UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-21905
First Trust/Aberdeen Emerging Opportunity Fund
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: December 31
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Date of reporting period: July 1, 2013 - June 30, 2014
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
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Grupo Financiero Banorte SAB de CV
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Ticker GFNORTEO Meeting Date 03-Jul-13
Primary CUSIP P49501201 Meeting Type Special
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MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Approve Increase in Variable Portion of Capital via For For No
Issuance of Shares without Preemptive Rights
Management Yes 2 Approve Public Offering of Shares in Mexico, the United For For No
States and Other Markets
Management Yes 3 Authorize Board to Ratify and Execute Approved For For No
Resolutions
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Housing Development Finance Corp. Ltd.
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Ticker 500010 Meeting Date 19-Jul-13
Primary CUSIP Y37246157 Meeting Type Annual
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MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Dividend of INR 12.50 Per Share For For No
Management Yes 3 Reelect D.S. Parekh as Director For For No
Management Yes 4 Reelect K. Mahindra as Director For For No
Management Yes 5 Reelect D.M. Sukthankar as Director For For No
Management Yes 6 Reelect N. Munjee as Director For For No
Management Yes 7 Approve Deloitte Haskins & Sells as Auditors and Branch For For No
Auditors and Authorize Board to Fix Their Remuneration
Management Yes 8 Approve PKF as Branch Auditors and Authorize Board to For For No
Fix Their Remuneration
Management Yes 9 Approve Increase in Borrowing Powers For For No
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SABMiller plc
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Ticker SAB Meeting Date 25-Jul-13
Primary CUSIP G77395104 Meeting Type Annual
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MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Remuneration Report For For No
Management Yes 3 Elect Guy Elliott as Director For For No
Management Yes 4 Re-elect Mark Armour as Director For For No
Management Yes 5 Re-elect Geoffrey Bible as Director For For No
Management Yes 6 Re-elect Alan Clark as Director For For No
Management Yes 7 Re-elect Dinyar Devitre as Director For For No
Management Yes 8 Re-elect Lesley Knox as Director For For No
Management Yes 9 Re-elect Graham Mackay as Director For For No
Management Yes 10 Re-elect John Manser as Director For For No
Management Yes 11 Re-elect John Manzoni as Director For For No
Management Yes 12 Re-elect Miles Morland as Director For For No
Management Yes 13 Re-elect Dr Dambisa Moyo as Director For For No
Management Yes 14 Re-elect Carlos Perez Davila as Director For For No
Management Yes 15 Re-elect Alejandro Santo Domingo Davila as Director For For No
Management Yes 16 Re-elect Helen Weir as Director For For No
Management Yes 17 Re-elect Howard Willard as Director For For No
Management Yes 18 Re-elect Jamie Wilson as Director For For No
Management Yes 19 Approve Final Dividend For For No
Management Yes 20 Reappoint PricewaterhouseCoopers LLP as Auditors For For No
Management Yes 21 Authorise Board to Fix Remuneration of Auditors For For No
Management Yes 22 Authorise Issue of Equity with Pre-emptive Rights For For No
Management Yes 23 Authorise Issue of Equity without Pre-emptive Rights For For No
Management Yes 24 Authorise Market Purchase of Ordinary Shares For For No
Management Yes 25 Authorise the Company to Call EGM with Two Weeks' Notice For For No
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Hindustan Unilever Limited.
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Ticker 500696 Meeting Date 26-Jul-13
Primary CUSIP Y3218E138 Meeting Type Annual
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MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Confirm Interim Dividend of INR 4.50 Per Share and Special For For No
Dividend of INR 8.00 Per Share and Approve Final Dividend of
INR 6.00 Per Share
Management Yes 3.1 Reelect H. Manwani as Director For For No
Management Yes 3.2 Reelect S. Ramamurthy as Director For For No
Management Yes 3.3 Reelect A. Narayan as Director For For No
Management Yes 3.4 Reelect S. Ramadorai as Director For For No
Management Yes 3.5 Reelect O.P. Bhatt as Director For For No
Management Yes 3.6 Reelect P. Banerjee as Director For For No
Management Yes 4 Approve Lovelock & Lewes as Auditors and Authorize Board to For For No
Fix Their Remuneration
Management Yes 5 Elect S. Misra as Director For For No
Management Yes 6 Approve Commission Remuneration for Non-Executive Directors For For No
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ITC Ltd.
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Ticker 500875 Meeting Date 26-Jul-13
Primary CUSIP Y4211T171 Meeting Type Annual
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MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Dividend of INR 5.25 Per Share For For No
Management Yes 3.1 Reelect S. Banerjee as Director For For No
Management Yes 3.2 Reelect A.V.G. Kumar as Director For Against Yes
Management Yes 3.3 Reelect H.G. Powell as Director For For No
Management Yes 3.4 Reelect B. Sen as Director For For No
Management Yes 3.5 Reelect B. Vijayaraghavan as Director For For No
Management Yes 4 Approve Deloitte Haskins & Sells as Auditors and Authorize For For No
Board to Fix Their Remuneration
Management Yes 5 Elect M. Shankar as Director For For No
Management Yes 6 Elect S.S. Habib-ur-Rehman as Director For For No
Management Yes 7 Reelect D.K. Mehtrotra as Director For Against Yes
Management Yes 8 Reelect S.B. Mathur as Director For For No
Management Yes 9 Reelect P.B. Ramanujam as Director For For No
Management Yes 10 Reelect K.N. Grant as Director; and Approve Reappointment For For No
and Remuneration of K.N. Grant as Executive Director
Management Yes 11 Approve Commission Remuneration for Non-Executive Directors For For No
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Ultratech Cement Ltd.
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Ticker 532538 Meeting Date 29-Jul-13
Primary CUSIP Y9046E109 Meeting Type Annual
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MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Dividend of INR 9.00 Per Share For For No
Management Yes 3 Reelect R. Birla as Director For For No
Management Yes 4 Reelect R. C. Bhargava as Director For For No
Management Yes 5 Reelect S. Rajgopal as Director For For No
Management Yes 6 Approve Deloitte Haskins & Sells and G. P. Kapadia & Co. as For For No
Joint Statutory Auditors and Authorize Board to Fix Their
Remuneration
Management Yes 7 Approve Haribhakti & Co. as Branch Auditors and Authorize For For No
Board to Fix Their Remuneration
Management Yes 8 Elect R. Dube as Director For For No
Management Yes 9 Approve Employee Stock Option Scheme 2013 (ESOS 2013) For For No
Management Yes 10 Approve Stock Option Plan Grants to Employees of the For For No
Company's Subsidiaries and/or Holding Company Under the
ESOS 2013
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Infosys Ltd.
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Ticker 500209 Meeting Date 03-Aug-13
Primary CUSIP Y4082C133 Meeting Type Special
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MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Approve Appointment and Remuneration of N.R.N. Murthy as For For No
Executive Director
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Grasim Industries Ltd.
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Ticker 500300 Meeting Date 17-Aug-13
Primary CUSIP Y28523135 Meeting Type Annual
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MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Dividend of INR 22.50 Per Share For For No
Management Yes 3 Reelect S.K. Jain as Director For For No
Management Yes 4 Reelect T.M. Connelly as Director For For No
Management Yes 5 Reelect M.L. Apte as Director For For No
Management Yes 6 Reelect R.C. Bhargava as Director For For No
Management Yes 7 Approve G.P. Kapadia & Co. and Deloitte Haskins & Sells as For For No
Joint Statutory Auditors and Authorize Board to Fix Their
Remuneration
Management Yes 8 Approve Vidyarthi & Sons as Branch Auditors and Authorize For For No
Board to Fix Their Remuneration
Management Yes 9 Approve Employee Stock Option Scheme 2013 (ESOS 2013) For For No
Management Yes 10 Approve Stock Option Plan Grants to Employees of the For For No
Company's Subsidiaries Under the ESOS 2013
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Hero MotoCorp Ltd.
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Ticker 500182 Meeting Date 11-Sep-13
Primary CUSIP Y3179Z146 Meeting Type Annual
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MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Dividend of INR 60 Per Share For For No
Management Yes 3 Reelect P. Singh as Director For For No
Management Yes 4 Reelect M. Damodaran as Director For For No
Management Yes 5 Reelect P. Edgerley as Director For For No
Management Yes 6 Approve Deloitte Haskins & Sells as Auditors and Authorize For For No
Board to Fix Their Remuneration
Management Yes 7 Approve Commission Remuneration for Independent For For No
Non-Executive Directors
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Magnit OAO
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Ticker MGNT Meeting Date 26-Sep-13
Primary CUSIP X51729105 Meeting Type Special
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MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Approve Interim Dividends of RUB 46.06 for First Six For For No
Months of Fiscal 2013
Management Yes 2 Approve Related-Party Transaction Re: Loan Agreement with For For No
ZAO Tander
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Lukoil OAO
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Ticker LKOH Meeting Date 30-Sep-13
Primary CUSIP X5060T106 Meeting Type Special
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MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Approve Interim Dividends of RUB 50 per Share for First For For No
Six Months of Fiscal 2013
Management Yes 2 Amend Charter For For No
Management Yes 3 Amend Regulations on Board of Directors For For No
Management Yes 1 Approve Interim Dividends of RUB 50 per Share for First For For No
Six Months of Fiscal 2013
Management Yes 2 Amend Charter For For No
Management Yes 3 Amend Regulations on Board of Directors For For No
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Grupo Financiero Banorte S.A.B. de C.V.
