UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Friedman Martin S. 1313 DOLLEY MADISON BLVD, STE 306 MCLEAN, VA 22101 |
 |  X |  |  |
Martin S. Friedman | 06/12/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Martin S. Friedman (the "Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the managing member of Financial Opportunity Fund LLC ("FOF"), which holds 168,540 shares of the issuer. Martin S. Friedman, in his capacity as managing member of FJ Capital, has voting and dispositive power over the 168,540 shares of the issuer held by FOF. Andrew Jose is a founding member of FJ Capital and owns 10,548 shares of the issuer. Andrew Jose has dispositive power over the 168,540 shares of the issuer held by FOF. Mr. Friedman disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interests therein, if any, and this report shall not be deemed an admission of beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
(2) | The Reporting Person is making this filing based upon recently obtained information that the Issuer completed a buyback of its shares on May 12, 2015. |