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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: 03/31/2013
CHECK HERE IF AMENDMENT [X]; AMENDMENT NUMBER: 1
THIS AMENDMENT (CHECK ONLY ONE.): [_] IS A RESTATEMENT.
[_] ADDS NEW HOLDINGS ENTRIES
INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT:
NAME: Peapack Gladstone Financial Corp
ADDRESS: 500 Hills Drive Suite 300
P O Box 700
Bedminster, NJ 07921
13F FILE NUMBER: 028-06431
THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM
IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED
TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND
COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS
SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM.
PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER:
NAME: Daniel J. Leary, III
TITLE: First VP & Chief Fiduciary Officer
PHONE: (908)719-4331
SIGNATURE,PLACE,AND DATE OF SIGNING:
/s/ Daniel J. Leary, III Bedminster, NJ 5/14/2013
---------------------- ---------------- ----------
REPORT TYPE (CHECK ONLY ONE.):
[X] 13F HOLDINGS REPORT
[_] 13F NOTICE
[_] 13F COMBINATION REPORT
LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER:
NONE
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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SJOB: JJ233EQ0 RUN DATE: 04/06/13 TIME: 8:38:39 BANK: 212 ID: 212
BATCH DATE: 03/29/13 FUNCTION: EQUITS
THIS REPORT IS FOR:
PEAPACK-GLADSTONE TRUST & INV
500 HILLS DRIVE SUITE 300
PO BOX 7037
BEDMINSTER, NJ 07921
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS
PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/6/13 AS OF
3/29/13 DEPT ID# 233 PAGE 1
SEC USE ONLY
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES)
SHRD-
INSTR SHRD-
- SOLE V OTHER SOLE SHARED NONE
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
ABBOTT LABS 002824100 6141654 173886 X 172736 0 1150
ABBOTT LABS 002824100 1703307 48225 X 47270 180 775
ABBVIE INC 00287Y109 5179386 127008 X 126808 0 200
ABBVIE INC 00287Y109 1547193 37940 X 37165 0 775
ADOBE SYS INC 00724F101 1032524 23728 X 23728 0 0
ADOBE SYS INC 00724F101 902936 20750 X 18950 0 1800
AIR PRODUCTS & CHEMICALS INC 009158106 6574162 75461 X 74736 0 725
AIR PRODUCTS & CHEMICALS INC 009158106 2752469 31594 X 30499 580 515
ALEXION PHARMACEUTICALS INC 015351109 311710 3383 X 3383 0 0
ALLEGHANY CORP 017175100 64306118 162422 X 162422 0 0
ALLSTATE CORP 020002101 29638 604 X 604 0 0
ALLSTATE CORP 020002101 186466 3800 X 3800 0 0
ALTERA CORP 021441100 114359 3225 X 2525 0 700
ALTERA CORP 021441100 165066 4655 X 3655 0 1000
ALTRIA GROUP INC 02209S103 251838 7323 X 7323 0 0
ALTRIA GROUP INC 02209S103 86663 2520 X 2520 0 0
AMAZON.COM INC 023135106 326983 1227 X 1227 0 0
AMERICAN ELEC PWR INC 025537101 281908 5797 X 5797 0 0
AMERICAN ELEC PWR INC 025537101 231868 4768 X 4768 0 0
AMERICAN EXPRESS CO 025816109 535632 7940 X 7940 0 0
AMERICAN EXPRESS CO 025816109 297836 4415 X 4415 0 0
AMERICAN WATER WORKS CO INC 030420103 41440 1000 X 1000 0 0
AMERICAN WATER WORKS CO INC 030420103 165760 4000 X 4000 0 0
AMGEN INC 031162100 1887312 18411 X 17361 0 1050
AMGEN INC 031162100 606039 5912 X 5412 500 0
ANADARKO PETROLEUM CORPORATION 032511107 342891 3921 X 3921 0 0
ANADARKO PETROLEUM CORPORATION 032511107 784427 8970 X 8970 0 0
APACHE CORP 037411105 145910 1891 X 791 0 1100
APACHE CORP 037411105 195215 2530 X 2530 0 0
APPLE INC 037833100 9053725 20453 X 19983 0 470
APPLE INC 037833100 1925571 4350 X 4250 100 0
ASHLAND INC 044209104 418309 5630 X 5630 0 0
ASHLAND INC 044209104 137975 1857 X 1857 0 0
ASTEX PHARMACEUTICALS INC 04624B103 223250 50000 X 50000 0 0
AT&T INC 00206R102 10361623 282410 X 279036 0 3374
AT&T INC 00206R102 3030667 82602 X 78669 2252 1681
AUTOMATIC DATA PROCESSING INC 053015103 9454256 145383 X 143910 0 1473
AUTOMATIC DATA PROCESSING INC 053015103 3039502 46740 X 44145 1795 800
BANK OF AMERICA CORP 060505104 452134 37121 X 34771 0 2350
BANK OF AMERICA CORP 060505104 291431 23927 X 21277 0 2650
BARD CR INC 067383109 287223 2850 X 2850 0 0
BAXTER INTL INC 071813109 545526 7510 X 7510 0 0
BAXTER INTL INC 071813109 126394 1740 X 1740 0 0
- --------- ------- ----- ------- ---- -----
SUBTOTALS FOR THIS PAGE 136476296 1509879 1481884 5407 22588
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS
PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/6/13 AS OF
3/29/13 DEPT ID# 233
PAGE 2
SEC USE ONLY
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES)
SHRD- SHRD-
INSTR OTHER
- SOLE V SOLE SHARED NONE
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
BEAM INC-W/I 073730103 158850 2500 X 2500 0 0
BEAM INC-W/I 073730103 92133 1450 X 1450 0 0
BECTON DICKINSON 075887109 855231 8945 X 8695 0 250
BECTON DICKINSON 075887109 1142540 11950 X 11450 0 500
BERKSHIRE HATHAWAY INC
CLASS A 084670108 312560 2 X 2 0 0
BERKSHIRE HATHAWAY INC-CL B 084670702 6294097 60404 X 59883 0 521
BERKSHIRE HATHAWAY INC-CL B 084670702 312600 3000 X 3000 0 0
BIOGEN IDEC INC 09062X103 587292 3049 X 3049 0 0
BLACKROCK INC CL A 09247X101 11861691 46176 X 46001 0 175
BLACKROCK INC CL A 09247X101 2106416 8200 X 7750 450 0
BOEING CO 097023105 369241 4301 X 3501 0 800
BOEING CO 097023105 103020 1200 X 1200 0 0
BRISTOL MYERS SQUIBB CO 110122108 2944014 71474 X 68374 2900 200
BRISTOL MYERS SQUIBB CO 110122108 1653614 40146 X 39906 240 0
