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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) (5) | $ 29.23 | 08/12/2011 | 08/12/2021 | Common Stock ($1 par value) | 70,000 | 70,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) (5) | $ 46.21 | 08/08/2009 | 08/08/2016 | Common Stock ($1 par value) | 30,000 | 30,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) (5) | $ 47.56 | 02/14/2008 | 02/14/2015 | Common Stock ($1 par value) | 40,000 | 40,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) (5) | $ 53.9 | 08/07/2010 | 08/07/2017 | Common Stock ($1 par value) | 30,000 | 30,000 | D | ||||||||
Restricted stock units (6) | $ 0 | 08/08/1988 | 08/08/1988 | Common Stock ($1 par value) | 15,000 | 15,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KARPOWICZ PAUL 1716 LOCUST STREET DES MOINES, IA 50309-3023 |
President-Broadcasting Group |
By: Teresa T. Rinker, by Power of Attorney For: Paul A. Karpowicz | 02/03/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares were awarded pursuant to the Meredith Corporation Stock Incentive Plans. The shares are subject to forfeiture and are nontransferable until vested, either on the third or the fifth anniversary of the grant date, as specified in each award agreement. |
(2) | The reporting person acquired these shares of Common Stock ($1 par value) through his/her Meredith Corp. Employee Stock Purchase Plan account upon which quarterly dividends are paid in the form of additional Common Stock. This footnote would normally be included in column 5. |
(3) | Shares held in an account for the reporting person's spouse. |
(4) | Restricted stock granted pursuant to Meredith Corp.'s 2004 Stock Incentive Plan which will be converted to Common Stock ($1 par value) on a one-for-one basis upon the attainment of the ROE criteria specified in the award agreement and the completion of a three-year period of service. |
(5) | This option was granted pursuant to the Meredith Corp. Stock Incentive Plans and becomes exercisable in its entirety on the third anniversary of the date of grant. |
(6) | Restricted stock units granted pursuant to Meredith Corp.'s 2004 Stock Incentive Plan which will be converted to Common Stock ($1 par value) on a one-for-one basis upon the attainment of specified EPS growth targets and the completion of a three-year period of service. Quarterly dividends are accrued in the form of additional restricted stock units. |