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Ticker GFNORTEO Meeting Date 14-Oct-13
Primary CUSIP P49501201 Meeting Type Special
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MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Approve Dividends of MXN 0.7852 Per Share For For No
Management No 2 Receive Board's Report on Public Offering of Shares and No
Capital Increase
Management No 3 Receive External Auditor's Report on Fiscal Obligations No
Management Yes 4 Authorize Board to Ratify and Execute Approved Resolutions For For No
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BHP Billiton plc
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Ticker BLT Meeting Date 24-Oct-13
Primary CUSIP G10877101 Meeting Type Annual
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MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Appoint KPMG LLP as Auditors For For No
Management Yes 3 Authorise the Risk and Audit Committee to Fix Remuneration For For No
of Auditors
Management Yes 4 Authorise Issue of Equity with Pre-emptive Rights For For No
Management Yes 5 Authorise Issue of Equity without Pre-emptive Rights For For No
Management Yes 6 Authorise Market Purchase of Ordinary Shares For For No
Management Yes 7 Approve Remuneration Report For For No
Management Yes 8 Approve Long Term Incentive Plan For For No
Management Yes 9 Approve Grant of Deferred Shares and Performance Shares For For No
under the Group's Employee Equity Plans to Andrew Mackenzie
Management Yes 10 Elect Andrew Mackenzie as Director For For No
Management Yes 11 Re-elect Malcolm Broomhead as Director For For No
Management Yes 12 Re-elect Sir John Buchanan as Director For For No
Management Yes 13 Re-elect Carlos Cordeiro as Director For For No
Management Yes 14 Re-elect David Crawford as Director For For No
Management Yes 15 Re-elect Pat Davies as Director For For No
Management Yes 16 Re-elect Carolyn Hewson as Director For For No
Management Yes 17 Re-elect Lindsay Maxsted as Director For For No
Management Yes 18 Re-elect Wayne Murdy as Director For For No
Management Yes 19 Re-elect Keith Rumble as Director For For No
Management Yes 20 Re-elect John Schubert as Director For For No
Management Yes 21 Re-elect Shriti Vadera as Director For For No
Management Yes 22 Re-elect Jac Nasser as Director For For No
Share Holder Yes 23 Elect Ian Dunlop, a Shareholder Nominee to the Board Against Against No
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Hindustan Unilever Limited.
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Ticker 500696 Meeting Date 30-Oct-13
Primary CUSIP Y3218E138 Meeting Type Special
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MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Approve Appointment and Remuneration of S. Mehta as For For No
Managing Director & CEO
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Truworths International Ltd
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Ticker TRU Meeting Date 07-Nov-13
Primary CUSIP S8793H130 Meeting Type Annual
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MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports for the For For No
Year Ended 30 June 2013
Management Yes 2.1 Re-elect Rob Dow as Director For For No
Management Yes 2.2 Re-elect Michael Mark as Director For For No
Management Yes 2.3 Re-elect Tony Taylor as Director For For No
Management Yes 2.4 Elect David Pfaff as Director For For No
Management Yes 3 Authorise Board to Issue Shares for Cash For For No
Management Yes 4 Authorise Repurchase of Issued Share Capital For For No
Management Yes 5 Reappoint Ernst & Young Inc as Auditors of the Company with For For No
Tina Rookledge as the Registered Auditor and Authorise the
Audit Committee to Determine Their Remuneration
Management Yes 6 Approve Non-executive Directors' Fees For For No
Management Yes 7.1 Re-elect Michael Thompson as Member of the Audit Committee For For No
Management Yes 7.2 Re-elect Rob Dow as Member of the Audit Committee For For No
Management Yes 7.3 Re-elect Roddy Sparks as Member of the Audit Committee For For No
Management Yes 8 Approve Remuneration Policy For For No
Management Yes 9 Approve Social and Ethics Committee Report For For No
Management Yes 10.1 Re-elect Michael Thompson as Member of the Social and For For No
Ethics Committee
Management Yes 10.2 Re-elect Sisa Ngebulana as Member of the Social and Ethics For For No
Committee
Management Yes 10.3 Re-elect Thandi Ndlovu as Member of the Social and Ethics For For No
Committee
--------------------------------------------------------------------------------
Ultratech Cement Ltd.
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Ticker 532538 Meeting Date 29-Nov-13
Primary CUSIP Y9046E109 Meeting Type Special
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Amend Articles of Association Re: Increase the Number of For For No
Directors
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Banco Santander Chile
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Ticker BSANTANDER Meeting Date 05-Dec-13
Primary CUSIP P1506A107 Meeting Type Special
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Approve Offer by Banco Santander SA to Acquire Shares of For For No
Company Subsidiary Santander Asset Management SA
Administradora General de Fondos (SAM); Approve Service
Contract between Company and SAM
Management Yes 2 Receive Report Regarding Related-Party Transactions For For No
Management Yes 3 Authorize Board to Ratify and Execute Approved Resolutions For For No
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Fomento Economico Mexicano S.A.B. de C.V. FEMSA
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Ticker FEMSAUBD Meeting Date 06-Dec-13
Primary CUSIP P4182H115 Meeting Type Special
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Approve Dividends of MXN 0.33 per Class B Share, MXN 0.42 For For No
per Class D Share, MXN 1.67 per B Unit and MXN 2 per BD Unit
Management Yes 2 Authorize Board to Ratify and Execute Approved Resolutions For For No
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Petroleo Brasileiro SA-Petrobras
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Ticker PETR4 Meeting Date 16-Dec-13
Primary CUSIP P78331140 Meeting Type Special
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Approve Absorption of Refinaria Abreu e Lima S.A. (RNEST) For For No
Management Yes 2 Approve Absorption of Companhia de Recuperacao Secundaria For For No
(CRSec)
Management Yes 3 Approve Partial Spin-Off of Petrobras International Finance For For No
Company S.A. (PIIFCO)
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Grupo Financiero Banorte S.A.B. de C.V.
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Ticker GFNORTEO Meeting Date 20-Dec-13
Primary CUSIP P49501201 Meeting Type Special
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Amend Resolution Related to Dividend Payment Dates of For For No
Jan. 23, 2014 and April 23, 2014 as Approved at Oct. 14,
2013 Ordinary Shareholder Meeting
Management Yes 2 Authorize Board to Ratify and Execute Approved Resolutions For For No
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Ultratech Cement Ltd.
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Ticker 532538 Meeting Date 20-Jan-14
Primary CUSIP Y9046E109 Meeting Type Court
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Approve Scheme of Arrangement For For No
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Ultrapar Participacoes S.A.
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Ticker UGPA3 Meeting Date 31-Jan-14
Primary CUSIP P94396101 Meeting Type Special
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Approve Merger Agreement between the Company and Imifarma For For No
Produtos Farmaceuticos S.A.
Management Yes 2 Appoint Independent Firm to Appraise Proposed Transaction For For No
Management Yes 3 Approve Independent Firm's Appraisal For For No
Management Yes 4 Approve Issuance of Shares in Connection with Merger For For No
Management Yes 5 Amend Articles to Reflect Changes in Capital For For No
Management Yes 6 Approve Issuance of Subscription Warrants in Connection For For No
with Merger
Management Yes 7 Authorize Board to Ratify and Execute Approved Resolutions For For No
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E-MART Co. Ltd.
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Ticker 139480 Meeting Date 14-Mar-14
Primary CUSIP Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Approve Financial Statements, Allocation of Income, and For For No
Dividend of KRW 1,500 per Share
Management Yes 2 Amend Articles of Incorporation For For No
Management Yes 3.1 Elect Lee Gab-Soo as Inside Director For For No
Management Yes 3.2 Elect Yang Choon-Man as Inside Director For For No
Management Yes 4 Approve Total Remuneration of Inside Directors and Outside For For No
Directors
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Fomento Economico Mexicano S.A.B. de C.V. FEMSA
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Ticker FEMSAUBD Meeting Date 14-Mar-14
Primary CUSIP P4182H115 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Accept Report on Adherence to Fiscal Obligations For For No
Management Yes 3 Approve Allocation of Income For For No
Management Yes 4 Set Aggregate Nominal Share Repurchase Reserve For For No
Management Yes 5 Elect Directors and Secretaries, Verify Independence of For Abstain Yes
Directors, and Approve their Remuneration
Management Yes 6 Elect Members and Chairmen of Finance and Planning, Audit, For Abstain Yes
and Corporate Practices Committees; Approve Their Remuneration
Management Yes 7 Authorize Board to Ratify and Execute Approved Resolutions For For No
Management Yes 8 Approve Minutes of Meeting For For No
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ITC Ltd.
--------------------------------------------------------------------------------
Ticker 500875 Meeting Date 19-Mar-14
Primary CUSIP Y4211T171 Meeting Type Court
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Approve Scheme of Arrangement For For No
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Souza Cruz S.A.
--------------------------------------------------------------------------------
Ticker CRUZ3 Meeting Date 19-Mar-14
Primary CUSIP P26663107 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports for For For No
Fiscal Year Ended Dec. 31, 2013
Management Yes 2 Approve Allocation of Income and Dividends For For No
Management Yes 3 Elect Directors For For No
Management Yes 4 Approve Remuneration of Executive Officers and Non-Executive For For No
Directors
Management Yes 5 Install Fiscal Council For For No
Management Yes 6 Elect Fiscal Council Members and Approve their Remuneration For Abstain Yes
Management Yes 1 Amend Article 10 For For No
--------------------------------------------------------------------------------
The Siam Cement Public Co. Ltd.
--------------------------------------------------------------------------------
Ticker SCC Meeting Date 26-Mar-14
Primary CUSIP Y7866P139 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Approve Minutes of Previous Meeting For For No
Management Yes 2 Acknowledge 2013 Annual Report For For No
Management Yes 3 Accept Financial Statements For For No
Management Yes 4 Approve Allocation of Income and Dividend of THB 15.50 Per For For No
Share
Management Yes 5.1 Elect Sumet Tantivejkul as Director For For No
Management Yes 5.2 Elect Pricha Attavipach as Director For For No
Management Yes 5.3 Elect Yos Euarchukiati as Director For For No
Management Yes 5.4 Elect Kan Trakulhoon as Director For For No
Management Yes 6 Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize For For No
Board to Fix Their Remuneration
Management Yes 7 Acknowledge Remuneration of Directors and Sub-Committees For For No
--------------------------------------------------------------------------------
Akbank T.A.S.
