SECURITIES AND EXCHANGE COMMISSION
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): August 14, 2002
SAFEGUARD SCIENTIFICS, INC.
| PENNSYLVANIA | 1-5620 | 23-1609753 | ||
| (State or other jurisdiction | (Commission | (I.R.S. Employer | ||
| of incorporation) | File Number) | Identification No.) | ||
| 800 The Safeguard Building 435 Devon Park Drive, Wayne, PA | 19087 | |||
| (Address of principal executive offices) | (Zip Code) | |||
Registrant’s telephone number, including area code: (610) 293-0600
| Item 9. Regulation FD Disclosure | ||||||||
| SIGNATURES | ||||||||
| Exhibit Index | ||||||||
| STATEMENT UNDER OATH OF PRINCIPAL EXEC/ OFFICER | ||||||||
| STATEMENT UNDER OATH OF PRINCIPAL FINANCIAL OFCR | ||||||||
Item 9. Regulation FD Disclosure
On August 14, 2002, each of the Principal Executive Officer, Anthony L. Craig, and Principal Financial Officer, Christopher J. Davis, of Safeguard Scientifics, Inc. submitted to the SEC sworn statements pursuant to Securities and Exchange Commission Order No. 4-460.
A copy of each of these statements is attached hereto as an Exhibit (99.1 and 99.2).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Safeguard Scientifics, Inc. | ||||
| Date: August 14, 2002 | By: | /s/ Christopher J. Davis | ||
| Christopher J. Davis | ||||
| Managing Director and | ||||
| Chief Financial Officer | ||||
| Exhibit Index | ||
| Exhibit 99.1 | Statement Under Oath of Principal Executive Officer dated August 14, 2002 | |
| Exhibit 99.2 | Statement Under Oath of Principal Financial Officer dated August 14, 2002 |