BUCKEYE PARTNERS LP 118230101 1100880 18000 X 17000 0 1000
BUCKEYE PARTNERS LP 118230101 527444 8624 X 6599 1625 400
CAMERON INTERNATIONAL CORP 13342B105 326326 5005 X 5005 0 0
CATERPILLAR INC 149123101 6396383 73547 X 73075 0 472
CATERPILLAR INC 149123101 1818456 20909 X 20909 0 0
CBS CORPORATION CLASS B 124857202 6660562 142655 X 142405 0 250
CBS CORPORATION CLASS B 124857202 436085 9340 X 9340 0 0
CELGENE CORP 151020104 509540 4396 X 4396 0 0
CENTER BANCORP INC 151408101 120757 9715 X 9715 0 0
CENTER BANCORP INC 151408101 37290 3000 X 3000 0 0
CERNER CORP 156782104 2666457 28145 X 28145 0 0
CHEVRON CORPORATION 166764100 23875216 200936 X 199728 0 1208
CHEVRON CORPORATION 166764100 7352463 61879 X 59994 690 1195
CHUBB CORP 171232101 3969398 45349 X 44209 0 1140
CHUBB CORP 171232101 2835534 32395 X 30090 455 1850
CHURCH & DWIGHT INC 171340102 275001 4255 X 3655 0 600
CHURCH & DWIGHT INC 171340102 56551 875 X 0 175 700
CISCO SYSTEMS INC 17275R102 1626383 77836 X 76886 0 950
CISCO SYSTEMS INC 17275R102 1493261 71465 X 69815 0 1650
CITRIX SYSTEMS INC 177376100 2125900 29465 X 29365 0 100
CITRIX SYSTEMS INC 177376100 470418 6520 X 6420 0 100
CLOROX COMPANY 189054109 2849250 32184 X 32184 0 0
CLOROX COMPANY 189054109 30986 350 X 350 0 0
COCA COLA CO 191216100 2225332 55028 X 55028 0 0
COCA COLA CO 191216100 532595 13170 X 13170 0 0
COLFAX CORP 194014106 232700 5000 X 5000 0 0
COLGATE PALMOLIVE CO 194162103 5642070 47802 X 47354 0 448
COLGATE PALMOLIVE CO 194162103 1007622 8537 X 8187 0 350
COMCAST CORP-CL A 20030N101 832295 19826 X 19676 0 150
COMCAST CORP-CL A 20030N101 170565 4063 X 4063 0 0
--------- ------- ----- ------- ---- -----
SUBTOTALS FOR THIS PAGE 106997019 1303068 1281524 6535 15009
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS
PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/6/13 AS OF
3/29/13 DEPT ID# 233 PAGE 3
SEC USE ONLY
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NONE
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES)
SHRD-
INSTR SHRD-
- SOLE V OTHER SOLE SHARED
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
COMCAST CORP-SPECIAL CL A 20030N200 938995 23706 X 23706 0 0
CONAGRA FOODS INC 205887102 336614 9400 X 9400 0 0
CONAGRA FOODS INC 205887102 71620 2000 X 2000 0 0
CONOCOPHILLIPS 20825C104 968091 16108 X 14495 0 1613
CONOCOPHILLIPS 20825C104 851737 14172 X 14172 0 0
CONSOLIDATED EDISON INC 209115104 914535 14985 X 13935 0 1050
CONSOLIDATED EDISON INC 209115104 25938 425 X 425 0 0
CORNING INC 219350105 59985 4500 X 4500 0 0
CORNING INC 219350105 156041 11706 X 11706 0 0
COSTCO WHOLESALE CORP NEW 22160K105 7208371 67933 X 67233 0 700
COSTCO WHOLESALE CORP NEW 22160K105 3875668 36525 X 35325 300 900
CSX CORP 126408103 251078 10194 X 10194 0 0
CSX CORP 126408103 172410 7000 X 7000 0 0
CUMMINS INC 231021106 864058 7461 X 7461 0 0
CUMMINS INC 231021106 393754 3400 X 3400 0 0
CVS CAREMARK CORP 126650100 6517140 118515 X 118166 0 349
CVS CAREMARK CORP 126650100 1487589 27052 X 25772 0 1280
DANAHER CORP 235851102 6574600 105786 X 105786 0 0
DANAHER CORP 235851102 1926153 30992 X 30592 0 400
DARDEN RESTAURANTS INC 237194105 151939 2940 X 2940 0 0
DARDEN RESTAURANTS INC 237194105 91732 1775 X 1775 0 0
DEERE & CO 244199105 6027198 70100 X 70100 0 0
DEERE & CO 244199105 824892 9594 X 9594 0 0
DEVON ENERGY CORPORATION 25179M103 2109036 37381 X 36941 0 440
DEVON ENERGY CORPORATION 25179M103 355446 6300 X 6300 0 0
DISCOVER FINL SVCS 254709108 258682 5769 X 4769 0 1000
DISCOVER FINL SVCS 254709108 28698 640 X 640 0 0
DISNEY WALT CO NEW 254687106 11744934 206777 X 204127 0 2650
DISNEY WALT CO NEW 254687106 4162986 73292 X 70142 1075 2075
DOMINION RESOURCES INC 25746U109 4413593 75861 X 75561 0 300
DOMINION RESOURCES INC 25746U109 2133344 36668 X 35666 0 1002
DOVER CORP 260003108 526558 7225 X 6775 0 450
DOVER CORP 260003108 145760 2000 X 2000 0 0
DOW CHEMICAL COMPANY 260543103 134811 4234 X 4234 0 0
DOW CHEMICAL COMPANY 260543103 299774 9415 X 9415 0 0
DU PONT E I DE NEMOURS & CO 263534109 12948646 263398 X 259598 1000 2800
DU PONT E I DE NEMOURS & CO 263534109 3193188 64955 X 63005 1525 425
DUKE ENERGY CORP 26441C204 1289344 17762 X 16791 0 971
DUKE ENERGY CORP 26441C204 790795 10894 X 10250 0 644
ECOLAB INC 278865100 3240876 40420 X 40120 0 300
ECOLAB INC 278865100 440429 5493 X 5493 0 0
EMC CORP MASS 268648102 4326813 181114 X 181114 0 0
EMC CORP MASS 268648102 396574 16600 X 16600 0 0
-------- ------- ----- - ------- ---- -----
SUBTOTALS FOR THIS PAGE 93630425 1662467 1639218 3900 19349
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS
PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/6/13 AS OF
3/29/13 DEPT ID# 233 PAGE 4
SEC USE ONLY
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES)
SOLE SHRD- SHRD- SOLE SHARED NONE
INSTR OTHER
- V
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
EMERSON ELEC CO 291011104 2361178 42262 X 40262 1450 550
EMERSON ELEC CO 291011104 1450720 25966 X 24846 1120 0
ENBRIDGE ENERGY PARTNERS LP 29250R106 579442 19225 X 17425 0 1800
ENBRIDGE ENERGY PARTNERS LP 29250R106 213241 7075 X 7075 0 0
ENTERGY CORP 29364G103 136915 2165 X 2165 0 0
ENTERGY CORP 29364G103 189720 3000 X 3000 0 0
ENTERPRISE PRODS PARTNERS LP 293792107 418593 6943 X 6943 0 0
ENTERPRISE PRODS PARTNERS LP 293792107 60290 1000 X 700 0 300