--------------------------------------------------------------------------------
Ticker AKBNK Meeting Date 27-Mar-14
Primary CUSIP M0300L106 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Elect Presiding Council of Meeting For For No
Management Yes 2 Accept Board Report For For No
Management Yes 3 Accept Audit Report For For No
Management Yes 4 Accept Financial Statements For For No
Management Yes 5 Approve Discharge of Board For For No
Management Yes 6 Approve Allocation of Income For For No
Management Yes 7 Ratify Director Appointment For For No
Management Yes 8 Elect Directors For Abstain Yes
Management Yes 9 Approve Director Remuneration For For No
Management Yes 10 Ratify External Auditors For For No
Management Yes 11 Amend Company Articles For For No
Management Yes 12 Grant Permission for Board Members to Engage in Commercial For For No
Transactions with Company and Be Involved with Companies with
Similar Corporate Purpose
Management Yes 13 Approve Upper Limit of Donations for 2014 For For No
Management Yes 14 Approve Profit Distribution Policy For For No
Management No 15 Receive Information on Remuneration Policy No
--------------------------------------------------------------------------------
PTT Exploration & Production PCL
--------------------------------------------------------------------------------
Ticker PTTEP Meeting Date 27-Mar-14
Primary CUSIP Y7145P157 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management No 1 Acknowledge 2013 Performance Result and 2014 Work Plan No
Management Yes 2 Accept Financial Statements For For No
Management Yes 3 Approve Dividend of THB 6.00 Per Share For For No
Management Yes 4 Approve Office of the Auditor General of Thailand as Auditors For For No
and Authorize Board to Fix Their Remuneration
Management Yes 5 Approve Remuneration of Directors and Sub-Committees For For No
Management Yes 6.1 Elect Suthep Liumsirijarern as Director For For No
Management Yes 6.2 Elect Ampon Kittiampon as Director For For No
Management Yes 6.3 Elect Pailin Chuchottaworn as Director For For No
Management Yes 6.4 Elect Manas Jamveha as Director For For No
Management Yes 6.5 Elect Tevin Vongvanich as Director For For No
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Haci Omer Sabanci Holding A.S
--------------------------------------------------------------------------------
Ticker SAHOL Meeting Date 31-Mar-14
Primary CUSIP M8223R100 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Open Meeting and Elect Presiding Council of Meeting For For No
Management Yes 2 Accept Board Report For For No
Management Yes 3 Accept Audit Report For For No
Management No 4 Receive Information on Charitable Donations No
Management Yes 5 Approve Profit Distribution Policy For For No
Management Yes 6 Accept Financial Statements For For No
Management Yes 7 Approve Discharge of Board For For No
Management Yes 8 Approve Allocation of Income For For No
Management Yes 9 Approve Director Remuneration For Abstain Yes
Management Yes 10 Approve Upper Limit of Donations for 2014 For Against Yes
Management Yes 11 Amend Company Articles For For No
Management Yes 12 Ratify External Auditors For For No
Management Yes 13 Grant Permission for Board Members to Engage in Commercial For For No
Transactions with Company and Be Involved with Companies
with Similar Corporate Purpose
--------------------------------------------------------------------------------
Public Bank Berhad
--------------------------------------------------------------------------------
Ticker PBBANK Meeting Date 31-Mar-14
Primary CUSIP Y71497104 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Elect Tang Wing Chew as Director For For No
Management Yes 3 Elect Teh Hong Piow as Director For For No
Management Yes 4 Elect Thong Yaw Hong as Director For Abstain Yes
Management Yes 5 Elect Tay Ah Lek as Director For For No
Management Yes 6 Elect Lee Kong Lam as Director For For No
Management Yes 7 Elect Lai Wan as Director For For No
Management Yes 8 Approve Remuneration of Directors For For No
Management Yes 9 Approve KPMG as Auditors and Authorize Board to Fix Their For For No
Remuneration
Management Yes 10 Approve Merger of Ordinary Shares For For No
Management Yes 1 Amend Memorandum and Articles of Association For For No
--------------------------------------------------------------------------------
Petroleo Brasileiro SA-Petrobras
--------------------------------------------------------------------------------
Ticker PETR4 Meeting Date 02-Apr-14
Primary CUSIP P78331140 Meeting Type Annual/Special
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports for Fiscal For Against Yes
Year Ended Dec. 31, 2013
Management Yes 2 Approve Capital Budget for Upcoming Fiscal Year For For No
Management Yes 3 Approve Allocation of Income and Dividends For For No
Management Yes 4.a Elect Directors Appointed by Controlling Shareholder For Abstain Yes
Share Holder Yes 4.b Elect Mauro Gentile Rodrigues da Cunha as Director Appointed None For No
by Minority Ordinary Shareholders
Management Yes 5 Elect Board Chairman For Against Yes
Management Yes 6.a Elect Fiscal Council Members Appointed by Controlling For Abstain Yes
Shareholder
Share Holder Yes 6.b Elect Reginaldo Ferreira Alexandre and Mario Cordeiro Filho None For No
(Alternate) as Fiscal Council Members Appointed by Minority
Ordinary Shareholders
Management Yes 1 Approve Remuneration of Company's Management For For No
Management Yes 2 Authorize Capitalization of Reserves For For No
Management Yes 3 Approve Absorption of Termoacu S.A. (Termoacu) For For No
Management Yes 4 Approve Absorption of Termoceara Ltda (Termoceara) For For No
Management Yes 5 Approve Absorption of Companhia Locadora de Equipamentos For For No
Petroliferos (CLEP)
--------------------------------------------------------------------------------
Siam Commercial Bank PCL
--------------------------------------------------------------------------------
Ticker SCB Meeting Date 03-Apr-14
Primary CUSIP Y7905M105 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management No 1 Acknowledge Directors' Report No
Management Yes 2 Accept Financial Statements For For No
Management Yes 3 Approve Allocation of Income and Dividend of THB 5.25 Per For For No
Share
Management Yes 4 Approve Remuneration and Bonus of Directors For For No
Management Yes 5.1 Elect Khunying Jada Wattanasiritham as Director For For No
Management Yes 5.2 Elect Disnadda Diskul as Director For For No
Management Yes 5.3 Elect Chirayu Isarangkun Na Ayuthaya as Director For For No
Management Yes 5.4 Elect Ekamol Kiriwat as Director For For No
Management Yes 5.5 Elect Apisak Tantivorawong as Director For For No
Management Yes 6 Approve KPMG Poomchai Audit Co. Ltd. as Auditors and For For No
Authorize Board to Fix Their Remuneration
Management Yes 7 Approve Sale of All Ordinary Shares in The Siam Commercial For For No
Samaggi Insurance Public Co. Ltd. to ACE INA International
Holdings Ltd.
Management Yes 8 Authorize Executive Committee, or the Chairman of the For For No
Executive Committee, or the President to Execute Any Actions
Relating to the Share Sale and Purchase Agreement
Management Yes 9 Amend Memorandum of Association to Reflect Changes in For For No
Registered Capital
--------------------------------------------------------------------------------
Turkiye Garanti Bankasi A.S.
--------------------------------------------------------------------------------
Ticker GARAN Meeting Date 03-Apr-14
Primary CUSIP M4752S106 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Open Meeting, Elect Presiding Council of Meeting, and For For No
Authorize Presiding Council to Sign Meeting Minutes
Management Yes 2 Accept Board Report For For No
Management Yes 3 Accept Auditor Reports For For No
Management Yes 4 Accept Financial Statements For For No
Management Yes 5 Approve Discharge of Board For For No
Management Yes 6 Approve Discharge of Auditors For For No
Management Yes 7 Approve Allocation of Income For For No
Management Yes 8 Approve Director Remuneration For Abstain Yes
Management Yes 9 Ratify External Auditors For For No
Management No 10 Receive Information on Remuneration Policy No
Management Yes 11 Approve Upper Limit of Donations for 2014 For For No
Management Yes 12 Grant Permission for Board Members to Engage in Commercial For For No
Transactions with Company and Be Involved with Companies
with Similar Corporate Purpose
--------------------------------------------------------------------------------
Ayala Land, Inc.
