UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | Â (1) | Â (1) | Common Stock | 941 | $ (2) | D | Â |
Restricted Stock Units | Â (3) | Â (3) | Common Stock | 2,672 | $ (2) | D | Â |
Restricted Stock Units | Â (4) | Â (4) | Common Stock | 2,522 | $ (2) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kornblau Scott Lee 15415 KATY FREEWAY SUITE 100 HOUSTON, TX 77094 |
 |  |  Acting Chief Financial Officer |  |
/s/ Aaron J. Scheffler Attorney-in-Fact for Scott L. Kornblau | 12/08/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These restricted stock units were part of an April 1, 2015 award, with vesting to occur in two installments on April 1, 2017 and April 1, 2018. The first installment vested on April 1, 2017, and these remaining restricted stock units from the April 1, 2015 award will vest in the second installment on April 1, 2018. |
(2) | Each restricted stock unit represents a contingent right to receive one share of common stock. |
(3) | The restricted stock units vest in two equal installments on April 1, 2018 and April 1, 2019. One share of common stock will be delivered with respect to each vested restricted stock unit within 30 days after the applicable vesting date. |
(4) | The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020. One share of common stock will be delivered with respect to each vested restricted stock unit within 30 days after the applicable vesting date. |
 Remarks: EXHIBIT LIST Exhibit 24 - Power of Attorney Form 1 of 2 dated December 8, 2017 |