EOG RES INC 26875P101 299812 2341 X 2341 0 0
EOG RES INC 26875P101 255372 1994 X 1714 0 280
ERIE INDEMNITY CO 29530P102 226590 3000 X 3000 0 0
EXELON CORP 30161N101 695151 20161 X 19501 0 660
EXELON CORP 30161N101 213086 6180 X 6180 0 0
EXPRESS SCRIPTS HLDG 30219G108 8165215 141708 X 141308 0 400
EXPRESS SCRIPTS HLDG 30219G108 1225116 21262 X 20762 0 500
EXXONMOBIL CORP 30231G102 46823409 519625 X 517103 0 2522
EXXONMOBIL CORP 30231G102 15094957 167517 X 161588 3550 2379
FIDELITY NATIONAL FINANCIAL
INC 31620R105 28947994 1147364 X 1147364 0 0
FIDELITY NATL INFORMATION SVCS 31620M106 17829000 450000 X 450000 0 0
FIDELITY NATL INFORMATION SVCS 31620M106 18225 460 X 460 0 0
FIRST REPUBLIC BANK 33616C100 234848 6081 X 5081 1000 0
FIRST REPUBLIC BANK 33616C100 38620 1000 X 1000 0 0
FLOWERS FOODS INC 343498101 24639 748 X 748 0 0
FLOWERS FOODS INC 343498101 380292 11545 X 11545 0 0
FLOWSERVE CORP 34354P105 557636 3325 X 3325 0 0
FLOWSERVE CORP 34354P105 167710 1000 X 775 225 0
FORD MOTOR CO DEL 345370860 143269 10895 X 10895 0 0
FORD MOTOR CO DEL 345370860 213688 16250 X 15750 0 500
FRANKLIN RESOURCES INC 354613101 1342963 8905 X 8905 0 0
GENERAL DYNAMICS CORP 369550108 35255 500 X 500 0 0
GENERAL DYNAMICS CORP 369550108 5697208 80800 X 80800 0 0
GENERAL ELECTRIC CORP 369604103 23158148 1001650 X 994333 0 7317
GENERAL ELECTRIC CORP 369604103 7303492 315895 X 308195 4500 3200
GENERAL MLS INC 370334104 2337836 47411 X 46411 0 1000
GENERAL MLS INC 370334104 799562 16215 X 14635 1340 240
GENUINE PARTS CO 372460105 770250 9875 X 9875 0 0
GENUINE PARTS CO 372460105 235950 3025 X 2125 750 150
GLOWPOINT INC 379887201 15288 10400 X 10400 0 0
GOLDMAN SACHS GROUP INC 38141G104 1680453 11420 X 11220 0 200
GOLDMAN SACHS GROUP INC 38141G104 615823 4185 X 4085 100 0
GOOGLE INC CL A 38259P508 2019620 2543 X 2508 0 35
GOOGLE INC CL A 38259P508 246992 311 X 311 0 0
HALLIBURTON CO 406216101 32126 795 X 795 0 0
HALLIBURTON CO 406216101 202050 5000 X 5000 0 0
--------- ------- ------- ----- -----
SUBTOTALS FOR THIS PAGE 173457744 4159022 4122954 14035 22033
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS
PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/6/13 AS OF
3/29/13 DEPT ID# 233 PAGE 5
SEC USE ONLY
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NONE
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES)
SHRD-
INSTR SHRD-
SOLE V OTHER SOLE SHARED
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
HEINZ H J CO 423074103 652237 9025 X 9025 0 0
HEINZ H J CO 423074103 274626 3800 X 3400 400 0
HEWLETT PACKARD CO 428236103 104014 4363 X 4363 0 0
HEWLETT PACKARD CO 428236103 98864 4147 X 4147 0 0
HOLLYFRONTIER CORPORATION 436106108 529060 10283 X 10283 0 0
HOME DEPOT INC 437076102 7051688 101056 X 98631 0 2425
HOME DEPOT INC 437076102 3005215 43067 X 40327 1740 1000
HONEYWELL INTERNATIONAL INC 438516106 909324 12068 X 11915 0 153
HONEYWELL INTERNATIONAL INC 438516106 199979 2654 X 2654 0 0
ILLINOIS TOOL WKS INC 452308109 3469924 56940 X 56355 0 585
ILLINOIS TOOL WKS INC 452308109 1228368 20157 X 19512 145 500
INGREDION INC 457187102 267584 3700 X 3700 0 0
INTEL CORP 458140100 8037769 368114 X 356914 900 10300
INTEL CORP 458140100 2336454 107005 X 100030 4085 2890
INTERNATIONAL PAPER CO 460146103 10009576 214890 X 213910 0 980
INTERNATIONAL PAPER CO 460146103 769269 16515 X 13315 2650 550
INTL. BUSINESS MACHINES
CORP 459200101 23723226 111220 X 108345 0 2875
INTL. BUSINESS MACHINES
CORP 459200101 8630118 40460 X 38890 905 665
JM SMUCKER CO 832696405 474976 4790 X 4790 0 0
JM SMUCKER CO 832696405 98962 998 X 998 0 0
JOHNSON & JOHNSON 478160104 21316752 261459 X 256131 1400 3928
JOHNSON & JOHNSON 478160104 8277496 101527 X 98907 120 2500
JOHNSON CONTROLS INC 478366107 170090 4850 X 4850 0 0
JOHNSON CONTROLS INC 478366107 105210 3000 X 3000 0 0
JP MORGAN CHASE & CO 46625H100 13121646 276478 X 270953 0 5525
JP MORGAN CHASE & CO 46625H100 3976199 83780 X 80280 2075 1425
KANSAS CITY SOUTHERN 485170302 1671263 15070 X 15070 0 0
KANSAS CITY SOUTHERN 485170302 238435 2150 X 1750 0 400
KELLOGG CO 487836108 265452 4120 X 3720 0 400
KELLOGG CO 487836108 135303 2100 X 2100 0 0
KIMBERLY CLARK CORP 494368103 670183 6840 X 6840 0 0
KIMBERLY CLARK CORP 494368103 253082 2583 X 1933 300 350
KINDER MORGAN ENERGY
PARTNERS LP 494550106 502712 5600 X 5500 0 100
KINDER MORGAN ENERGY
PARTNERS LP 494550106 662054 7375 X 7075 300 0
KINDER MORGAN INC 49456B101 133175 3443 X 3443 0 0
KINDER MORGAN INC 49456B101 302246 7814 X 7814 0 0
KOHLS CORP 500255104 270322 5860 X 5860 0 0
KOHLS CORP 500255104 6920 150 X 150 0 0
KRAFT FOODS GROUP INC 50076Q106 769188 14927 X 14886 0 41
KRAFT FOODS GROUP INC 50076Q106 204986 3978 X 3978 0 0
LENDER PROCESSING 52602E102 6859179 269410 X 269410 0 0
LENDER PROCESSING 52602E102 4125 162 X 162 0 0
LILLY ELI & CO 532457108 2614328 46035 X 41935 2000 2100
LILLY ELI & CO 532457108 1275787 22465 X 22285 180 0
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SUBTOTALS FOR THIS PAGE 135677366 2286428 2229536 17200 39692
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS
PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/6/13 AS OF
3/29/13 DEPT ID# 233 PAGE 6
SEC USE ONLY
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES)
SHRD-
INSTR SHRD-