--------------------------------------------------------------------------------
Ticker ALI Meeting Date 07-Apr-14
Primary CUSIP Y0488F100 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 2 Approve Minutes of Previous Meeting For For No
Management Yes 3 Approve Annual Report For For No
Management Yes 4 Ratify All Acts and Resolutions of the Board of Directors and For For No
of the Executive Committee Adopted During the Preceding Year
Management Yes 5A Amend Article Seventh of the Articles of Incorporation For For No
Management Yes 5B Amend Article Third of the Articles of Incorporation For For No
Management Yes 6 Amend the Stock Option Plan to Include Members of Management For For No
Committees of Subsidiaries and Affiliates as Eligible
Grantees of Stock Options
Management Yes 7.1 Elect Fernando Zobel de Ayala as a Director For For No
Management Yes 7.2 Elect Jaime Augusto Zobel de Ayala as a Director For For No
Management Yes 7.3 Elect Antonino T. Aquino as a Director For For No
Management Yes 7.4 Elect Delfin L. Lazaro as a Director For For No
Management Yes 7.5 Elect Bernard Vincent O. Dy as a Director For For No
Management Yes 7.6 Elect Vincent Y. Tan as a Director For For No
Management Yes 7.7 Elect Francis G. Estrada as a Director For For No
Management Yes 7.8 Elect Jaime C. Laya as a Director For For No
Management Yes 7.9 Elect Rizalina G. Mantaring as a Director For For No
Management Yes 8 Elect External Auditor and Fix Remuneration For For No
--------------------------------------------------------------------------------
Bank of The Philippine Islands
--------------------------------------------------------------------------------
Ticker BPI Meeting Date 10-Apr-14
Primary CUSIP Y0967S169 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 4 Approve Minutes of the Annual Meeting of the Stockholders on For For No
April 18, 2013
Management Yes 5 Approve Annual Report and the Bank's Financial Statements as For For No
of Dec. 31, 2013 Incorporated in the Annual Report
Management Yes 6 Approve and Confirm All Acts During the Past Year of the For For No
Board of Directors, Executive Committee, and All Other Board
and Management Committees and Officers of BPI
Management Yes 7.1 Elect Jaime Augusto Zobel de Ayala as a Director For For No
Management Yes 7.2 Elect Fernando Zobel de Ayala as a Director For For No
Management Yes 7.3 Elect Cezar P. Consing as a Director For For No
Management Yes 7.4 Elect Vivian Que Azcona as a Director For For No
Management Yes 7.5 Elect Romeo L. Bernardo as a Director For For No
Management Yes 7.6 Elect Octavio V. Espiritu as a Director For For No
Management Yes 7.7 Elect Rebecca G. Fernando as a Director For For No
Management Yes 7.8 Elect Xavier P. Loinaz as a Director For For No
Management Yes 7.9 Elect Aurelio R. Montinola III as a Director For For No
Management Yes 7.1 Elect Mercedita S. Nolledo as a Director For For No
Management Yes 7.11 Elect Artemio V. Panganiban as a Director For For No
Management Yes 7.12 Elect Antonio Jose U. Periquet as a Director For For No
Management Yes 7.13 Elect Oscar S. Reyes as a Director For For No
Management Yes 7.14 Elect Astrid S. Tuminez as a Director For For No
Management Yes 7.15 Elect Dolores B. Yuvienco as a Director For For No
Management Yes 8 Appoint External Auditors and Fix Remuneration For For No
Management Yes 9 Amend the Third Article of BPI Articles of Incorporation and For For No
Article I of its By-Laws
--------------------------------------------------------------------------------
Grupo Aeroportuario del Centro Norte S.A.B. de C.V.
--------------------------------------------------------------------------------
Ticker OMAB Meeting Date 10-Apr-14
Primary CUSIP P49530101 Meeting Type Annual/Special
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management No 1 Accept Financial Statements and Statutory Reports No
Management No 2 Present CEO and External Auditor Report No
Management No 3 Present Board of Directors' Report in Accordance with Art. No
28, Section IV of Stock Market Law Including Tax Report
Management Yes 4 Authorize Board to Ratify and Execute Approved Resolutions For For No
in Proposals 1 and 2 of this Agenda
Management Yes 5 Approve Allocation of Income, Increase in Reserves and Set For For No
Aggregate Nominal Amount of Share Repurchase
Management Yes 6 Elect or Ratify Directors and Chairmen of Audit, Corporate For Abstain Yes
Practices, Finance, Planning and Sustainability Committees
Management Yes 7 Approve Remuneration of Directors and Other Committees For For No
Management Yes 8 Approve Reduction in Share Capital and Consequently Amend For For No
Article 6 of Bylaws
Management Yes 9 Appoint Legal Representatives For For No
--------------------------------------------------------------------------------
CIMB Group Holdings Bhd
--------------------------------------------------------------------------------
Ticker CIMB Meeting Date 15-Apr-14
Primary CUSIP Y1636J101 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Elect Md Nor Yusof as Director For For No
Management Yes 3 Elect Nazir Razak as Director For For No
Management Yes 4 Approve Remuneration of Directors For For No
Management Yes 5 Approve PricewaterhouseCoopers as Auditors and Authorize For For No
Board to Fix Their Remuneration
Management Yes 6 Approve Issuance of Equity or Equity-Linked Securities For For No
without Preemptive Rights
Management Yes 7 Approve Issuance of New Ordinary Shares Under the Dividend For For No
Reinvestment Scheme
Management Yes 8 Authorize Share Repurchase Program For For No
--------------------------------------------------------------------------------
Ultrapar Participacoes S.A.
--------------------------------------------------------------------------------
Ticker UGPA3 Meeting Date 16-Apr-14
Primary CUSIP P94396101 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports for Fiscal For For No
Year Ended Dec. 31, 2013
Management Yes 2 Approve Allocation of Income and Dividends For For No
Management Yes 3 Approve Remuneration of Company's Management For For No
Management Yes 4 Elect Fiscal Council Members and Approve their Remuneration For For No
--------------------------------------------------------------------------------
GlaxoSmithKline Pharmaceuticals Ltd.
--------------------------------------------------------------------------------
Ticker 500660 Meeting Date 17-Apr-14
Primary CUSIP Y2709V112 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Dividend of INR 50.00 Per Share For For No
Management Yes 3 Reelect A. Bansal as Director For For No
Management Yes 4 Reelect P.V. Nayak as Director For For No
Management Yes 5 Reelect D. Sundaram as Director For For No
Management Yes 6 Approve Price Waterhouse & Co. as Auditors and Authorize For For No
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
Lojas Renner
--------------------------------------------------------------------------------
Ticker LREN3 Meeting Date 17-Apr-14
Primary CUSIP P6332C102 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports for Fiscal For For No
Year Ended Dec. 31, 2013
Management Yes 2 Approve Allocation of Income and Dividends For For No
Management Yes 3 Fix Number of Directors For For No
Management Yes 4 Elect Directors For For No
Management Yes 5 Approve Remuneration of Company's Management For For No
Management Yes 6 Fix Number of Fiscal Council Members For For No
Management Yes 7 Elect Fiscal Council Members For For No
Management Yes 8 Fix Remuneration of Fiscal Council Members For For No
--------------------------------------------------------------------------------
Vale S.A.
--------------------------------------------------------------------------------
Ticker VALE5 Meeting Date 17-Apr-14
Primary CUSIP P2605D109 Meeting Type Annual/Special
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports for Fiscal For For No
Year Ended Dec. 31, 2013
Management Yes 2 Approve Allocation of Income and Dividends For For No
Management Yes 3 Elect Alternate Directors For Abstain Yes
Management Yes 4 Elect Fiscal Council Members For Abstain Yes
Management Yes 5 Approve Remuneration of Company's Management For Against Yes
Management Yes 6 Approve Cancellation of Treasury Shares For For No
Management Yes 7 Authorize Capitalization of Reserves For For No
Management Yes 8 Amend Article 5 to Reflect Changes in Capital For For No
Management Yes 1 Accept Financial Statements and Statutory Reports for Fiscal For For No
Year Ended Dec. 31, 2013
Management Yes 2 Approve Allocation of Income and Dividends For For No
Management No 3 Elect Alternate Directors No
Share Holder Yes 4 Elect Fiscal Council Member(s) Nominated by Preferred None Abstain No
Shareholders
Management Yes 5 Approve Remuneration of Company's Management For Against Yes
Management Yes 1 Approve Cancellation of Treasury Shares For For No
Management Yes 2 Authorize Capitalization of Reserves For For No
Management Yes 3 Amend Article 5 to Reflect Changes in Capital For For No
--------------------------------------------------------------------------------
Banco Santander Chile
--------------------------------------------------------------------------------
Ticker BSANTANDER Meeting Date 22-Apr-14
Primary CUSIP P1506A107 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Approve Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Allocation of Income and Dividends of CLP 1.41 Per For For No
Share
Management Yes 3 Appoint Auditors For For No
Management Yes 4 Designate Risk Assessment Companies For For No
Management Yes 5.1 Reelect Mauricio LarraA-n as Director For For No
Management Yes 5.2 Reelect Carlos Olivos as Director For For No
Management Yes 5.3 Reelect Oscar von Chrismar as Director For For No
Management Yes 5.4 Reelect Vittorio Corbo as Director For For No
Management Yes 5.5 Reelect VA-ctor ArbulA(o) as Director For For No
Management Yes 5.6 Reelect Marco Colodro as Director For For No
Management Yes 5.7 Reelect Roberto MA(c)ndez as Director For For No
Management Yes 5.8 Reelect LucA-a Santa Cruz as Director For For No
Management Yes 5.9 Reelect Lisandro Serrano as Director For For No
Management Yes 5.1 Reelect Roberto Zahler as Director For For No
Management Yes 5.11 Reelect Juan Pedro Santa MarA-a as Director For For No
Share Holder Yes 5.12 Elect Alfredo Ergas as Director None For No
Management Yes 6 Elect Raimundo Monge as Alternate Director For For No
Management Yes 7 Approve Remuneration of Directors For For No
Management Yes 8 Approve Remuneration and Budget of Directors' Committee and For For No
Audit Committee; Receive Directors and Audit Committee's
Report
Management No 9 Receive Report Regarding Related-Party Transactions No
Management No 10 Transact Other Business (Non-Voting) No
--------------------------------------------------------------------------------
