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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 7.9975 | 03/27/2013 | M | 3,106 | 02/01/2013 | 08/28/2018 | Common Stock | 3,106 | $ 0 | 11,428 (1) | D | ||||
Employee Stock Option (Right to Buy) | $ 7.9975 | 03/27/2013 | M | 3,106 | 02/01/2013 | 12/19/2018 | Common Stock | 3,106 | $ 0 | 11,428 (2) | D | ||||
Employee Stock Option (Right to Buy) | $ 25.25 | 03/27/2013 | M | 24,800 | (3) | 03/24/2020 | Common Stock | 24,800 | $ 0 | 33,360 (4) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ravener Robert D 100 MISSION RIDGE GOODLETTSVILLE, TN 37072 |
EVP & Chief People Officer |
/s/ Robert D. Ravener | 03/28/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The number of securities reported in the first row of this column represents unvested time-based options with the same exercise price and expiration date as the options reported in the first row of column 5 that are scheduled to vest on August 25, 2013. |
(2) | The number of securities reported in the second row of this column represents unvested time-based options with the same exercise price and expiration date as the options reported in the second row of column 5 that are scheduled to vest on August 25, 2013. |
(3) | The securities reported in the third row of this column vested as to 4,472 shares on February 3, 2012, as to 13,422 shares on March 24, 2012, and as to 6,906 shares on February 1, 2013. |
(4) | The number of securities reported in the third row of this column represents (a) 13,422 unvested time-based options with the same exercise price and expiration date as the options reported in the third row of column 5 that are scheduled to vest on March 24, 2014; and (b) 19,938 vested options. |