- SOLE V OTHER SOLE SHARED NONE
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
LOWES COS INC 548661107 3759389 99140 X 99140 0 0
LOWES COS INC 548661107 908374 23955 X 23955 0 0
L3 COMMUNICATIONS HOLDINGS
INC 502424104 72828 900 X 900 0 0
L3 COMMUNICATIONS HOLDINGS
INC 502424104 137969 1705 X 1705 0 0
MARATHON OIL CORP 565849106 53412 1584 X 1584 0 0
MARATHON OIL CORP 565849106 220866 6550 X 6550 0 0
MARATHON PETROLEUM
CORPORATION 56585A102 67379 752 X 752 0 0
MARATHON PETROLEUM
CORPORATION 56585A102 268800 3000 X 3000 0 0
MARRIOTT INTERNATIONAL INC 571903202 14907 353 X 0 0 353
MARRIOTT INTERNATIONAL INC 571903202 411743 9750 X 9749 0 1
MATTEL INC 577081102 504887 11535 X 11535 0 0
MCCORMICK & CO INC 579780206 1182905 16083 X 15983 0 100
MCCORMICK & CO INC 579780206 1183787 16095 X 15985 110 0
MCDONALDS CORP 580135101 11874973 119119 X 116954 450 1715
MCDONALDS CORP 580135101 4038342 40509 X 39504 455 550
MCKESSON CORP 58155Q103 801171 7421 X 7421 0 0
MCKESSON CORP 58155Q103 24291 225 X 225 0 0
MEAD JOHNSON NUTRITION CO 582839106 7745 100 X 100 0 0
MEAD JOHNSON NUTRITION CO 582839106 401966 5190 X 5190 0 0
MEDTRONIC INC 585055106 241046 5133 X 5133 0 0
MEDTRONIC INC 585055106 37568 800 X 800 0 0
MERCK & CO INC 58933Y105 10459267 236635 X 233275 2200 1160
MERCK & CO INC 58933Y105 3624533 82003 X 79427 0 2576
MERRIMACK PHARMACEUTICALS
INC 590328100 236936 38842 X 38842 0 0
MERRIMACK PHARMACEUTICALS
INC 590328100 61012 10002 X 10002 0 0
METLIFE INC 59156R108 2501564 65796 X 65796 0 0
METLIFE INC 59156R108 903165 23755 X 23355 0 400
MICROSOFT CORP 594918104 5294986 185107 X 179929 1500 3678
MICROSOFT CORP 594918104 1867592 65289 X 57889 2900 4500
MONDELEZ INTERNATIONAL INC 609207105 1192546 38953 X 38828 0 125
MONDELEZ INTERNATIONAL INC 609207105 144472 4719 X 4719 0 0
MONSANTO CO 61166W101 5649937 53488 X 53318 0 170
MONSANTO CO 61166W101 429386 4065 X 4065 0 0
NATIONAL FUEL GAS CO 636180101 304910 4970 X 4970 0 0
NATIONAL-OILWELL INC 637071101 1352599 19118 X 17743 0 1375
NATIONAL-OILWELL INC 637071101 672125 9500 X 9500 0 0
NEW JERSEY RES CORP 646025106 220662 4920 X 4320 0 600
NEWMONT MNG CORP 651639106 923381 22043 X 22043 0 0
NEXTERA ENERGY INC 65339F101 4257718 54811 X 54661 0 150
NEXTERA ENERGY INC 65339F101 1095288 14100 X 13725 0 375
NIKE INC-CLASS B 654106103 460160 7798 X 7798 0 0
NIKE INC-CLASS B 654106103 247842 4200 X 4200 0 0
NORFOLK SOUTHERN CORP 655844108 398195 5166 X 5166 0 0
NORFOLK SOUTHERN CORP 655844108 328900 4267 X 4267 0 0
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SUBTOTALS FOR THIS PAGE 68841524 1329446 1304003 7615 17828
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS
PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/6/13 AS OF
3/29/13 DEPT ID# 233 PAGE 7
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES)
SHRD-
INSTR SHRD-
- SOLE V OTHER SOLE SHARED NONE
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
NORTHERN TR CORP 665859104 529222 9700 X 9700 0 0
NORTHERN TR CORP 665859104 268703 4925 X 4625 300 0
NUCOR CORP 670346105 1488107 32245 X 31825 220 200
NUCOR CORP 670346105 506496 10975 X 8475 2110 390
OCCIDENTAL PETE CORP 674599105 618418 7891 X 7891 0 0
OCCIDENTAL PETE CORP 674599105 90909 1160 X 1160 0 0
ORACLE CORPORATION 68389X105 5894761 182331 X 180231 1000 1100
ORACLE CORPORATION 68389X105 1220813 37761 X 37761 0 0
PEABODY ENERGY CORP 704549104 19564 925 X 925 0 0
PEABODY ENERGY CORP 704549104 246609 11660 X 11660 0 0
PEAPACK-GLADSTONE FINL CORP 704699107 7267969 487456 X 483192 0 4264
PEAPACK-GLADSTONE FINL CORP 704699107 6041860 405222 X 405222 0 0
PEPSICO INC 713448108 20810518 263058 X 257530 0 5528
PEPSICO INC 713448108 5481769 69293 X 66723 1520 1050
PFIZER INC 717081103 2915957 101038 X 93969 3000 4069
PFIZER INC 717081103 1132034 39225 X 39025 200 0
PHILIP MORRIS INTERNATIONAL 718172109 5386544 58101 X 57701 0 400
PHILIP MORRIS INTERNATIONAL 718172109 345345 3725 X 3725 0 0
PHILLIPS 66 718546104 175345 2506 X 1800 0 706
PHILLIPS 66 718546104 358316 5121 X 5121 0 0
PITNEY BOWES INC 724479100 542464 36505 X 36005 0 500
PITNEY BOWES INC 724479100 203582 13700 X 8950 3500 1250
PNC FINANCIAL SERVICES GROUP 693475105 1944926 29247 X 29247 0 0
PNC FINANCIAL SERVICES GROUP 693475105 722855 10870 X 9945 0 925
PPG INDUSTRIES INC 693506107 476157 3555 X 3555 0 0
PPG INDUSTRIES INC 693506107 488881 3650 X 3650 0 0
PPL CORPORATION 69351T106 1400653 44735 X 43110 0 1625
PPL CORPORATION 69351T106 622756 19890 X 19890 0 0
PRAXAIR INC 74005P104 424744 3808 X 3808 0 0
PRAXAIR INC 74005P104 122694 1100 X 1100 0 0
PROCTER & GAMBLE CO 742718109 18159112 235649 X 231779 0 3870
PROCTER & GAMBLE CO 742718109 6029945 78250 X 75940 1120 1190
PROVIDENT FINL SVCS INC 74386T105 244320 16000 X 16000 0 0
PUBLIC SVC ENTERPRISE GROUP
INC 744573106 2270870 66129 X 64379 0 1750
PUBLIC SVC ENTERPRISE GROUP
INC 744573106 940058 27375 X 25700 175 1500
PVR PARTNERS LP 693665101 764890 31725 X 31125 0 600
PVR PARTNERS LP 693665101 499077 20700 X 18150 2550 0
QUALCOMM INC 747525103 12522533 187071 X 184996 0 2075
QUALCOMM INC 747525103 3043695 45469 X 43074 1695 700
QUEST DIAGNOSTICS INC 74834L100 363609 6440 X 5840 0 600
QUEST DIAGNOSTICS INC 74834L100 430515 7625 X 7425 0 200
ROCKWELL AUTOMATION INC 773903109 475616 5508 X 5508 0 0
