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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | $ 42.77 | 09/10/2008 | M | 30,000 | (2) | 10/15/2008 | Common Shares | 30,000 | $ 42.77 | 675,258 | D | ||||
Restricted Stock Units | $ 42.77 | 09/10/2008 | M | 30,000 | (3) | 12/21/2013 | Common Shares | 30,000 | $ 42.77 | 645,258 | D | ||||
Performance Units | $ 42.77 | 09/10/2008 | M | 18,000 | (4) | 12/31/2014 | Common Shares | 18,000 | $ 42.77 | 627,258 | D | ||||
Performance Units | $ 42.77 | 09/10/2008 | M | 27,000 | (5) | 12/31/2015 | Common Shares | 27,000 | $ 42.77 | 600,258 | D | ||||
Dividend Equivalent Units | $ 42.77 | 09/10/2008 | M | 28,530 | (6) | (6) | Common Shares | 28,530 | $ 42.77 | 571,728 (7) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RAKOWICH WALTER C 4545 AIRPORT WAY DENVER, CO 80239 |
President and COO |
Erin McMahon, Attorney-in-Fact on behalf of Walter C. Rakowich | 10/02/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Indirectly owned includes 2,561 shares held in the ProLogis 401(k) Plan, 55,065 shares held in family trusts and and 872 shares held by children. |
(2) | Restricted Stock Units granted on 10/15/98 under Issuer's Long-Term Incentive Plan, vesting at the rate of 25% a year. |
(3) | Restricted Stock Units granted on 12/21/03 under Issuer's Long-Term Incentive Plan, vesting at the rate of 25% a year. |
(4) | Performance Units granted on 12/31/04 under Issuer's Long-Term Incentive Plan. |
(5) | Performance Units granted on 12/31/05 under Issuer's Long-Term Incentive Plan. |
(6) | Automatic conversion of Dividend Equivalent Units ("DEUs"). DEUs convert into common shares on a 1-for-1 basis. DEUs have no exercise price or expiration date. Fractional DEUs are settled in cash. |
(7) | Total includes options, restricted stock units and associated dividend equivalent units earned on restricted stock units and through dividend reinvestment. |
Remarks: This amendment is being filed to correct the number of shares being held for tax liability. |