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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Call Options (obligation to sell) | $ 360 | 06/15/2012 | X | 1 | 03/07/2012 | 06/16/2012 | Common Stock | 100 | $ 0 | 11 | I | See Footnote (1) | |||
Call Options (obligation to sell) | $ 360 | 06/15/2012 | X | 1 | 03/08/2012 | 06/16/2012 | Common Stock | 100 | $ 0 | 10 | I | See Footnote (1) | |||
Call Options (obligation to sell) | $ 360 | 06/15/2012 | X | 1 | 03/13/2012 | 06/16/2012 | Common Stock | 100 | $ 0 | 9 | I | See Footnote (1) | |||
Call Options (obligation to sell) | $ 360 | 06/15/2012 | X | 8 | 04/09/2012 | 06/16/2012 | Common Stock | 800 | $ 0 | 1 | I | See Footnote (1) | |||
Call Options (obligation to sell) | $ 360 | 06/15/2012 | X | 1 | 04/11/2012 | 06/16/2012 | Common Stock | 100 | $ 0 | 0 | I | See Footnote (1) | |||
Call Options (obligation to sell) | $ 350 | 06/15/2012 | X | 1 | 04/11/2012 | 06/16/2012 | Common Stock | 100 | $ 0 | 0 | I | See Footnote (1) | |||
Call Options (obligation to sell) | $ 360 | 06/15/2012 | X | 4 | 04/09/2012 | 06/16/2012 | Common Stock | 400 | $ 0 | 0 | I | See Footnote (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CROWLEY WILLIAM C 123 SOUTH FRONT STREET MEMPHIS, TN 38103 |
X |
/s/ William C. Crowley | 06/18/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents securities directly beneficially owned by Tynan, LLC ("Tynan"). Mr. Crowley is the manager and a member of, and may be deemed to beneficially own securities owned by, Tynan. |
(2) | Represents securities directly beneficially owned by a grantor retained annuity trust. Mr. Crowley is the trustee of, and may be deemed to beneficially own securities owned by, the grantor retained annuity trust. |
(3) | Represents Shares directly beneficially owned by Mr. Crowley, including 975.7 Shares underlying restricted stock units. The Shares underlying the restricted stock units will be delivered to Mr. Crowley in a single lump-sum payment on the fifth anniversary of the date on which he ceases to be a director for any reason, provided that he incurs a "separation from service" from the Issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations). Fractions of restricted stock units are subject to cash settlement upon delivery of the Shares underlying the restricted stock units. |