ROCKWELL AUTOMATION INC 773903109 113809 1318 X 518 550 250
--------- ------- ----- ------- ----- -----
SUBTOTALS FOR THIS PAGE 113607020 2630637 2577955 17940 34742
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS
PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/6/13 AS OF
3/29/13 DEPT ID# 233 PAGE 8
SEC USE ONLY
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NONE
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES)
SHRD-
INSTR SHRD-
- SOLE V OTHER SOLE SHARED
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
RUTH'S HOSPITALITY GROUP INC 783332109 96793 10146 X 10146 0 0
SCANA CORP 80589M102 30696 600 X 600 0 0
SCANA CORP 80589M102 184176 3600 X 3600 0 0
SELECTIVE INS GROUP INC 816300107 348145 14500 X 14500 0 0
SEMPRA ENERGY 816851109 4796 60 X 60 0 0
SEMPRA ENERGY 816851109 287784 3600 X 3600 0 0
SOUTHERN COMPANY 842587107 3393724 72330 X 70337 0 1993
SOUTHERN COMPANY 842587107 1436221 30610 X 29310 0 1300
SPECTRA ENERGY CORP 847560109 638770 20773 X 20023 0 750
SPECTRA ENERGY CORP 847560109 93911 3054 X 2454 0 600
STARBUCKS CORP 855244109 33031 580 X 580 0 0
STARBUCKS CORP 855244109 435668 7650 X 7650 0 0
STRYKER CORPORATION 863667101 3133151 48025 X 48025 0 0
SUBURBAN PROPANE PARTNERS LP 864482104 107156 2408 X 2408 0 0
SUBURBAN PROPANE PARTNERS LP 864482104 178000 4000 X 4000 0 0
SYSCO CORP 871829107 4081654 116055 X 113325 0 2730
SYSCO CORP 871829107 1633119 46435 X 44060 1360 1015
TARGET CORP 87612E106 7034333 102766 X 102276 0 490
TARGET CORP 87612E106 2418749 35336 X 35336 0 0
TEXAS INSTRUMENTS INC 882508104 774351 21825 X 21825 0 0
TEXAS INSTRUMENTS INC 882508104 245699 6925 X 6925 0 0
THE HERSHEY COMPANY 427866108 326574 3731 X 3331 0 400
THERMO FISHER SCIENTIFIC INC 883556102 2274048 29730 X 29310 0 420
THERMO FISHER SCIENTIFIC INC 883556102 114353 1495 X 1405 90 0
TIME WARNER INC 887317303 255372 4432 X 4432 0 0
TIME WARNER INC 887317303 11524 200 X 200 0 0
TJX COS INC 872540109 83729 1791 X 1791 0 0
TJX COS INC 872540109 344174 7362 X 7362 0 0
TRAVELERS COMPANIES INC 89417E109 3819111 45363 X 45363 0 0
TRAVELERS COMPANIES INC 89417E109 513391 6098 X 5690 0 408
UGI CORP 902681105 878171 22875 X 20075 0 2800
UGI CORP 902681105 217671 5670 X 4350 820 500
UNION PAC CORP 907818108 18243718 128107 X 126907 0 1200
UNION PAC CORP 907818108 2453012 17225 X 16400 125 700
UNITED PARCEL SERVICE CL B 911312106 3648001 42468 X 42468 0 0
UNITED PARCEL SERVICE CL B 911312106 178243 2075 X 2075 0 0
UNITED TECHNOLOGIES CORP 913017109 11536456 123477 X 121982 0 1495
UNITED TECHNOLOGIES CORP 913017109 5904683 63199 X 60271 200 2728
US BANCORP NEW 902973304 4538341 133756 X 130478 0 3278
US BANCORP NEW 902973304 2012354 59309 X 58509 0 800
V.F. CORP 918204108 2646592 15777 X 15607 0 170
V.F. CORP 918204108 2290794 13656 X 13456 0 200
VALLEY NATL BANCORP 919794107 222597 21738 X 21417 0 321
VALLEY NATL BANCORP 919794107 26767 2614 X 2614 0 0
-------- ------- - ------- ---- -----
SUBTOTALS FOR THIS PAGE
89129603 1303426 1276533 2595 24298
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS
PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/6/13 AS OF
3/29/13 DEPT ID# 233
PAGE 9
SEC USE ONLY
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES)
SOLE SHRD- SHRD- SOLE SHARED NONE
INSTR OTHER
- V
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
VECTREN CORP 92240G101 2483473 70115 X 70115 0 0
VECTREN CORP 92240G101 1186393 33495 X 31955 540 1000
VERIZON COMMUNICATIONS 92343V104 6143947 125004 X 118574 874 5556
VERIZON COMMUNICATIONS 92343V104 2489595 50653 X 49013 1140 500
VISA INC CL A 92826C839 1732368 10200 X 10200 0 0
VISA INC CL A 92826C839 547734 3225 X 2925 300 0
WAL MART STORES INC 931142103 2405635 32148 X 32148 0 0
WAL MART STORES INC 931142103 389116 5200 X 5200 0 0
WASTE MANAGEMENT INC 94106L109 7190212 183377 X 180782 0 2595
WASTE MANAGEMENT INC 94106L109 1592906 40625 X 39320 705 600
WELLS FARGO & CO 949746101 3662750 99020 X 95633 1100 2287
WELLS FARGO & CO 949746101 2045843 55308 X 55308 0 0
WHIRLPOOL CORPORATION 963320106 272458 2300 X 2300 0 0
WILLIAMS- SONOMA INC 969904101 247296 4800 X 4800 0 0
WISCONSIN ENERGY CORP 976657106 349468 8148 X 7348 0 800
YUM! BRANDS INC 988498101 1022124 14208 X 14208 0 0
YUM! BRANDS INC 988498101 18345 255 X 255 0 0
ZIMMER HLDGS INC 98956P102 148334 1972 X 1752 220 0
ZIMMER HLDGS INC 98956P102 66194 880 X 880 0 0
3M CO 88579Y101 11389628 107136 X 107136 0 0
3M CO 88579Y101 905974 8522 X 8522 0 0
--------- -------- -------- ----- ------
SUBTOTALS FOR DOMESTIC COMMON STOCKS 964106790 17040964 16751981 80106 208877
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS
PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/6/13 AS OF
3/29/13 DEPT ID# 233 PAGE 10
SEC USE ONLY
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES)
SOLE SHRD- SHRD- SOLE SHARED NONE
INSTR OTHER
- V
A. COMMON STOCK
ADR SECURITIES
--------------
ANHEUSER-BUSCH INBEV SPONS ADR 03524A108 1304105 13100 X 12000 0 1100
BHP BILLITON LTD SPONS ADR 088606108 998188 14587 X 14312 0 275
BHP BILLITON LTD SPONS ADR 088606108 169022 2470 X 2470 0 0
BP PLC SPONS ADR 055622104 375814 8874 X 8274 0 600
BP PLC SPONS ADR 055622104 199596 4713 X 3913 0 800
GLAXO SMITHKLINE SPONS ADR 37733W105 187171 3990 X 3365 0 625
GLAXO SMITHKLINE SPONS ADR 37733W105 369604 7879 X 7879 0 0
