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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit | $ 0 (1) | 06/23/2014 | A | 8,546 | (2) | (2) | Common Stock | 8,546 | $ 0 | 8,546 | D | ||||
Stock Option | $ 6.45 | 06/23/2014 | A | 8,546 | (3) | 06/22/2020 | Common Stock | 8,546 | $ 0 | 8,546 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MANGUM MYLLE H 600 GALLERIA PARKWAY, SUITE 100 ATLANTA, GA 30339 |
X |
/s/ Victor A. Allums, as Attorney-in-Fact for Mylle H. Mangum | 06/25/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents the right to receive on vesting, one share of common stock. |
(2) | Grant of restricted stock units that vest in full on the earlier of (i) June 23, 2015 and (ii) the date of, and immediately prior to, the Company's 2015 annual meeting of shareholders. Pursuant to an election made by the Reporting Person under the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), receipt of the common stock will be deferred to a date subsequent to the vesting date. Each restricted stock unit will be converted into a Stock Unit under the Plan until the specified date, at which time the Stock Units will be converted to common stock and delivered to the Reporting Person. The Reporting Person has elected to defer receipt of the common stock until the Reporting Person separates from service as a Director of PRGX Global, Inc. |
(3) | Grant of stock options that vest in full on the earlier of (i) June 23, 2015 and (ii) the date of, and immediately prior to, the Company's 2015 annual meeting of shareholders. |