1. Name and Address of Reporting Person * |
Â
WILLIAMS BRUCE W |
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2. Date of Event Requiring Statement (Month/Day/Year) 02/10/2012 |
3. Issuer Name and Ticker or Trading Symbol HomeStreet, Inc. [HMST]
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601 UNION STREET, SUITE 2000 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director |
_____ 10% Owner |
__X__ Officer (give title below) |
_____ Other (specify below) |
Director |
|
5. If Amendment, Date Original Filed(Month/Day/Year)
|
SEATTLE, WA 98101 |
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
|
Table I - Non-Derivative Securities Beneficially Owned |
|
1.Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock
|
41,140
|
D
|
Â
|
Common Stock
|
6,786.8
|
D
(1)
|
Â
|
Common Stock
|
4,813.161
|
I
|
Employee Stock Ownership Plan
(2)
|
Common Stock
|
47,032
|
I
|
Marina S. Williams Trust
(3)
|
Common Stock
|
547.1
|
I
|
Marina S. Williams Trust
(4)
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Common Stock
|
40,019.2
|
I
|
Estate of Walter B. Williams
(5)
|
Common Stock
|
40,018.4
|
I
|
Estate of Marie W. Williams
(6)
|
Common Stock
|
8,042.8
|
I
|
William B. Williams Interim Trust
(7)
|
Common Stock
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13,820.4
|
I
|
2000 Karen M. Zimmerman Trust
(8)
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Common Stock
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13,820.4
|
I
|
Steven W. Zimmerman Trust
(9)
|
Common Stock
|
187.6
|
I
|
Andrew Alvaro Mullins-Williams 2005 Trust
(10)
|
Common Stock
|
39,113.6
|
I
|
Myers Irrevocable Trust #1
(11)
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Held jointly with Gro A. Buer, Mr Williams's spouse. |
(2) |
Participants in HomeStreet, Inc.'s Employee Stock Ownership Plan, or ESOP, have the authority to direct voting of shares they hold through the ESOP only in certain circumstances. |
(3) |
Mr. Williams is the co-trustee with Gro A.Buer for the Marina S. Williams Trust dated 12/25/95. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein. |
(4) |
Mr. Williams is the sole trustee for the Marina S. Williams Trust dated 12/23/03. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein. |
(5) |
Mr. Williams is the executor of the estate of Walter B. Williams. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein. |
(6) |
Mr. Williams is the executor of the estate of Marie W. Williams. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein. |
(7) |
Mr. Williams is the sole trustee of the Walter B. Williams Interim Trust. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein. |
(8) |
Mr. Williams is the sole trustee of the 2000 Karen M. Zimmerman Trust. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein. |
(9) |
Mr. Williams is the sole trustee of the Steven W. Zimmerman Trust. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein. |
(10) |
Mr. Williams is the sole trustee for the Andrew Alvaro Mullins-Williams 2005 Trust. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein. |
(11) |
Mr. Williams is the sole trustee of the Myers Irrevocable Trust #1. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein. |