Blueprint
 
FORM 6-K
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
 
 
Report of Foreign Private Issuer
 
Pursuant to Rule 13a - 16 or 15d - 16 of
 
the Securities Exchange Act of 1934
 
 
 
For the month of March
 
HSBC Holdings plc
 
42nd Floor, 8 Canada Square, London E14 5HQ, England
 
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F).
 
Form 20-F X Form 40-F  
 
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934).
 
Yes  No X
 
(If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-   ).
 
 
 
 HSBC HOLDINGS PLC
 
12 March 2019
 
Notification of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs")
 
 
1.   Group Performance Share Plan awards (Performance Year 2013) 
 
 
Deferred awards under the Group Performance Share Plan ("GPSP Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2014 as a part of variable pay for the performance year ended 31 December 2013.
 
 
The GPSP Awards vested on 11 March 2019. The Shares must be retained while the individual is employed by HSBC. The GPSP Awards were determined by assessing performance against financial and non-financial metrics, as detailed in the Directors' Remuneration Report in the Annual Report and Accounts 2013.
 
 
Directors
 
Name
 
Additional Shares issued in lieu of the 2018 4th interim dividend1
 
Total number of Shares vested
 
Number of Shares sold at £6.2636 per Share2
 
John Flint
 
3,955
 
159,197
 
74,823
Marc Moses
 
11,823
 
475,857
 
223,653
 
Other PDMRs
 
Name
 
Additional Shares issued in lieu of the 2018 4th interim dividend1
 
Total number of Shares vested
 
 Number of Shares sold at £6.2636 per Share2
 
Samir Assaf
 
17,633
709,649
333,536
Peter Wong
 
9,067
364,930
54,740
 
1 At US$8.2417 per Share, being the average closing price of the Company's Shares on the London Stock Exchange for the five business days between 21 and 27 February 2019, converted into USD. 
Includes shares sold to cover withholding tax. 
 
 
2.   Group Performance Share awards (Performance Year 2013)
 
Deferred awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2014 as a part of variable pay for the performance year ended 31 December 2013.
 
The Awards vested on 11 March 2019 and the following transactions took place in London.
 
 
Other PDMRs
 
Name
 
Additional Shares issued in lieu of the 2018 4th interim dividend1
 
Total number of Shares vested
 
 Number of Shares sold at £6.2636 per Share2
 
Patrick Burke
 
1,481
59,610
59,610
Paulo Maia
 
733
29,488
11,391
Noel Quinn
 
1,481
59,583
18,295
Antonio Simoes
 
1,601
64,418
30,277
 
1  At US$8.2417 per Share, being the average closing price of the Company's Shares on the London Stock Exchange for the five business days between 21 and 27 February 2019, converted into USD. 
Includes shares sold to cover withholding tax.
 
 
3.   Annual Incentive awards (Performance Year 2017)
 
Deferred awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc were granted in 2018 as a part of variable pay for the performance year ended 31 December 2017.
 
On 11 March 2019, the first tranche of the Awards granted in 2018 vested and the following transactions took place in London.
 
 
Other PDMRs
 
Name
 
Total number of Shares vested
 
 
Number of Shares sold at £6.2636 per Share1
 
Patrick Burke
 
20,950
 
11,150
Paulo Maia
 
10,145
 
3,551
Charlie Nunn
 
9,807
 
4,610
Peter Wong
 
22,809
 
3,422
 
1  Includes shares sold to cover withholding tax.
 
 
The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
John Flint
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Chief Executive
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$8.24
3,955
US$32,595.92
 
 
Aggregated
US$8.242
3,955
US$32,595.92
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.24
159,197
£993,389.28
 
 
Aggregated
£6.24
159,197
£993,389.28
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.26
74,823
£468,661.34
 
 
 
Aggregated
£6.264
74,823
£468,661.34
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Marc Moses
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Chief Risk Officer
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$8.24
11,823
US$97,441.62
 
 
Aggregated
US$8.242
11,823
US$97,441.62
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.24
475,857
£2,969,347.68
 
 
Aggregated
£6.24
475,857
£2,969,347.68
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.26
223,653
£1,400,872.93
 
 
 
Aggregated
£6.264
223,653
£1,400,872.93
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Samir Assaf
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Global Banking and Markets
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$8.24
17,633
US$145,325.90
 
 
Aggregated
US$8.242
17,633
US$145,325.90
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.24
709,649
£4,428,209.76
 
 
Aggregated
£6.24
709,649
£4,428,209.76
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.26
333,536
£2,089,136.09
 
 
Aggregated
£6.264
333,536
£2,089,136.09
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Patrick Burke
 
 
 
 
2 - Reason for the notification
 
Position/status
President and Chief Executive of HSBC US
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$8.24
1,481
US$12,205.96
 
 
Aggregated
US$8.242
1,481
US$12,205.96
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.24
80,560
£502,694.40
 
 
Aggregated
£6.24
80,560
£502,694.40
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.26
70,760
£443,212.34
 
 
 
Aggregated
£6.264
70,760
£443,212.34
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Paulo Maia
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Latin America
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$8.24
733
US$6,041.17
 
 
Aggregated
US$8.242
733
US$6,041.17
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.24
39,633
£247,309.92
 
 
 
Aggregated
£6.24
39,633
£247,309.92
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.26
14,942
£93,590.71
 
 
 
Aggregated
£6.264
14,942
£93,590.71
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Charlie Nunn
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Retail Banking and Wealth Management
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.24
9,807
£61,195.68
 
 
Aggregated
£6.24
9,807
£61,195.68
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.26
4,610
£28,875.20
 
 
 
Aggregated
£6.264
4,610
£28,875.20
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Noel Quinn
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Global Commercial Banking
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$8.24
1,481
US$12,205.96
 
 
Aggregated
US$8.242
1,481
US$12,205.96
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.24
59,583
£371,797.92
 
 
Aggregated
£6.24
59,583
£371,797.92
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.26
18,295
£114,592.56
 
 
 
Aggregated
£6.264
18,295
£114,592.56
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Antonio Simoes
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Global Private Banking
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$8.24
1,601
US$13,194.96
 
 
Aggregated
US$8.242
1,601
US$13,194.96
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.24
64,418
£401,968.32
 
 
Aggregated
£6.24
64,418
£401,968.32
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.26
30,277
£189,643.02
 
 
 
Aggregated
£6.264
30,277
£189,643.02
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Peter Wong
 
 
 
 
2 - Reason for the notification
 
Position/status
Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$8.24
9,067
US$74,727.49
 
 
Aggregated
US$8.242
9,067
US$74,727.49
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.24
387,739
£2,419,491.36
 
 
Aggregated
£6.24
387,739
£2,419,491.36
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-11
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.26
58,162
£364,303.50
 
 
 
Aggregated
£6.264
58,162
£364,303.50
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
For any queries related to this notification, please contact: 
 
Larissa Wilson
Shareholder Services 
020 7991 0595
 

 
 
 
 
 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
HSBC Holdings plc
 
 
 
By:
 
Name: Ben J S Mathews
 
Title: Group Company Secretary
 
 
 
Date: 12 March 2019