UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Subordinated units (limited partner interests) | Â (1) | Â (1) | Common units (limited partner interests) | 46,811,398 | $ (1) | I | See footnotes (2) (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NISOURCE INC/DE 801 E. 86TH AVENUE MERRILLVILLE, IN 46410 |
 |  X |  |  |
Columbia Pipeline Group, Inc. 5151 SAN FELIPE ST., SUITE 2500 HOUSTON, TX 77056 |
 |  X |  |  |
/s/ Robert E. Smith, Vice President and Corporate Secretary of NiSource Inc. | 02/13/2015 | |
**Signature of Reporting Person | Date | |
/s/ Robert E. Smith, Vice President and Corporate Secretary of Columbia Pipeline Group, Inc. | 02/13/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each subordinated unit will convert into one common unit at the end of the subordinated period described in the Registration Statement on Form S-1 (File No. 333-198990) of Columbia Pipeline Partners LP (the "Issuer"). The subordinated units have no expiration date. |
(2) | In connection with the initial public offering of the Issuer's common units and pursuant to that certain Contribution, Conveyance and Assumption Agreement, by and among the Issuer, NiSource Inc. ("NiSource"), Columbia Pipeline Group, Inc. ("CPG"), Columbia Energy Group ("CEG"), and the other parties thereto, dated February 11, 2015, CEG contributed certain assets to the Issuer in exchange for 46,811,398 subordinated units representing a 46.5% limited partner interest in the Issuer. |
(3) | This Form 3 is being filed jointly by NiSource and CPG. The subordinated units are owned directly by CEG. CPG directly owns 100% of outstanding common stock of CEG and NiSource directly owns 100% of the oustanding common stock of CPG. Accordingly, NiSource and CPG may be deemed to indirectly own the subordinated units of the Issuer held directly by CEG, but each disclaims beneficial ownership except to the extent of its pecuniary interest therein. |