1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
Â
(4)
|
06/12/2011 |
Class A Common Stock
|
19,370
|
$
31
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(5)
|
06/12/2011 |
Class A Common Stock
|
16,130
|
$
31
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Represents shares of restricted stock granted on January 25, 2005, under Issuer's 2001 Performance Incentive Plan which is exempt under Rule 16b-3. The restrictions on the shares lapse and vest on February 4, 2008, provided that the employee remains an employee of Kraft (or a subsidiary or affiliate) during the entire restricted period. |
(2) |
Represents shares of restricted stock granted on January 24, 2006, under Issuer's 2005 Performance Incentive Plan which is exempt under Rule 16b-3. The restrictions on the shares lapse and vest on February 11, 2009, provided that the employee remains an employee of Kraft (or a subsidiary or affiliate) during the entire restricted period. |
(3) |
Represents shares of restricted stock granted on January 29, 2007, under Issuer's 2005 Performance Incentive Plan which is exempt under Rule 16b-3. The restrictions on the shares lapse and vest on February 12, 2010, provided that the employee remains an employee of Kraft (or a subsidiary or affiliate) during the entire restricted period. |
(4) |
Represents stock options granted on June 12, 2001, under Issuer's 2001 Performance Incentive Plan which is exempt under Rule 16b-3. The stock options vested in full (100%) on January 31, 2003. |
(5) |
Represents performance-accelerated stock options granted on June 12, 2001, under Issuer's 2001 Performance Incentive Plan which is exempt under Rule 16b-3. The options would fully vest on June 12, 2006 unless Issuer's stock price reached certain pre-determined targets on the first, second and third anniversaries of the grant. The target was met on the first anniversary of the grant at which time one-third of the grant vested; targets were not met on the second and third anniversaries, therefore the stock options vested fully on June 12, 2006, and remain outstanding. |