Bim Birlesik Magazalar AS
--------------------------------------------------------------------------------
Ticker BIMAS Meeting Date 22-Apr-14
Primary CUSIP M2014F102 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Open Meeting, Elect Presiding Council of Meeting, and For For No
Authorize Presiding Council to Sign Meeting Minutes
Management No 2 Accept Board Report
Management No 3 Accept Audit Report
Management Yes 4 Accept Financial Statements For For No
Management Yes 5 Approve Profit Distribution Policy For For No
Management Yes 6 Approve Allocation of Income For For No
Management Yes 7 Approve Discharge of Board For For No
Management Yes 8 Elect Directors and Approve Their Remuneration For Abstain Yes
Management No 9 Receive Information on Commercial Transactions with the No
Company
Management Yes 10 Grant Permission for Board Members to Engage in Commercial For For No
Transactions with Company and Be Involved with Companies with
Similar Corporate Purpose
Management No 11 Receive Information on Share Repurchase Program No
Management No 12 Receive Information on Company Disclosure Policy No
Management Yes 13 Approve Upper Limit of Donations and Receive Information on For For No
Charitable Donations
Management No 14 Receive Information on the Guarantees, Pledges, and Mortgages No
Provided by the Company to Third Parties
Management Yes 15 Ratify External Auditors For For No
Management No 16 Wishes No
--------------------------------------------------------------------------------
Chemical WKS of Richter Gedeon Plc
--------------------------------------------------------------------------------
Ticker RICHTER Meeting Date 24-Apr-14
Primary CUSIP X3124R133 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Approve Use of Electronic Vote Collection Method For For No
Management Yes 2 Authorize Company to Produce Sound Recording of Meeting For For No
Proceedings
Management Yes 3 Elect Meeting Officials For For No
Management Yes 4 Approve Consolidated Financial Statements and Statutory For For No
Reports
Management Yes 5 Approve Mangement Board Report on Company's Operations For For No
Management Yes 6 Approve Dividends of HUF 57 per Share For For No
Management Yes 7 Approve Allocation of Income For For No
Management Yes 8 Accept Financial Statements and Statutory Reports For For No
Management Yes 9 Approve Company's Corporate Governance Statement For For No
Management Yes 10 Decision on the Application of the New Civil Code to the For For No
Company and Amend Bylaws
Management Yes 11 Adopt Consolidated Text of Bylaws For For No
Management Yes 12 Authorize Share Repurchase Program For For No
Management Yes 13 Reelect William de Gelsey as Management Board Member For For No
Management Yes 14 Reelect Erik Bogsch as Management Board Member For For No
Management Yes 15 Reelect Laszlo Kovacs, Dr. as Management Board Member For For No
Management Yes 16 Reelect Gabor Perjes, Dr. as Management Board Member For For No
Management Yes 17 Reelect E. Szilveszter Vizi, Prof., Dr. as Management Board For For No
Member
Management Yes 18 Elect Janos Csak as Management Board Member For For No
Management Yes 19 Elect Kriszta Zolnay, Dr. as Management Board Member For For No
Management Yes 20 Approve Remuneration of Management Board Members For For No
Management Yes 21 Approve Remuneration of Supervisory Board Members For For No
Management Yes 22 Ratify PricewaterhouseCoopers Auditing Ltd as Auditor For For No
Management Yes 23 Approve Remuneration of Auditor For For No
--------------------------------------------------------------------------------
Hang Lung Group Limited
--------------------------------------------------------------------------------
Ticker 10 Meeting Date 24-Apr-14
Primary CUSIP Y30148111 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Final Dividend For For No
Management Yes 3a Elect Gerald Lokchung Chan as Director For For No
Management Yes 3b Elect Laura Lok Yee Chen as Director For For No
Management Yes 3c Elect Ronnie Chichung Chan as Director For Against Yes
Management Yes 3d Authorize Board to Fix Directors' Remuneration For For No
Management Yes 4 Approve KPMG as Auditors and Authorize Board to Fix Their For For No
Remuneration
Management Yes 5 Authorize Repurchase of Up to 10 Percent of Issued Share For For No
Capital
Management Yes 6 Approve Issuance of Equity or Equity-Linked Securities For Against Yes
without Preemptive Rights
Management Yes 7 Authorize Reissuance of Repurchased Shares For Against Yes
Management Yes 8 Adopt New Articles of Association For For No
--------------------------------------------------------------------------------
Grupo Financiero Banorte S.A.B. de C.V.
--------------------------------------------------------------------------------
Ticker GFNORTEO Meeting Date 25-Apr-14
Primary CUSIP P49501201 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Allocation of Income For For No
Management Yes 3.a1 Elect Guillermo Ortiz Martinez as Board Chairman For For No
Management Yes 3.a2 Elect Graciela Gonzalez Moreno as Director For For No
Management Yes 3.a3 Elect David Villarreal Montemayor as Director For For No
Management Yes 3.a4 Elect Everardo Elizondo Almaguer as Director For For No
Management Yes 3.a5 Elect Alfredo Elias Ayub as Director For For No
Management Yes 3.a6 Elect Herminio Blanco Mendoza as Director For For No
Management Yes 3.a7 Elect Adrian Sada Cueva as Director For For No
Management Yes 3.a8 Elect Patricia Armendariz Guerra as Director For For No
Management Yes 3.a9 Elect Armando Garza Sada as Director For For No
Management Yes 3.a10 Elect Hector Reyes Retana y Dahl as Director For For No
Management Yes 3.a11 Elect Juan Carlos Braniff Hierro as Director For For No
Management Yes 3.a12 Elect Miguel Aleman Magnani as Director For For No
Management Yes 3.a13 Elect Alejandro Burillo Azcarraga as Director For For No
Management Yes 3.a14 Elect Juan Antonio Gonzalez Moreno as Director For For No
Management Yes 3.a15 Elect Alejandro Valenzuela del Rio as Director For For No
Management Yes 3.a16 Elect Jesus O. Garza Martinez as Alternate Director For For No
Management Yes 3.a17 Elect Alejandro Hank Gonzalez as Alternate Director For For No
Management Yes 3.a18 Elect Jose Maria Garza TreviA(plus-minus)o as Alternate For For No
Director
Management Yes 3.a19 Elect Alberto Halabe Hamui as Alternate Director For For No
Management Yes 3.a20 Elect Isaac Becker Kabacnik as Alternate Director For For No
Management Yes 3.a21 Elect Manuel Aznar Nicolin as Alternate Director For For No
Management Yes 3.a22 Elect Eduardo Livas Cantu as Alternate Director For For No
Management Yes 3.a23 Elect Roberto Kelleher Vales as Alternate Director For For No
Management Yes 3.a24 Elect Ramon A. Leal Chapa as Alternate Director For For No
Management Yes 3.a25 Elect Julio Cesar Mendez Rubio as Alternate Director For For No
Management Yes 3.a26 Elect Guillermo MascareA(plus-minus)as Milmo as Alternate For For No
Director
Management Yes 3.a27 Elect Lorenzo Lazo Margain as Alternate Director For For No
Management Yes 3.a28 Elect Alejandro OrvaA(plus-minus)anos Alatorre as Alternate For For No
Director
Management Yes 3.a29 Elect Juan Antonio Gonzalez Marcos as Alternate Director For For No
Management Yes 3.a30 Elect Jose Marcos Ramirez Miguel as Alternate Director For For No
Management Yes 3.b Approve Directors Liability and Indemnification For For No
Management Yes 3.c Elect Hector Avila Flores as Board Secretary; Elect Jose For For No
Morales Martinez as Undersecretary Who Will Not Be Part of
Board
Management Yes 4 Approve Remuneration of Directors For For No
Management Yes 5.a Elect Hector Reyes Retana y Dahl as Chairman of Audit and For For No
Corporate Practices Committee
Management Yes 5.b Elect Herminio Blanco Mendoza as Member of Audit and For For No
Corporate Practices Committee
Management Yes 5.c Elect Manuel Aznar Nicolin as Member of Audit and Corporate For For No
Practices Committee
Management Yes 5.d Elect Patricia Armendariz Guerra as Member of Audit and For For No
Corporate Practices Committee
Management Yes 5.e Elect Julio Cesar Mendez Rubio as Member of Audit and For For No
Corporate Practices Committee
Management Yes 6.a Elect Juan Carlos Braniff Hierro as Chairman of Risk For For No
Policies Committee
Management Yes 6.b Elect Alfredo Elias Ayub as Member of Risk Policies Committee For For No
Management Yes 6.c Elect Hector Reyes Retana y Dahl as Member of Risk Policies For For No
Committee
Management Yes 6.d Elect Everardo Elizondo Almaguer as Member of Risk Policies For For No
Committee
Management Yes 6.e Elect Eduardo Livas Cantu as Member of Risk Policies For For No
Committee
Management Yes 6.f Elect Manuel Aznar Nicolin as Member of Risk Policies For For No
Committee
Management Yes 6.g Elect Alejandro Valenzuela del Rio as Member of Risk For For No
Policies Committee
Management Yes 6.h Elect Manuel Romo Villafuerte as Member of Risk Policies For For No
Committee
Management Yes 6.i Elect Fernando Solis Soberon as Member of Risk Policies For For No
Committee
Management Yes 6.j Elect Gerardo Zamora NaA(plus-minus)ez as Member of Risk For For No
Policies Committee
Management Yes 6.k Elect Jose Marcos Ramirez Miguel as Member of Risk Policies For For No
Committee
Management Yes 6.l Elect David Aaron Margolin Schabes as Secretary of Risk For For No
Policies Committee
Management Yes 7 Approve Report on Share Repurchase; Set Aggregate Nominal For For No
Amount of Share Repurchase Program
Management Yes 8 Authorize Board to Ratify and Execute Approved Resolutions For For No
--------------------------------------------------------------------------------
Multiplan Empreendimentos Imobiliarios S.A.
--------------------------------------------------------------------------------
Ticker MULT3 Meeting Date 29-Apr-14
Primary CUSIP P69913104 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports for Fiscal For For No
Year Ended Dec. 31, 2013
Management Yes 2 Approve Allocation of Income and Dividends For For No
Management Yes 3 Fix Number of Directors For For No
Management Yes 4 Elect Directors For Abstain Yes
Management Yes 5 Approve Remuneration of Company's Management For For No
Management Yes 1 Amend Article 16 Re: Chairman/CEO For For No
--------------------------------------------------------------------------------
PT Astra International Tbk
--------------------------------------------------------------------------------
Ticker ASII Meeting Date 29-Apr-14
Primary CUSIP Y7117N149 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Allocation of Income For For No
Management Yes 3 Elect Directors and Commissioners and Approve Their For For No
Remuneration
Management Yes 4 Approve Auditors For For No
--------------------------------------------------------------------------------
Hindustan Unilever Limited.
