UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | Â (1) | 01/01/2025 | Common Stock | 66,655 | $ 26.14 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Wallace Melissa C/O VINCE HOLDING CORP. 500 5TH AVENUE ? 20TH FLOOR NEW YORK, NY 10110 |
 |  |  See Remarks |  |
/s/ Jay L. Dubiner, by Power of Attorney | 01/29/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The options were granted on January 1, 2015 pursuant to the Vince 2013 Omnibus Incentive Plan. Such options shall vest over the course of three years, with 33.3% of the options granted to the Reporting Person vesting on each of the first, second and third anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with Vince Holding Corp. through each such vesting date. On January 29, 2015, the Reporting Person was designated as an officer subject to Section 16 of the Secruties Exchange Act of 1934, as amended, by the Board of Directors of Vince Holding Corp. |
 Remarks: Senior Vice President, Human Resources Exhibit List: Exhibit 24 - Power of Attorney |