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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 45.1 | 04/12/2013 | M | 4,500 | 03/01/2012 | 03/01/2021 | Common Stock | 4,500 | $ 0 | 9,000 | D | ||||
Stock Option (Right to Buy) | $ 45.1 | 04/12/2013 | M | 2,560 | 03/01/2013 | 03/01/2021 | Common Stock | 2,560 | $ 0 | 15,561 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KAHANE STEPHEN N 311 ARSENAL STREET WATERTOWN, MA 02472 |
President, Enterprise Services |
/s/ Daniel H. Orenstein Attorney-in-Fact | 04/25/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 163 shares purchased pursuant to the Issuer's 2007 Employee Stock Purchase Plan on March 31, 2013, which transaction is considered exempt pursuant to Rule 16b-3(c) promulgated under the Securities Exchange Act of 1934. |
(2) | The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on February 12, 2013, in accordance with Rule 10b5-1. |
(3) | This price represents the weighted average of sales ranging from $94.11 to $95.10. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
(4) | This price represents the weighted average of sales ranging from $95.13 to $95.83. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
Remarks: On March 8, 2013, the Reporting Person filed a Form 4 incorrectly reporting 1,237 unearned performance-based restricted stock units when in fact 1,759 units were not earned. As a result of the error, the amount of shares beneficially owned by the Reporting Person on the Form 4 filed April 16, 2013, was incorrect. This Form 4/A reflects the correct beneficial ownership of the Reporting Person. |