--------------------------------------------------------------------------------
Ticker 500696 Meeting Date 30-Apr-14
Primary CUSIP Y3218E138 Meeting Type Special
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Approve Appointment and Remuneration of P.B. Balaji as For For No
Executive Director - Finance & IT and CFO
--------------------------------------------------------------------------------
YUM! Brands, Inc.
--------------------------------------------------------------------------------
Ticker YUM Meeting Date 01-May-14
Primary CUSIP 988498101 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1a Elect Director Michael J. Cavanagh For For No
Management Yes 1b Elect Director David W. Dorman For For No
Management Yes 1c Elect Director Massimo Ferragamo For For No
Management Yes 1d Elect Director Mirian M. Graddick-Weir For For No
Management Yes 1e Elect Director Bonnie G. Hill For For No
Management Yes 1f Elect Director Jonathan S. Linen For For No
Management Yes 1g Elect Director Thomas C. Nelson For For No
Management Yes 1h Elect Director David C. Novak For For No
Management Yes 1i Elect Director Thomas M. Ryan For For No
Management Yes 1j Elect Director Jing-Shyh S. Su For For No
Management Yes 1k Elect Director Robert D. Walter For For No
Management Yes 2 Ratify Auditors For For No
Management Yes 3 Advisory Vote to Ratify Named Executive Officers' For For No
Compensation
Management Yes 4 Amend Executive Incentive Bonus Plan For For No
--------------------------------------------------------------------------------
TENARIS SA
--------------------------------------------------------------------------------
Ticker TEN Meeting Date 07-May-14
Primary CUSIP L90272102 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Receive and Approve Board's and Auditor's Reports For For No
Management Yes 2 Approve Consolidated Financial Statements For For No
Management Yes 3 Approve Financial Statements For For No
Management Yes 4 Approve Allocation of Income and Dividends For For No
Management Yes 5 Approve Discharge of Directors For For No
Management Yes 6 Elect Directors For Abstain Yes
Management Yes 7 Approve Remuneration of Directors For For No
Management Yes 8 Approve Auditors and Authorize Board to Fix Their For For No
Remuneration
Management Yes 9 Allow Electronic Distribution of Company Documents to For For No
Shareholders
--------------------------------------------------------------------------------
Standard Chartered plc
--------------------------------------------------------------------------------
Ticker STAN Meeting Date 08-May-14
Primary CUSIP G84228157 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Final Dividend For For No
Management Yes 3 Approve Remuneration Policy For For No
Management Yes 4 Approve Remuneration Report For For No
Management Yes 5 Elect Dr Kurt Campbell as Director For For No
Management Yes 6 Elect Christine Hodgson as Director For For No
Management Yes 7 Elect Naguib Kheraj as Director For For No
Management Yes 8 Re-elect Om Bhatt as Director For For No
Management Yes 9 Re-elect Jaspal Bindra as Director For For No
Management Yes 10 Re-elect Dr Louis Chi-Yan Cheung as Director For For No
Management Yes 11 Re-elect Dr Han Seung-soo as Director For For No
Management Yes 12 Re-elect Simon Lowth as Director For For No
Management Yes 13 Re-elect Ruth Markland as Director For For No
Management Yes 14 Re-elect John Paynter as Director For For No
Management Yes 15 Re-elect Sir John Peace as Director For For No
Management Yes 16 Re-elect Alun Rees as Director For For No
Management Yes 17 Re-elect Peter Sands as Director For For No
Management Yes 18 Re-elect Viswanathan Shankar as Director For For No
Management Yes 19 Re-elect Paul Skinner as Director For For No
Management Yes 20 Re-elect Dr Lars Thunell as Director For For No
Management Yes 21 Approve Disapplication of the Shareholding Qualification in For For No
Relation to Dr Kurt Campbell
Management Yes 22 Reappoint KPMG Audit plc as Auditors For For No
Management Yes 23 Authorise Board to Fix Remuneration of Auditors For For No
Management Yes 24 Approve EU Political Donations and Expenditure For For No
Management Yes 25 Authorise Issue of Equity with Pre-emptive Rights For For No
Management Yes 26 Authorise Issue of Equity with Pre-emptive Rights For For No
Management Yes 27 Authorise Issue of Equity with Pre-emptive Rights in Relation For For No
to Equity Convertible Additional Tier 1 Securities
Management Yes 28 Approve Scrip Dividend Program For For No
Management Yes 29 Authorise Issue of Equity without Pre-emptive Rights For For No
Management Yes 30 Authorise Issue of Equity without Pre-emptive Rights in For For No
Relation to Equity Convertible Additional Tier 1 Securities
Management Yes 31 Authorise Market Purchase of Ordinary Shares For For No
Management Yes 32 Authorise Market Purchase of Preference Shares For For No
Management Yes 33 Authorise the Company to Call EGM with Two Weeks' Notice For For No
Management Yes 34 Fix Maximum Variable Compensation Ratio For For No
--------------------------------------------------------------------------------
AIA Group Ltd.
--------------------------------------------------------------------------------
Ticker 1299 Meeting Date 09-May-14
Primary CUSIP Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Declare Final Dividend For For No
Management Yes 3 Elect Mohamed Azman Yahya as Director For For No
Management Yes 4 Elect Edmund Sze-Wing Tse as Director For For No
Management Yes 5 Elect Jack Chak-Kwong So as Director For For No
Management Yes 6 Reappoint PricewaterhouseCoopers as Auditors and Authorize For For No
Board to Fix Their Remuneration
Management Yes 7a Approve Issuance of Equity or Equity-Linked Securities For For No
without Preemptive Rights
Management Yes 7b Authorize Repurchase of Up to 10 Percent of Issued Share For For No
Capital
Management Yes 7c Approve Allotment and Issuance of Additional Shares Under For For No
the Restricted Share Unit Scheme
Management Yes 8 Adopt New Articles of Association For For No
--------------------------------------------------------------------------------
Swire Properties Ltd.
--------------------------------------------------------------------------------
Ticker 1972 Meeting Date 13-May-14
Primary CUSIP Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1a Elect Low Mei Shuen Michelle as Director For For No
Management Yes 1b Elect John Robert Slosar as Director For For No
Management Yes 1c Elect Lim Siang Keat Raymond as Director For For No
Management Yes 2 Approve PricewaterhouseCoopers as Auditors and Authorize For For No
Board to Fix Their Remuneration
Management Yes 3 Authorize Repurchase of Up to 10 Percent of Issued Share For For No
Capital
Management Yes 4 Approve Issuance of Equity or Equity-Linked Securities For Against Yes
without Preemptive Rights
--------------------------------------------------------------------------------
Swire Pacific Limited
--------------------------------------------------------------------------------
Ticker 19 Meeting Date 15-May-14
Primary CUSIP Y83310105 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1a Elect M Cubbon as Director For For No
Management Yes 1b Elect Baroness Dunn as Director For For No
Management Yes 1c Elect T G Freshwater as Director For For No
Management Yes 1d Elect C Lee as Director For For No
Management Yes 1e Elect I S C Shiu as Director For For No
Management Yes 1f Elect M C C Sze as Director For For No
Management Yes 1g Elect I K L Chu as Director For For No
Management Yes 2 Reappoint PricewaterhouseCoopers as Auditors and Authorize For For No
Board to Fix Their Remuneration
Management Yes 3 Authorize Repurchase of Up to 10 Percent of Issued Share For For No
Capital
Management Yes 4 Approve Issuance of Equity or Equity-Linked Securities For For No
without Preemptive Rights
--------------------------------------------------------------------------------
China Mobile Limited
--------------------------------------------------------------------------------
Ticker 941 Meeting Date 22-May-14
Primary CUSIP Y14965100 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Declare Final Dividend For For No
Management Yes 3a Elect Xi Guohua as Director For For No
Management Yes 3b Elect Sha Yuejia as Director For For No
Management Yes 3c Elect Liu Aili as Director For For No
Management Yes 4a Elect Lo Ka Shui as Director For For No
Management Yes 4b Elect Paul Chow Man Yiu as Director For For No
Management Yes 5 Approve PricewaterhouseCoopers and PricewaterhouseCoopers For For No
Zhong Tian LLP as Auditors and Authorize Board to Fix Their
Remuneration
Management Yes 6 Authorize Repurchase of Up to 10 Percent of Issued Share For For No
Capital
Management Yes 7 Approve Issuance of Equity or Equity-Linked Securities For Against Yes
without Preemptive Rights
Management Yes 8 Authorize Reissuance of Repurchased Shares For Against Yes
Management Yes 9 Amend Articles of Association For For No
--------------------------------------------------------------------------------
Petrochina Company Limited
--------------------------------------------------------------------------------
Ticker 857 Meeting Date 22-May-14
Primary CUSIP Y6883Q138 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Approve Report of the Board of Directors For For No
Management Yes 2 Approve Report of the Supervisory Committee For For No
Management Yes 3 Approve Audited Financial Statements For For No
Management Yes 4 Declare Final Dividend For For No
Management Yes 5 Authorize Board to Determine the Distribution of Interim For For No
Dividends for the Year 2014
Management Yes 6 Appoint KPMG Huazhen as Domestic Auditors and KPMG as For For No
International Auditors, and Authorize Board to Fix Their
Remuneration
Management Yes 7a Elect Zhou Jiping as Director For For No
Management Yes 7b Elect Liao Yongyuan as Director For For No
Management Yes 7c Elect Wang Dongjin as Director For For No
Management Yes 7d Elect Yu Baocai as Director For For No
Management Yes 7e Elect Shen Diancheng as Director For For No
Management Yes 7f Elect Liu Yuezhen as Director For For No
Management Yes 7g Elect Liu Hongbin as Director For For No
Management Yes 7h Elect Chen Zhiwu as Director For For No
Management Yes 7i Elect Richard H. Matzke as Director For For No
Share Holder Yes 7j Elect Lin Boqiang as Director None For No
