partner of Artiman Ventures Side Fund, L.P., and disclaim beneficial ownership of the securities held by Artiman Ventures Side Fund, L.P. except to the extent of their pecuniary interest therein, if any. |
(5) | Securities directly held by Artiman Ventures Side Fund II, L.P. Shah and Mundkur are the Managing Members of Artiman, L.L.C., the General Partner of Artiman Ventures Side Fund II, L.P., and disclaim beneficial ownership of the securities held by Artiman Ventures Side Fund II, L.P. except to the extent of their pecuniary interest therein, if any. |
(6) | The price reported in column 4 is a weighted average price ranging from $9.72 to $9.99, inclusive. |
Remarks: Amit Shah ("Shah") and Yatin Mundkur ("Mundkur") were inadvertently omitted as reporting persons from the original Form 4 filing. As of October 1, 2012, Shah and Mundkur were Managing Members of Artiman, L.L.C., the General Partner of each of Artiman Ventures, L.P., Artiman Ventures Side Fund, L.P., and Artiman Ventures Side Fund II, L.P. (together, the "Artiman Funds"). Shah and Mundkur disclaim beneficial ownership of the securities held by the Artiman Funds except to the extent of their pecuniary interest therein, if any. |