NOVARTIS AG SPONS ADR 66987V109 1031199 14475 X 14475 0 0
NOVARTIS AG SPONS ADR 66987V109 768038 10781 X 10456 0 325
ROYAL DUTCH SHELL PLC SPONS
ADR 780259107 427514 6398 X 6398 0 0
ROYAL DUTCH SHELL SPONS ADR 780259206 799253 12266 X 12266 0 0
ROYAL DUTCH SHELL SPONS ADR 780259206 384574 5902 X 5902 0 0
TEVA PHARMACEUTICAL INDS
SPONS ADR 881624209 370611 9340 X 9340 0 0
TEVA PHARMACEUTICAL INDS
SPONS ADR 881624209 355334 8955 X 8455 0 500
TOTAL S.A. SPONS ADR 89151E109 1618365 33730 X 33205 0 525
TOTAL S.A. SPONS ADR 89151E109 116112 2420 X 2300 120 0
UNILEVER NV NY SHARES ADR 904784709 134275 3275 X 1275 0 2000
UNILEVER NV NY SHARES ADR 904784709 73800 1800 X 1800 0 0
UNILEVER PLC SPONS ADR 904767704 157428 3727 X 3727 0 0
UNILEVER PLC SPONS ADR 904767704 124608 2950 X 2950 0 0
VODAFONE GROUP SPONS ADR 92857W209 494501 17412 X 17412 0 0
VODAFONE GROUP SPONS ADR 92857W209 158358 5576 X 5576 0 0
--------- -------- ------ ------ --- ----
SUBTOTALS FOR ADR SECURITIES 10617470 194620 187750 120 6750
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS
PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/6/13 AS OF
3/29/13 DEPT ID# 233 PAGE 11
*SUMMARY PAGE FOR A. COMMON STOCK *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
---------------- --------- -------- ------ ---- ---- -------- ------------
43 DOMESTIC COMMON STOCKS 964106790 17040964 16751981 80106 208877
44 ADR SECURITIES 10617470 194620 187750 120 6750
--------- -------- -------- ----- ------
*SUBTOTALS* 974724260 17235584 16939731 80226 215627
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS
PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/6/13 AS OF
3/29/13 DEPT ID# 233 PAGE 12
*SUMMARY PAGE FOR B. PREFERRED STOCK *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
---------------- ------ ----- ------ ---- ---- ------ ------------
**NONE**
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS
PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/6/13 AS OF
3/29/13 DEPT ID# 233 PAGE 13
SEC USE ONLY
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES)
SOLE SHRD- SHRD- SOLE SHARED NONE
INSTR OTHER
- V
C. OTHER
REAL ESTATE INVESTMENT TRUSTS
-----------------------------
ANNALY CAPITAL MANAGEMENT REIT * 035710409 15890 1000 X N.A. N.A. N.A.
ANNALY CAPITAL MANAGEMENT REIT * 035710409 150955 9500 X N.A. N.A. N.A.
SIMON PROPERTY GROUP INC REIT * 828806109 91331 576 X N.A. N.A. N.A.
SIMON PROPERTY GROUP INC REIT * 828806109 356760 2250 X N.A. N.A. N.A.
------ ----- ---- ---- ----
SUBTOTALS FOR REAL ESTATE
INVESTMENT TRUSTS 614936 13326 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS
PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/6/13 AS OF
3/29/13 DEPT ID# 233 PAGE 14
SEC USE ONLY
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES)
SHRD-
INSTR SHRD-
- SOLE V OTHER SOLE SHARED NONE
C. OTHER
FOREIGN SECURITIES
--------------------
AON PLC * G0408V102 1408043 22895 X 22895 0 0
BCE INC * 05534B760 1049825 22485 X 22485 0 0
BCE INC * 05534B760 109301 2341 X 1221 900 220
COVIDIEN PLC * G2554F113 847389 12491 X 12091 0 400
COVIDIEN PLC * G2554F113 495910 7310 X 7310 0 0
INGERSOLL-
RAND PLC * G47791101 181533 3300 X 3300 0 0
INGERSOLL-
RAND PLC * G47791101 450147 8183 X 8183 0 0
INVESCO
LIMITED * G491BT108 1589904 54900 X 52900 1000 1000
INVESCO
LIMITED * G491BT108 758897 26205 X 26205 0 0
NOBLE CORP * H5833N103 351552 9215 X 9215 0 0
NOBLE CORP * H5833N103 167860 4400 X 4400 0 0
SCHLUMBERGER
LTD * 806857108 11324267 151212 X 149087 0 2125
SCHLUMBERGER
LTD * 806857108 3525297 47073 X 45448 750 875
TE
CONNECTIVITY
LIMITED * H84989104 252461 6021 X 6021 0 0
TRANSOCEAN
LTD * H8817H100 37515 722 X 722 0 0
TRANSOCEAN
LTD * H8817H100 181756 3498 X 3398 0 100
WEATHERFORD
INTNTL LTD * H27013103 710129 58495 X 56495 0 2000
WEATHERFORD
INTNTL LTD * H27013103 147805 12175 X 8775 2000 1400
-------- ------ ------ ---- ----
SUBTOTALS FOR
FOREIGN
SECURITIES 23589591 452921 440151 4650 8120
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS
PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/6/13 AS OF
3/29/13 DEPT ID# 233 PAGE 15
SEC USE ONLY
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES)
SHRD-
INSTR SHRD-
- SOLE V OTHER SOLE SHARED NONE
C. OTHER
CLOSED END EQUITY MUTUAL FUND
-------------------------------
ALERIAN MLP
ETF * 00162Q866 961399 54255 X N.A. N.A. N.A.
ALERIAN MLP
ETF * 00162Q866 302126 17050 X N.A. N.A. N.A.
FINANCIAL
SELECT
SECTOR
SPDR * 81369Y605 136568 7500 X N.A. N.A. N.A.
FINANCIAL
SELECT
SECTOR
SPDR * 81369Y605 49711 2730 X N.A. N.A. N.A.
FIRST TR
SMALL CAP
CORE
ALPHADEX-
A * 33734Y109 341550 9000 X N.A. N.A. N.A.
FIRST TRUST
LARGE CAP
CORE A * 33734K109 273920 8000 X N.A. N.A. N.A.
GUGGENHEIM
S&P 500
EQUAL
WEIGHT
ETF * 78355W106 2689108 45089 X N.A. N.A. N.A.
GUGGENHEIM
S&P 500
EQUAL
WEIGHT
ETF * 78355W106 341439 5725 X N.A. N.A. N.A.
HEALTH
CARE
SELECT
SECTOR
SPDR * 81369Y209 317232 6895 X N.A. N.A. N.A.
HEALTH
CARE
SELECT
SECTOR
SPDR * 81369Y209 43709 950 X N.A. N.A. N.A.
ISHARES
CORE S&P
MID-CAP
ETF * 464287507 154539 1343 X N.A. N.A. N.A.
ISHARES
CORE S&P
MID-CAP
ETF * 464287507 78823 685 X N.A. N.A. N.A.
ISHARES
CORE S&P
SMALL-CAP
ETF * 464287804 1060826 12185 X N.A. N.A. N.A.
ISHARES
CORE S&P
SMALL-CAP
ETF * 464287804 50321 578 X N.A. N.A. N.A.