Management Yes 8a Elect Wang Lixin as Supervisor For For No
Management Yes 8b Elect Guo Jinping as Supervisor For For No
Management Yes 8c Elect Li Qingyi as Supervisor For For No
Management Yes 8d Elect Jia Yimin as Supervisor For For No
Management Yes 8e Elect Zhang Fengshan as Supervisor For For No
Management Yes 9 Approve Issuance of Equity or Equity-Linked Securities For Against Yes
without Preemptive Rights
--------------------------------------------------------------------------------
Magnit OAO
--------------------------------------------------------------------------------
Ticker MGNT Meeting Date 29-May-14
Primary CUSIP X51729105 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Approve Annual Report and Financial Statements For For No
Management Yes 2 Approve Allocation of Income and Dividends of RUB 89.15 For For No
per Share
Management Yes 3.1 Elect Andrey Aroutuniyan as Director None Against No
Management Yes 3.2 Elect Sergey Galitskiy as Director None For No
Management Yes 3.3 Elect Alexander Zayonts as Director None For No
Management Yes 3.4 Elect Alexey Makhnev as Director None For No
Management Yes 3.5 Elect Khachatur Pombukhchan as Director None Against No
Management Yes 3.6 Elect Alexey Pshenichnyy as Director None Against No
Management Yes 3.7 Elect Aslan Shkhachemukov as Director None Against No
Management Yes 4.1 Elect Roman Efimenko as Member of Audit Commission For For No
Management Yes 4.2 Elect Angela Udovichenko as Member of Audit Commission For For No
Management Yes 4.3 Elect Denis Fedotov as Member of Audit Commission For For No
Management Yes 5 Ratify Auditor to Audit Company's Accounts in Accordance with For For No
Russian Accounting Standards (RAS)
Management Yes 6 Ratify Auditor to Audit Company's Accounts in Accordance with For For No
IFRS
Management Yes 7 Elect Members of Counting Commission For For No
Management Yes 8 Approve New Edition of Charter For For No
Management Yes 9 Approve New Edition of Regulations on General Meetings For For No
Management Yes 10.1 Approve Large-Scale Related-Party Transaction Re: Loan For For No
Agreement with ZAO Tander
Management Yes 10.2 Approve Large-Scale Related-Party Transaction Re: Guarantee For For No
Agreement with OAO Sberbank of Russia for Securing
Obligations of ZAO Tander
Management Yes 10.3 Approve Large-Scale Related-Party Transaction Re: Guarantee For For No
Agreement with OAO Alfa-Bank for Securing Obligations of ZAO
Tander
Management Yes 10.4 Approve Large-Scale Related-Party Transaction Re: Guarantee For For No
Agreement with OAO Bank Moskvy for Securing Obligations of
ZAO Tander
Management Yes 11.1 Approve Related-Party Transaction Re: Guarantee Agreement For For No
with OAO Rosbank for Securing Obligations of ZAO Tander
Management Yes 11.2 Approve Related-Party Transaction Re: Guarantee Agreement For For No
with OAO Absolut Bank for Securing Obligations of ZAO Tander
Management Yes 11.3 Approve Related-Party Transaction Re: Guarantee Agreement For For No
with OAO Absolut Bank for Securing Obligations of ZAO Tander
Management Yes 11.4 Approve Related-Party Transaction Re: Guarantee Agreement For For No
with OAO Rossiysky Selskokhozyaystvennyy Bank for Securing
Obligations of ZAO Tander
Management Yes 11.5 Approve Related-Party Transaction Re: Guarantee Agreement For For No
with OAO Bank VTB for Securing Obligations of ZAO Tander
--------------------------------------------------------------------------------
Massmart Holdings Ltd
--------------------------------------------------------------------------------
Ticker MSM Meeting Date 30-May-14
Primary CUSIP S4799N114 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Re-elect David Cheesewright as Director For For No
Management Yes 2 Re-elect Kuseni Dlamini as Director For For No
Management Yes 3 Re-elect Dr Lulu Gwagwa as Director For For No
Management Yes 4 Re-elect Guy Hayward as Director For For No
Management Yes 5 Re-elect Chris Seabrooke as Director For For No
Management Yes 6 Reappoint Ernst & Young Inc as Auditors of the Company with For For No
Allister Carshagen as the Audit Partner
Management Yes 7.1 Re-elect Chris Seabrooke as Chairman of the Audit Committee For For No
Management Yes 7.2 Re-elect Dr Lulu Gwagwa as Member of the Audit Committee For For No
Management Yes 7.3 Re-elect Phumzile Langeni as Member of the Audit Committee For For No
Management Yes 8 Authorise Board to Issue Shares for Cash up to a Maximum of For For No
Five Percent of Issued Share Capital
Management Yes 9 Approve Remuneration Policy For For No
Management Yes 1 Authorise Repurchase of Up to 15 Percent of Issued Share For For No
Capital
Management Yes 2.1 Approve Chairman of the Board Fees For For No
Management Yes 2.2 Approve Deputy Chairman Fees For For No
Management Yes 2.3 Approve Directors Fees For For No
Management Yes 2.4 Approve Committee Chairmen Fees For For No
Management Yes 2.5 Approve Committee Members Fees For For No
Management Yes 3 Approve Financial Assistance to Related or Inter-related For For No
Companies or Corporations
--------------------------------------------------------------------------------
Public Bank Berhad
--------------------------------------------------------------------------------
Ticker PBBANK Meeting Date 06-Jun-14
Primary CUSIP Y71497104 Meeting Type Special
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Approve Renounceable Rights Issue For For No
--------------------------------------------------------------------------------
Pekao Bank SA (Bank Polska Kasa Opieki Spolka Akcyjna)
--------------------------------------------------------------------------------
Ticker PEO Meeting Date 12-Jun-14
Primary CUSIP X0641X106 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management No 1 Open Meeting No
Management Yes 2 Elect Meeting Chairman For For No
Management No 3 Acknowledge Proper Convening of Meeting No
Management Yes 4 Elect Members of Vote Counting Commission For For No
Management Yes 5 Approve Agenda of Meeting For For No
Management No 6 Receive Management Board Report on Company's Operations in No
Fiscal 2013
Management No 7 Receive Financial Statements No
Management No 8 Receive Management Board Report on Group's Operations in No
Fiscal 2013
Management No 9 Receive Consolidated Financial Statements No
Management No 10 Receive Management Board Report on Allocation of Income No
Management No 11 Receive Supervisory Board Reports No
Management Yes 12.1 Approve Management Board Report on Company's Operations in For For No
Fiscal 2013
Management Yes 12.2 Approve Financial Statements For For No
Management Yes 12.3 Approve Management Board Report on Group's Operations in For For No
Fiscal 2013
Management Yes 12.4 Approve Consolidated Financial Statements For For No
Management Yes 12.5 Approve Allocation of Income For For No
Management Yes 12.6 Approve Supervisory Board Report For For No
Management Yes 12.7a Approve Discharge of Jerzy Woznicki (Supervisory Board For For No
Chairman)
Management Yes 12.7b Approve Discharge of Roberto Nicastro (Supervisory Board For For No
Member)
Management Yes 12.7c Approve Discharge of Leszek Pawlowicz (Supervisory Board For For No
Member)
Management Yes 12.7d Approve Discharge of Alessandro Decio (Supervisory Board For For No
Member)
Management Yes 12.7e Approve Discharge of Malgorzata Adamkiewicz (Supervisory For For No
Board Member)
Management Yes 12.7f Approve Discharge of Pawel Dangel (Supervisory Board Member) For For No
Management Yes 12.7g Approve Discharge of Laura Penna (Supervisory Board Member) For For No
Management Yes 12.7h Approve Discharge of Wioletta Rosolowska (Supervisory Board For For No
Member)
Management Yes 12.7i Approve Discharge of Doris Tomanek (Supervisory Board Member) For For No
Management Yes 12.8a Approve Discharge of Luigi Lovaglio (CEO) For For No
Management Yes 12.8b Approve Discharge of Diego Biondo (Management Board Member) For For No
Management Yes 12.8c Approve Discharge of Marco Iannaccone (Management Board For For No
Member)
Management Yes 12.8d Approve Discharge of Andrzej Kopyrski (Management Board For For No
Member)
Management Yes 12.8e Approve Discharge of Stefano Santini (Management Board For For No
Member)
Management Yes 12.8f Approve Discharge of Grzegorz Piwowar (Management Board For For No
Member)
Management Yes 12.8g Approve Discharge of Marian Wazynski (Management Board For For No
Member)
Management No 13 Close Meeting No
--------------------------------------------------------------------------------
Taiwan Mobile Co., Ltd.
--------------------------------------------------------------------------------
Ticker 3045 Meeting Date 12-Jun-14
Primary CUSIP Y84153215 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Approve 2013 Business Operations Report and Financial For For No
Statements
Management Yes 2 Approve Plan on 2013 Profit Distribution For For No
Management Yes 3 Amend Articles of Association For For No
Management Yes 4 Amend Procedures Governing the Acquisition or Disposal of For For No
Assets
Management Yes 5.1 Elect Richard Tsai, a Representative of Fu-Chi Venture Corp. For For No
with Shareholder No. 8692****, as Non-Independent Director
Management Yes 5.2 Elect Daniel Tsai, a Representative of Fu-Chi Venture Corp. For For No
with Shareholder No. 8692****, as Non-Independent Director
Management Yes 5.3 Elect Vivien Hsu, a Representative of Fu-Chi Venture Corp. For For No
with Shareholder No. 8692****, as Non-Independent Director
Management Yes 5.4 Elect James Jeng, a Representative of TCC Investment Co., For For No
Ltd. with Shareholder No. 2445****, as Non-Independent
Director
Management Yes 5.5 Elect Howard Lin, a Representative of TCC Investment Co., For For No
Ltd. with Shareholder No. 2445****, as Non-Independent
Director
Management Yes 5.6 Elect Jack J.T. Huang, with ID No.A10032****, as Independent For For No
Director
Management Yes 5.7 Elect Tsung-Ming Chung, with ID No.J10253****, as For For No
Independent Director
Management Yes 5.8 Elect Hsueh Jen Sung, with ID No.R10296****, as Independent For For No
Director
Management Yes 5.9 Elect Guu-Chang Yang, with ID No.B12034****, as Independent For For No
Director
Management Yes 6 Approve Release of Restrictions of Competitive Activities of For For No
Newly Appointed Directors
--------------------------------------------------------------------------------
Infosys Ltd.
