Blueprint
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
FORM 6-K
 
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 OF THE
SECURITIES EXCHANGE ACT OF 1934
 
For the month of October 2016
 
Commission File Number:  001-10691
 
DIAGEO plc
(Translation of registrant’s name into English)
 
 
Lakeside Drive, Park Royal, London NW10 7HQ
(Address of principal executive offices)
 
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
 
Form 20-F ........X.....                                                                Form 40-F ..........
 
Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ..................
 
Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ..................
 
 
List identifying information required to be furnished
by Diageo plc pursuant to Rule 13a-16 or 15d-16 of
The Securities Exchange Act 1934
1 – 31 October 2016
 
 
 
Information
 
Public Announcements/Press
 
Required by/when
 
The Stock Exchange, London
 
 
 
Announcement
Director/PDMR Shareholding (04 October 2016)
 
 
Announcement
Director/PDMR Shareholding (20 October 2016)
 
Announcement
Director/PDMR Shareholding (10 October 2016)
 
 
Announcement
Total Voting Rights (31 October 2016)
Announcement
Director/PDMR Shareholding (12 October 2016)
 
 
Announcement
 
Announcement
Director/PDMR Shareholding (19 October 2016)
 
 
Announcement
 
 
 
Diageo PLC – Director/PDMR Shareholding
Dated 04 October 2016
 
 
Diageo plc (the "Company")
Transaction notification
1.
 
Details of Restricted Person / person closely associated with them ("PCA")
 
a)
 
Name
 
J FERRAN
 
b)
 
Position / status
 
NON-EXECUTIVE DIRECTOR
 
c)
 
Initial notification / amendment
 
INITIAL NOTIFICATION
 
2.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
 
ORDINARY SHARES 28 101/108 PENCE
 
b)
 
Nature of the transaction
 
PURCHASE OF ORDINARY SHARES
 
 
c)
 
Price(s) and volume(s)
 
 Price(s)
 
  Volume(s)
 
 £ 22.21
 
     18,500
 
d)
 
Aggregated information 
 
N/A
 
e)
 
Date of the transaction
 
 29 SEPTEMBER 2016
 
f)
 
Place of the transaction
 
LONDON STOCK EXCHANGE
 
537577033
 
 
Diageo PLC – Director/PDMR Shareholding
Dated 10 October 2016
 
 
Diageo plc (the "Company")
Transaction notification
1.
 
Details of Restricted Person / person closely associated with them ("PCA")
 
a)
 
Name
 
1.    KA MIKELLS
2.    D CUTTER
3.    S MORIARTY
4.    FB HUMER
 
b)
 
Position / status
 
1.    CFO
2.    MEMBER OF EXECUTIVE COMMITTEE
3.    MEMBER OF EXECUTIVE COMMITTEE
4.    CHAIRMAN
 
c)
 
Initial notification / amendment
 
INITIAL NOTIFICATION
 
2.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
 
ORDINARY SHARES 28 101/108 PENCE
 
b)
 
Nature of the transaction
 
1, 2, 3 & 4: PURCHASE UNDER DIAGEO SHARE INCENTIVE PLAN
4. PURCHASE UNDER ARRANGEMENT WITH COMPANY
 
c)
 
Price(s) and volume(s)
 
 Price(s)
 
 Volume(s)
 
  1.    £22.42
 
         7
 
  2.    £22.42
 
         9
 
  3.    £22.42
 
         7
 
  4.    £22.42
 
      369
 
d)
 
Aggregated information 
 
N/A
 
e)
 
Date of the transaction
 
10 OCTOBER 2016
 
f)
 
Place of the transaction
 
LONDON STOCK EXCHANGE
 
537577033
 
 
Diageo PLC – Director/PDMR Shareholding
Dated 12 October 2016
 
 
 
Diageo plc (the "Company")
Transaction notification
1.
 
Details of Restricted Person / person closely associated with them ("PCA")
 
a)
 
Name
 
1.    D CUTTER
2.    S FISCHER
3.    S MORIARTY
4.    FB HUMER
 
b)
 
Position / status
 
1.    MEMBER OF EXECUTIVE COMMITTEE
2.    MEMBER OF EXECUTIVE COMMITTEE
3.    MEMBER OF EXECUTIVE COMMITTEE
4.    CHAIRMAN
 
c)
 
Initial notification / amendment
 
INITIAL NOTIFICATION
 
2.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
 
ORDINARY SHARES 28 101/108 PENCE
 
b)
 