ISHARES
CORE S&P
500 ETF * 464287200 201421 1280 X N.A. N.A. N.A.
ISHARES
CORE S&P
500 ETF * 464287200 20457 130 X N.A. N.A. N.A.
ISHARES DJ
SELECT
DIVIDEND
INDEX FD * 464287168 1334697 21052 X N.A. N.A. N.A.
ISHARES DJ
SELECT
DIVIDEND
INDEX FD * 464287168 130224 2054 X N.A. N.A. N.A.
ISHARES
DOW JONES
U.S. REAL
ESTATE * 464287739 167864 2416 X N.A. N.A. N.A.
ISHARES
DOW JONES
U.S. REAL
ESTATE * 464287739 45857 660 X N.A. N.A. N.A.
ISHARES
MSCI
AUSTRALIA
INDEX
FUND * 464286103 162916 6025 X N.A. N.A. N.A.
ISHARES
MSCI
AUSTRALIA
INDEX
FUND * 464286103 119382 4415 X N.A. N.A. N.A.
ISHARES
MSCI
CANADA
INDEX
FUND * 464286509 352099 12350 X N.A. N.A. N.A.
ISHARES
MSCI
CANADA
INDEX
FUND * 464286509 140982 4945 X N.A. N.A. N.A.
ISHARES
MSCI EAFE
INDEX
FUND * 464287465 2610691 44264 X N.A. N.A. N.A.
ISHARES
MSCI EAFE
INDEX
FUND * 464287465 638694 10829 X N.A. N.A. N.A.
ISHARES
MSCI
EMERGING
MKT IN * 464287234 4542174 106200 X N.A. N.A. N.A.
ISHARES
MSCI
EMERGING
MKT IN * 464287234 671917 15710 X N.A. N.A. N.A.
ISHARES
MSCI
UNITED
KINGDOM * 464286699 228375 12500 X N.A. N.A. N.A.
ISHARES
MSCI
UNITED
KINGDOM * 464286699 36540 2000 X N.A. N.A. N.A.
ISHARES
NASDAQ
BIOTECH
INDX * 464287556 3999849 25010 X N.A. N.A. N.A.
ISHARES
NASDAQ
BIOTECH
INDX * 464287556 1266486 7919 X N.A. N.A. N.A.
ISHARES
RUSSELL
MIDCAP
GRWTH * 464287481 2361885 33804 X N.A. N.A. N.A.
ISHARES
RUSSELL
MIDCAP
GRWTH * 464287481 1442466 20645 X N.A. N.A. N.A.
ISHARES
RUSSELL
MIDCAP
INDEX
FUND * 464287499 2335899 18351 X N.A. N.A. N.A.
ISHARES
RUSSELL
MIDCAP
INDEX
FUND * 464287499 435968 3425 X N.A. N.A. N.A.
ISHARES
RUSSELL
MIDCAP
VALUE * 464287473 2669481 46833 X N.A. N.A. N.A.
ISHARES
RUSSELL
MIDCAP
VALUE * 464287473 1507365 26445 X N.A. N.A. N.A.
ISHARES
RUSSELL
1000
GROWTH
INDEX * 464287614 625344 8762 X N.A. N.A. N.A.
ISHARES
RUSSELL
1000
GROWTH
INDEX * 464287614 4996 70 X N.A. N.A. N.A.
ISHARES
RUSSELL
1000 VALUE * 464287598 302521 3727 X N.A. N.A. N.A.
ISHARES S&P
SMALLCAP
600/VAL * 464287879 493446 5487 X N.A. N.A. N.A.
ISHARES S&P
500
GROWTH
INDEX FD * 464287309 2988252 36274 X N.A. N.A. N.A.
ISHARES S&P
500
GROWTH
INDEX FD * 464287309 658628 7995 X N.A. N.A. N.A.
- -------- ------ ---- ---- ----
SUBTOTALS
FOR THIS
PAGE 39298147 663562 N.A. N.A. N.A.
16
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS
PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/6/13 AS OF
3/29/13 DEPT ID# 233 PAGE 16
SEC USE ONLY
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES)
SHRD- SHRD-
INSTR OTHER
- SOLE V SOLE SHARED NONE
C. OTHER
CLOSED END EQUITY MUTUAL FUND
-----------------------------
ISHARES S&P 500 VALUE INDEX
FUND * 464287408 2910820 39442 X N.A. N.A. N.A.
ISHARES S&P 500 VALUE INDEX
FUND * 464287408 728406 9870 X N.A. N.A. N.A.
ISHARES TR S&P SMALLCAP/ 600
GROWTH * 464287887 448325 4775 X N.A. N.A. N.A.
POWERSHARES QQQ TRUST * 73935A104 12950566 187771 X N.A. N.A. N.A.
POWERSHARES QQQ TRUST * 73935A104 962821 13960 X N.A. N.A. N.A.
SPDR GOLD TRUST * 78463V107 286542 1855 X N.A. N.A. N.A.
SPDR GOLD TRUST * 78463V107 123576 800 X N.A. N.A. N.A.
SPDR S&P DIVIDEND ETF * 78464A763 9489692 143805 X N.A. N.A. N.A.
SPDR S&P DIVIDEND ETF * 78464A763 2113000 32020 X N.A. N.A. N.A.
SPDR S&P MIDCAP 400 ETF TRUST * 78467Y107 14460194 68950 X N.A. N.A. N.A.
SPDR S&P MIDCAP 400 ETF TRUST * 78467Y107 1944314 9271 X N.A. N.A. N.A.
SPDR S&P 500 ETF TRUST * 78462F103 14227516 90812 X N.A. N.A. N.A.
SPDR S&P 500 ETF TRUST * 78462F103 1699870 10850 X N.A. N.A. N.A.
TECHNOLOGY SELECT SECT SPDR * 81369Y803 312235 10315 X N.A. N.A. N.A.
TECHNOLOGY SELECT SECT SPDR * 81369Y803 86421 2855 X N.A. N.A. N.A.
UTILITIES SELECT SECTOR SPDR * 81369Y886 1082875 27695 X N.A. N.A. N.A.
UTILITIES SELECT SECTOR SPDR * 81369Y886 104984 2685 X N.A. N.A. N.A.
VANGUARD FTSE EMERGING
MARKETS ETF * 922042858 11213182 261410 X N.A. N.A. N.A.
VANGUARD FTSE EMERGING
MARKETS ETF * 922042858 3572081 83275 X N.A. N.A. N.A.
VANGUARD HEALTH CARE ETF * 92204A504 3792346 45735 X N.A. N.A. N.A.
VANGUARD HEALTH CARE ETF * 92204A504 37314 450 X N.A. N.A. N.A.
VANGUARD IND FD MID- CAP * 922908629 4342979 46754 X N.A. N.A. N.A.
VANGUARD IND FD MID- CAP * 922908629 429430 4623 X N.A. N.A. N.A.
VANGUARD INDUSTRIALS ETF * 92204A603 211656 2650 X N.A. N.A. N.A.
VANGUARD INFO TECH ETF * 92204A702 218700 3000 X N.A. N.A. N.A.
VANGUARD INFO TECH ETF * 92204A702 7290 100 X N.A. N.A. N.A.
VANGUARD LARGE-CAP ETF * 922908637 859087 11975 X N.A. N.A. N.A.
VANGUARD LARGE-CAP ETF * 922908637 64566 900 X N.A. N.A. N.A.