--------------------------------------------------------------------------------
Ticker 500209 Meeting Date 14-Jun-14
Primary CUSIP Y4082C133 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Final Dividend of INR 43.00 Per Share and Confirm For For No
Interim Dividend of INR 20.00 Per Share
Management No 3 Reelect B.G. Srinivas as Director No
Management Yes 4 Reelect S. Gopalakrishnan as Director For For No
Management Yes 5 Approve BSR & Co. LLP as Auditors and Authorize Board to Fix For For No
Their Remuneration
Management Yes 6 Elect U.B.P. Rao as Director and Approve Appointment and For For No
Remuneration of U.B.P. Rao as Executive Director
Management Yes 7 Elect K. Mazumdar-Shaw as Independent Non-Executive Director For For No
Management Yes 8 Elect C.M. Browner as Independent Non-Executive Director For For No
Management Yes 9 Elect R. Venkatesan as Independent Non-Executive Director For For No
Management Yes 10 Approve Sale, Transfer, and/or Disposal of the Products, For For No
Platforms and Solutions Business to Edgeverve Systems Ltd.,
a Wholly-Owned Subsidiary of the Company, for a
Consideration of USD 80 Million
Management Yes 11 Approve Vacancy on the Board Resulting from the Retirement of For For No
A.M. Fudge
--------------------------------------------------------------------------------
Taiwan Semiconductor Manufacturing Co., Ltd.
--------------------------------------------------------------------------------
Ticker 2330 Meeting Date 24-Jun-14
Primary CUSIP Y84629107 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Approve 2013 Business Operations Report and Financial For For No
Statements
Management Yes 2 Approve 2013 Plan on Profit Distribution For For No
Management Yes 3 Approve Amendments to Procedures Governing the Acquisition or For For No
Disposal of Assets and Approve Amendments to Trading
Procedures Governing Derivatives Products
Management No 4 Transact Other Business (Non-Voting) No
--------------------------------------------------------------------------------
Lukoil OAO
--------------------------------------------------------------------------------
Ticker LKOH Meeting Date 26-Jun-14
Primary CUSIP X5060T106 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Approve Annual Report, Financial Statements, and Allocation For For No
of Income, Including Dividends of RUB 110 Per Share for 2013
Management Yes 2.1 Elect Vagit Alekperov as Director None Against No
Management Yes 2.2 Elect Viktor Blazheev as Director None For No
Management Yes 2.3 Elect Valery Grayfer as Director None Against No
Management Yes 2.4 Elect Igor Ivanov as Director None For No
Management Yes 2.5 Elect Sergey Kochkurov as Director None Against No
Management Yes 2.6 Elect Ravil Maganov as Director None Against No
Management Yes 2.7 Elect Richard Matzke as Director None For No
Management Yes 2.8 Elect Sergey Mikhaylov as Director None Against No
Management Yes 2.9 Elect Mark Mobius as Director None For No
Management Yes 2.1 Elect Guglielmo Antonio Claudio Moscato as Director None For No
Management Yes 2.11 Elect Ivan Pictet as Director None For No
Management Yes 2.12 Elect Leonid Fedun as Director None Against No
Management Yes 3.1 Elect Mikhail Maksimov as Member of Audit Commission For For No
Management Yes 3.2 Elect Pavel Suloev as Member of Audit Commission For For No
Management Yes 3.3 Elect Aleksandr Surkov as Member of Audit Commission For For No
Management Yes 4.1 Approve Remuneration of Directors for Their Service until For For No
2014 AGM
Management Yes 4.2 Approve Remuneration of Newly Elected Directors For For No
Management Yes 5.1 Approve Remuneration of Members of Audit Commission for For For No
Their Service until 2014 AGM
Management Yes 5.2 Approve Remuneration of Newly Elected Members of Audit For For No
Commission
Management Yes 6 Ratify ZAO KPMG as Auditor For For No
Management Yes 7 Amend Charter For For No
Management Yes 8 Amend Regulations on General Meetings For For No
Management Yes 9.1 Approve Related-Party Transaction with OAO Kapital For For No
Strakhovanie Re: Liability Insurance for Directors, Officers,
and Corporations
Management Yes 9.2 Approve Related-Party Transaction Re: Supplement to Loan For For No
Agreement with OAO RITEK
Management Yes 1 Approve Annual Report, Financial Statements, and Allocation For For No
of Income, Including Dividends of RUB 110 Per Share for 2013
Management Yes 2.1 Elect Vagit Alekperov as Director None Against No
Management Yes 2.2 Elect Viktor Blazheev as Director None For No
Management Yes 2.3 Elect Valery Grayfer as Director None Against No
Management Yes 2.4 Elect Igor Ivanov as Director None For No
Management Yes 2.5 Elect Sergey Kochkurov as Director None Against No
Management Yes 2.6 Elect Ravil Maganov as Director None Against No
Management Yes 2.7 Elect Richard Matzke as Director None For No
Management Yes 2.8 Elect Sergey Mikhaylov as Director None Against No
Management Yes 2.9 Elect Mark Mobius as Director None For No
Management Yes 2.1 Elect Guglielmo Antonio Claudio Moscato as Director None For No
Management Yes 2.11 Elect Ivan Pictet as Director None For No
Management Yes 2.12 Elect Leonid Fedun as Director None Against No
Management Yes 3.1 Elect Mikhail Maksimov as Member of Audit Commission For For No
Management Yes 3.2 Elect Pavel Suloev as Member of Audit Commission For For No
Management Yes 3.3 Elect Aleksandr Surkov as Member of Audit Commission For For No
Management Yes 4.1 Approve Remuneration of Directors for Their Service until For For No
2014 AGM
Management Yes 4.2 Approve Remuneration of Newly Elected Directors For For No
Management Yes 5.1 Approve Remuneration of Members of Audit Commission for Their For For No
Service until 2014 AGM
Management Yes 5.2 Approve Remuneration of Newly Elected Members of Audit For For No
Commission
Management Yes 6 Ratify ZAO KPMG as Auditor For For No
Management Yes 7 Amend Charter For For No
Management Yes 8 Amend Regulations on General Meetings For For No
Management Yes 9.1 Approve Related-Party Transaction with OAO Kapital For For No
Strakhovanie Re: Liability Insurance for Directors, Officers,
and Corporations
Management Yes 9.2 Approve Related-Party Transaction Re: Supplement to Loan For For No
Agreement with OAO RITEK
--------------------------------------------------------------------------------
Hindustan Unilever Limited.
--------------------------------------------------------------------------------
Ticker 500696 Meeting Date 30-Jun-14
Primary CUSIP Y3218E138 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Confirm Interim Dividend of INR 5.50 Per Share and Approve For For No
Final Dividend of INR 7.50 Per Share
Management Yes 3.1 Reelect H. Manwani as Director For For No
Management Yes 3.2 Reelect P. Banerjee as Director For For No
Management Yes 4 Approve BSR & Co. LLP as Auditors and Authorize Board to Fix For For No
Their Remuneration
Management Yes 5 Elect A. Narayan as Independent Director For For No
Management Yes 6 Elect S. Ramadorai as Independent Director For For No
Management Yes 7 Elect O. P. Bhatt as Independent Director For For No
Management Yes 8 Elect S. Misra as Independent Director For For No
--------------------------------------------------------------------------------
ICICI Bank Limited
--------------------------------------------------------------------------------
Ticker 532174 Meeting Date 30-Jun-14
Primary CUSIP Y38575109 Meeting Type Annual
--------------------------------------------------------------------------------
MGMT. VOTE
VOTABLE PROPOSAL RECOM- VOTE AGAINST
PROPONENT PROPOSAL NUMBER PROPOSAL TEXT MENDATION INSTRUCTION MGMT.
Management Yes 1 Accept Financial Statements and Statutory Reports For For No
Management Yes 2 Approve Dividend on Preference Shares For For No
Management Yes 3 Approve Dividend of INR 23.00 Per Equity Share For For No
Management Yes 4 Reelect K. Ramkumar as Director For For No
Management Yes 5 Approve BSR & Co. LLP as Auditors and Authorize Board to Fix For For No
Their Remuneration
Management Yes 6 Approve Branch Auditors and Authorize Board to Fix Their For For No
Remuneration
Management Yes 7 Elect V.K. Sharma as Independent Non-Executive Director For For No
Management Yes 8 Approve Reappointment and Remuneration of R. Sabharwal as For For No
Executive Director
Management Yes 9 Amend Articles of Association For For No
Management Yes 10 Approve Increase in Borrowing Powers For For No
Management Yes 11 Approve Issuance of Debt Securities For For No
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) FIRST TRUST/ABERDEEN EMERGING
OPPORTUNITY FUND
---------------------------------------
By (Signature and Title)* /s/ Mark R. Bradley
-----------------------------------
Mark R. Bradley, President
Date July 18, 2014
-------------------------
* Print the name and title of each signing officer under his or her signature.