UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Incentive Stock Options (Right to Buy) | 06/01/2002 | 05/31/2008 | Common Stock | 1,000 (1) | $ 29 | D | Â |
Non-Qualified Stock Options (Right to Buy) | 04/01/2003 | 03/31/2009 | Common Stock | 18,000 (1) | $ 20.6 | D | Â |
Non-Qualified Stock Options (Right to Buy) | 08/20/2005 | 08/19/2011 | Common Stock | 15,000 (1) | $ 10 | D | Â |
Incentive Stock Options (Right to Buy) | 05/17/2005 | 05/16/2014 | Common Stock | 15,000 (2) | $ 5.46 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Wegener Wolfgang 140 JOHN JAMES AUDUBON PARKWAY AMHERST, NY 14228-1197 |
 |  |  Vice President |  |
Wolfgang Wegener | 10/18/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | All exercisable, subject to IRS limitations. |
(2) | Originally a 20,000 share stock option. Reporting person exercised 3,615 options on March 22, 2006, 1,200 options on March 23, 2006 and 185 options on March 24, 2006. Of the remaining 15,000 options, 5,000 options are fully exercisable, 5,000 become exercisable on May 17, 2007 and 5,000 become exercisable on May 17, 2008. |