Caprius, Inc.
c/o Dwight Morgan, President
10 Forest Avenue
Paramus, New Jersey 07562
(201) 342-0900
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Vintage Capital Group, LLC
Capac Co.
The Fred C. Sands Children’s Trust
The Fred C. Sands Family Revocable Trust
Fred C. Sands
11611 San Vicente Blvd., 10th Floor
Los Angeles, California
(310) 979-9090
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(Name, Address and Telephone Number of Person Authorized to Receive Notice and Communications on Behalf of Persons Filing Statement)
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COPIES TO:
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Bruce A. Rich, Esq.
Carter Ledyard & Milburn LLP
2 Wall Street
New York, New York 10005
(212) 732-3200
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Ronn S. Davids, Esq.
Klee, Tuchin, Bogdanoff & Stern LLP
1999 Avenue of the Stars
Los Angeles, California 90067
(310) 407-4000
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Transaction valuation(1)
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Amount of filing fee(2)
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$913,696
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$65.14
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(1)
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For purposes of calculating the filing fee only, the transaction value was determined by multiplying (a) 14,056,865 shares of common stock proposed to be acquired in the merger by (b) the merger consideration of $0.065 per share.
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(2)
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The filing fee, calculated in accordance with Regulation 0-11 under the Securities Exchange Act of 1934, as amended, equals 0.0000713 multiplied by the total Transaction Valuation.
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x
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Check the box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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(a)(1)
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Proxy Statement of Caprius, Inc., incorporated herein by reference to the Definitive Proxy Statement filed on Schedule 14A with the Securities and Exchange Commission on March 17, 2011 (the “Proxy Statement”).
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(a)(2)
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Letter to Stockholders of Caprius, Inc., incorporated herein by reference to the Proxy Statement.
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(a)(3)
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Notice of Special Meeting of Stockholders of Caprius, Inc., incorporated herein by reference to the Proxy Statement.
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(a)(4)
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Form of Proxy Card, incorporated herein by reference to the Proxy Statement.
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(a)(5)
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Form 8-K of Caprius, Inc., incorporated herein by reference to the Form 8-K filed with the Securities and Exchange Commission on March 11, 2011.
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(c)(1)
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Opinion of Hempstead & Co. Incorporated, incorporated herein by reference to Annex B of the Proxy Statement.
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(c)(2)
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Presentation of Hempstead & Co. Incorporated to the special committee of Caprius, Inc., dated November 10, 2010.
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(d)(1)
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Agreement and Plan of Merger, dated as of November 10, 2010, by and among Caprius, Inc., Vintage Capital Group, LLC and Capac Co., incorporated herein by reference to Annex A to the Proxy Statement.
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(f)(1)
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Section 262 of the Delaware General Corporation Law, incorporated herein by reference to Annex C of the Proxy Statement.
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(g)
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Not applicable
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CAPRIUS INC.
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Date: April 21, 2011
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By: /s/ Dwight Morgan
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Name: Dwight Morgan
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Title: President and CEO
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VINTAGE CAPITAL GROUP, LLC
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Date: April 21, 2011
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By: /s/ Fred C. Sands
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Name: Fred C. Sands
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Title: Manager
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CAPAC CO.
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Date: April 21, 2011
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By: /s/ Mark Sampson
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Name: Mark Sampson
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Title: President
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Date: April 21, 2011
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THE FRED C. SANDS CHILDREN’S TRUST
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By: /s/ Fred C. Sands
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Name: Fred C. Sands
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Title: Trustee
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THE FRED C. SANDS FAMILY REVOCABLE TRUST
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Date: April 21, 2011
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By: /s/ Fred C. Sands
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Name Fred C. Sands
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Title: Trustee
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Date: April 21, 2011
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/s/ Fred C. Sands
Fred C. Sands
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