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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 31.34 | 03/01/2007 | A | 502 | (2) | 01/05/2010 | Common Stock | 502 | (3) | 502 | D | ||||
Employee Stock Option (right to buy) | $ 16.53 | 03/01/2007 | A | 266 | (4) | 09/02/2009 | Common Stock | 266 | (5) | 266 | D | ||||
Employee Stock Option (right to buy) | $ 15.67 | 03/01/2007 | A | 835 | (6) | 09/04/2007 | Common Stock | 835 | (7) | 835 | D | ||||
Employee Stock Option (right to buy) | $ 21.37 | 03/01/2007 | A | 992 | (6) | 12/04/2007 | Common Stock | 992 | (8) | 992 | D | ||||
Employee Stock Option (right to buy) | $ 21.09 | 03/01/2007 | A | 440 | (9) | 05/20/2011 | Common Stock | 440 | (10) | 440 | D | ||||
Employee Stock Option (right to buy) | $ 28.49 | 03/01/2007 | A | 514 | (11) | 08/18/2010 | Common Stock | 514 | (12) | 514 | D | ||||
Employee Stock Option (right to buy) | $ 25.65 | 03/01/2007 | A | 19,061 | (13) | 09/05/2011 | Common Stock | 19,061 | (14) | 19,061 | D | ||||
Employee Stock Option (right to buy) | $ 18.52 | 03/01/2007 | A | 24 | (15) | 07/16/2008 | Common Stock | 24 | (16) | 24 | D | ||||
Employee Stock Option (right to buy) | $ 28.49 | 03/01/2007 | A | 1,375 | (15) | 07/16/2008 | Common Stock | 1,375 | (17) | 1,375 | D | ||||
Employee Stock Option (right to buy) | $ 23.51 | 03/01/2007 | A | 409 | (18) | 12/16/2008 | Common Stock | 409 | (19) | 409 | D | ||||
Employee Stock Option (right to buy) | $ 22.8 | 03/01/2007 | A | 580 | (6) | 05/29/2007 | Common Stock | 580 | (20) | 580 | D | ||||
Employee Stock Option (right to buy) | $ 28.49 | 03/01/2007 | A | 1,865 | (6) | 05/29/2007 | Common Stock | 1,865 | (21) | 1,865 | D | ||||
Employee Stock Option (right to buy) | $ 27.78 | 03/01/2007 | A | 575 | (6) | 01/31/2008 | Common Stock | 575 | (22) | 575 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BRIDGE-COOK JEREMY K LUMINEX CORPORATION 12212 TECHNOLOGY BOULEVARD AUSTIN, TX 78727 |
VP, Luminex Molecular Diagn |
/S/ JEREMY K. BRIDGE-COOK | 04/05/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Received in exchange for 2,600 shares of Tm Bioscience Corporation ("Tm") common stock in connection with merger of Tm with Luminex Corporation (the "Merger"). On the effective date of the Merger, each share of Tm's common stock was converted into the right to receive $0.06 shares of Luminex Corporation's common stock. |
(2) | This option was 40% vested at grant date. The remaining shares will vest in 3 equal installments on 01/05/2008, 01/05/2009 and 01/05/2010. |
(3) | Received in the Merger in exchange for an employee stock option to acquire 8,379 shares of Tm common stock for $2.20 per share. |
(4) | This option was 40% vested at grant date. The remaining shares will vest in 3 equal installments on 09/02/2007, 09/02/2008 and 09/02/2009. |
(5) | Received in the Merger in exchange for an employee stock option to acquire 4,439 shares of Tm common stock for $1.16 per share. |
(6) | This option was 100% vested at grant date. |
(7) | Received in the Merger in exchange for an employee stock option to acquire 13,924 shares of Tm common stock for $1.10 per share. |
(8) | Received in the Merger in exchange for an employee stock option to acquire 16,540 shares of Tm common stock for $1.50 per share. |
(9) | This option was 0% vested at grant date. The remaining shares will vest in 5 equal installments on 05/20/2007, 05/20/2008, 05/20/2009, 05/20/2010 and 05/20/2011. |
(10) | Received in the Merger in exchange for an employee stock option to acquire 7,340 shares of Tm common stock for $1.48 per share. |
(11) | This option was 20% vested at grant date. The remaining shares will vest in 4 equal installments on 08/18/2007, 08/18/2008, 08/18/2009 and 08/18/2010. |
(12) | Received in the Merger in exchange for an employee stock option to acquire 8,567 shares of Tm common stock for $2.00 per share. |
(13) | This option was 0% vested at grant date. The remaining shares will vest in 5 equal installments on 09/05/2007, 09/05/2008, 09/05/2009, 09/05/2010 and 09/05/2011. |
(14) | Received in the Merger in exchange for an employee stock option to acquire 317,694 shares of Tm common stock for $1.80 per share. |
(15) | This option was 60% vested at grant date. The remaining shares will vest in 2 equal installments on 07/16/2007 and 07/16/2008. |
(16) | Received in the Merger in exchange for an employee stock option to acquire 408 shares of Tm common stock for $1.30 per share. |
(17) | Received in the Merger in exchange for an employee stock option to acquire 22,920 shares of Tm common stock for $2.00 per share. |
(18) | This option was 60% vested at grant date. The remaining shares will vest in 2 equal installments on 12/16/2007 and 12/16/2008. |
(19) | Received in the Merger in exchange for an employee stock option to acquire 6,831 shares of Tm common stock for $1.65 per share. |
(20) | Received in the Merger in exchange for an employee stock option to acquire 9,680 shares of Tm common stock for $1.60 per share. |
(21) | Received in the Merger in exchange for an employee stock option to acquire 31,088 shares of Tm common stock for $2.00 per share. |
(22) | Received in the Merger in exchange for an employee stock option to acquire 9,592 shares of Tm common stock for $1.95 per share. |