Nature of the transaction
 
1,2,3&4: It received notification on 12 October 2016 that the following director and PDMRs, as participants in the Diageo Dividend Reinvestment Plan (the "Plan") received Ordinary Shares in respect of the final dividend paid on 10 October 2016.
 
c)
 
Price(s) and volume(s)
 
  Price(s)
 
  Volume(s)
 
    1.    £22.2986
 
           7
 
    2.    £22.2986
 
         17
 
   3.    £22.2986
 
        813
 
   4.    £22.2986
 
      1,053
 
d)
 
Aggregated information 
 
N/A
 
e)
 
Date of the transaction
 
10 OCTOBER 2016
 
f)
 
Place of the transaction
 
LONDON STOCK EXCHANGE
 
537577033
 
 
Diageo PLC – Director/PDMR Shareholding
Dated 19 October 2016
 
Diageo plc (the "Company")
Transaction notification
1.
 
Details of Restricted Person / person closely associated with them ("PCA")
 
a)
 
Name
 
1.    D MAHLAN
2.    J KENNEDY
3.    S SALLER
 
b)
 
Position / status
 
1.    MEMBER OF EXECUTIVE COMMITTEE
2.    MEMBER OF EXECUTIVE COMMITTEE
3.    MEMBER OF EXECUTIVE COMMITTEE
 
c)
 
Initial notification / amendment
 
INITIAL NOTIFICATION
 
2.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
 
AMERICAN DEPOSITARY SHARES
 
b)
 
Nature of the transaction
 
The persons discharging managerial responsibilities named above, as participants in the dividend reinvestment programme connected with the US Employee Stock Purchase Plan (also Known as the US Sharesave Plan), received American Depositary Shares ("ADS") on 17 October 2016, in respect of the Company's final dividend.
 
c)
 
Price(s) and volume(s)
 
  Price(s)
 
  Volume(s)
 
1.    $108.66
 
56
 
  2.    $108.66
 
7
 
3.    $108.66
 
37
 
d)
 
Aggregated information 
 
N/A
 
e)
 
Date of the transaction
 
17 OCTOBER 2016
 
f)
 
Place of the transaction
 
New York Stock Exchange
 
537577033
 
 
Diageo PLC – Director/PDMR Shareholding
Dated 20 October 2016
 
 
Diageo plc (the "Company")
Transaction notification
1.
 
Details of Restricted Person / person closely associated with them ("PCA")
 
a)
 
Name
 
B FRANZ
 
b)
 
Position / status
 
MEMBER OF EXECUTIVE COMMITTEE
 
c)
 
Initial notification / amendment
 
INITIAL NOTIFICATION
 
2.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
 
AMERICAN DEPOSITARY SHARES
 
b)
 
Nature of the transaction
 
The person discharging managerial responsibilities named above, as a participant in the dividend reinvestment programme connected with the US Employee Stock Purchase Plan (also Known as the US Sharesave Plan), received American Depositary Shares ("ADS") on 17 October 2016, in respect of the Company's final dividend.
 
c)
 
Price(s) and volume(s)
 
      Price(s)
 
     Volume(s)
 
 
       $108.66
 
 
33
 
d)
 
Aggregated information 
 
N/A
 
e)
 
Date of the transaction
 
17 OCTOBER 2016
 
f)
 
Place of the transaction
 
New York Stock Exchange
 
537577033
 
 
Diageo PLC – Total Voting Rights
Dated 31 October 2016
 
 
TO:
 
Regulatory Information Service
 
RE:
 
Paragraph 5.6.1 of the Disclosure Guidelines and Transparency Rules
 
 
Diageo plc - Voting Rights and Capital
In conformity with Paragraph 5.6.1 of the Disclosure Guidelines and Transparency Rules, Diageo plc (the "Company") would like to notify the market of the following:
The Company's issued capital as at 31 October 2016 consisted of 2,754,438,461 ordinary shares of 28 101/108 pence each ("Ordinary Shares"), with voting rights. 238,329,109 Ordinary Shares were held in Treasury, in respect of which, voting rights were not exercised.
Therefore, the total number of voting rights in the Company was 2,516,109,352 and this figure may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, the Company under the FCA's Disclosure Guidelines and Transparency Rules.
 
31 October 2016
Jonathan Guttridge
Company Secretarial Assistant
Diageo plc
 
 
SIGNATURE
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf  by the undersigned, thereunto duly authorized.
 
 
                                             
 
 
 
 
 Diageo plc
 
 (Registrant)
 
 
 Date: 01 November 2016
 By: /s/Jonathan Guttridge
 
 Name: Jonathan Guttridge
 
 Title: Company Secretarial Assistant