1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Deferred Comp Plan Baxter Common Stock Fund
|
Â
(1)
|
Â
(1)
|
Common Stock, $1 par value
|
46
|
$
(2)
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(3)
|
03/04/2021 |
Common Stock, $1 par value
|
4,550
|
$
53.8
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(3)
|
03/06/2022 |
Common Stock, $1 par value
|
6,563
|
$
57.48
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(4)
|
03/05/2023 |
Common Stock, $1 par value
|
19,627
|
$
70.24
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(5)
|
12/02/2023 |
Common Stock, $1 par value
|
10,000
|
$
68.17
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(6)
|
03/04/2024 |
Common Stock, $1 par value
|
42,992
|
$
69.03
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(7)
|
03/03/2025 |
Common Stock, $1 par value
|
83,056
|
$
69.42
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Reporting person allocated compensation deferred under Baxter's Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan. |
(2) |
1 for 1 |
(3) |
This option is presently exercisable in full. |
(4) |
Two-thirds of this option is presently exercisable. The remaining one-third becomes exercisable on March 5, 2016. |
(5) |
One-third of this option is presently exercisable. The remaining two-thirds become exercisable on December 2, 2015 and December 2, 2016. |
(6) |
One-third of this option is presently exercisable. The remaining two-thirds become exercisable on March 4, 2016 and March 4, 2017. |
(7) |
This option will vest in three equal annual installments beginning on March 3, 2016, the first anniversary of the grant date. |