UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Gomez Pimienta Jose Luis 77 ARISTOTELES STREET, 3RD FLOOR POLANCO, O5 11560 |
 X |  |  President and CEO |  |
/s/ Lisa R. Price, pursuant to attached power of attorney | 06/30/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | We are making this Form 3 filing pursuant to Instruction 1(a)(iv) because we wish to clarify that Mr. Gomez Pimienta is a "reporting person" as such term is used in the Instructions to Form 3. |
(2) | The reporting person may be considered a beneficial owner of these securities pursuant to Rule 16a-1(a)(2), promulgated under the Securities and Exchange Act of 1934 ("Exchange Act"). The reporting person is the President and Chief Executive Officer of Impulsora del Fondo Mexico, S.C., the Issuer's Investment Adviser, and owns almost 25% of its capital. Pursuant to Rule 16a-1-(a)(4) of the Exchange Act, however, Mr. G?mez Pimienta disclaims beneficial ownership. Exhibit List: Ex. 24 - Power of Attorney |