VANGUARD MSCI EAFE ETF * 921943858 448198 12303 X N.A. N.A. N.A.
VANGUARD MSCI EAFE ETF * 921943858 522771 14350 X N.A. N.A. N.A.
VANGUARD S&P 500 ETF * 922908413 376826 5260 X N.A. N.A. N.A.
VANGUARD S&P 500 ETF * 922908413 250740 3500 X N.A. N.A. N.A.
VANGUARD SMALL CAP GROWTH ETF * 922908595 4473718 44773 X N.A. N.A. N.A.
VANGUARD SMALL CAP GROWTH ETF * 922908595 1937549 19391 X N.A. N.A. N.A.
VANGUARD SMALL CAP VALUE ETF * 922908611 3841498 46762 X N.A. N.A. N.A.
VANGUARD SMALL CAP VALUE ETF * 922908611 1852072 22545 X N.A. N.A. N.A.
VANGUARD SMALL-CAP ETF * 922908751 7887574 86534 X N.A. N.A. N.A.
VANGUARD SMALL-CAP ETF * 922908751 2069925 22709 X N.A. N.A. N.A.
WISDOM TREE INTL DIVIDEND
EX-FIN FD * 97717W786 676126 16060 X N.A. N.A. N.A.
WISDOM TREE INTL DIVIDEND
EX-FIN FD * 97717W786 25260 600 X N.A. N.A. N.A.
----------- --------- ------- - - - ---- ---- ----
SUBTOTALS FOR CLOSED END
EQUITY MUTUAL FUND 152341192 2076952 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS
PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/6/13 AS OF
3/29/13 DEPT ID# 233 PAGE 17
SEC USE ONLY
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES)
SOLE SHRD- SHRD- SOLE SHARED NONE
INSTR OTHER
- V
C. OTHER
CLOSED-END FIXED INCOME (TAX)
-----------------------------
ISHARES BARCLAYS TIPS BOND
FUND * 464287176 106716 880 X N.A. N.A. N.A.
ISHARES BARCLAYS TIPS BOND
FUND * 464287176 121268 1000 X N.A. N.A. N.A.
ISHARES BARCLAYS 1-3 YEAR CR * 464288646 906061 8585 X N.A. N.A. N.A.
ISHARES BARCLAYS 1-3 YEAR CR * 464288646 42216 400 X N.A. N.A. N.A.
ISHARES BARCLAYS 1-3 YEAR
TREASURY * 464287457 1460909 17295 X N.A. N.A. N.A.
ISHARES BARCLAYS 1-3 YEAR
TREASURY * 464287457 269459 3190 X N.A. N.A. N.A.
ISHARES IBOXX INV GRD CORP
BOND FD * 464287242 352506 2940 X N.A. N.A. N.A.
ISHARES IBOXX INV GRD CORP
BOND FD * 464287242 31174 260 X N.A. N.A. N.A.
ISHARES S&P PREF STK * 464288687 443694 10950 X N.A. N.A. N.A.
ISHARES S&P PREF STK * 464288687 189026 4665 X N.A. N.A. N.A.
VANGUARD INTERMEDIATE- TERM
BOND ETF * 921937819 1786569 20295 X N.A. N.A. N.A.
VANGUARD INTERMEDIATE- TERM
BOND ETF * 921937819 731089 8305 X N.A. N.A. N.A.
VANGUARD SHORT TERM BOND ETF * 921937827 6144063 75862 X N.A. N.A. N.A.
VANGUARD SHORT TERM BOND ETF * 921937827 3351771 41385 X N.A. N.A. N.A.
VANGUARD TOTAL BOND MARKET ETF * 921937835 409669 4898 X N.A. N.A. N.A.
VANGUARD TOTAL BOND MARKET ETF * 921937835 20910 250 X N.A. N.A. N.A.
-------- ------ - - ---- ---- ----
SUBTOTALS FOR CLOSED-END FIXED INCOME (TAX) 16367100 201160 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS
PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/6/13 AS OF
3/29/13 DEPT ID# 233 PAGE 18
SEC USE ONLY
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
INVEST
TITLE SHRD- AUTH
OF CUSIP/ INSTR SHRD- VOTING AUTH(SHARES)
NAME OF ISSUER CLASS TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE
-------------- ------ --------- ------- ------ ----- ------ ----- ------ ------ ------------ ----
C. OTHER
CLOSED END FIXED INC-NON-TAX
------------------------------
BLACKROCK MUNIYIELD NEW
JERSEY FUND * 09254Y109 50350 3046 X N.A. N.A. N.A.
BLACKROCK MUNIYIELD NEW
JERSEY FUND * 09254Y109 125347 7583 X N.A. N.A. N.A.
EATON VANCE NJ MUNICIPAL INC * 27826V106 157696 11020 X N.A. N.A. N.A.
ISHARES S&P S/T NATION MUNI * 464288158 700589 6590 X N.A. N.A. N.A.
ISHARES TR S&P NAT MUNI BOND
FUND * 464288414 540604 4907 X N.A. N.A. N.A.
NUVEEN N J INVT QUALITY MUN
FD INC * 670971100 214116 14227 X N.A. N.A. N.A.
NUVEEN NJ DVD ADV MUNI FD * 67069Y102 47840 3200 X N.A. N.A. N.A.
NUVEEN NJ DVD ADV MUNI FD * 67069Y102 158470 10600 X N.A. N.A. N.A.
--------- ------- ------ ----- ---- ---- ----
SUBTOTALS FOR CLOSED END
FIXED INC-NON-TAX 1995012 61173 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS
PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/6/13 AS OF
3/29/13 DEPT ID# 233 PAGE 19
* SUMMARY PAGE FOR C. OTHER *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
---------------- --------- ------- ------ ---- ---- ------ ------------
97 CLOSED END FIXED INC-NON-TAX 1995012 61173 N.A. N.A. N.A.
63 CLOSED END EQUITY MUTUAL
FUND 152341192 2076952 N.A. N.A. N.A.
68 CLOSED-END FIXED INCOME (TAX) 16367100 201160 N.A. N.A. N.A.
54 FOREIGN SECURITIES 23589591 452921 440151 4650 8120
47 REAL ESTATE INVESTMENT TRUSTS 614936 13326 N.A. N.A. N.A.
--------- ------- ------ ---- ----
*SUBTOTALS* 194907831 2805532 440151 4650 8120
*SUBTOTALS* 194907831 2805532 N.A. N.A. N.A.
* THESE ASSETS ARE CODED 13(F) ELIGIBLE, HOWEVER, THE MINOR ASSET TYPE IS NOT
INCLUDED IN THE MAPPING
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS
PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/6/13 AS OF
3/29/13 DEPT ID# 233 PAGE 20
**SUMMARY PAGE FOR: PEAPACK-GLADSTONE TRUST & INV **
CATEGORY MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
-------- ---------- -------- ------- ----- ---- -------- ------------ ------
A. COMMON STOCK 974724260 17235584 16939731 80226 215627
C. OTHER 194907831 2805532 440151 4650 8120
---------- -------- -------- ----- ------
**GRAND TOTALS** 1169632091 20041116 17379882 84876 223747
JOB: JJ233EQ0 DATE: 4/ 6/13 TIME: 8:39:07 BANK: 212 ID: 213
SJOB: JJ233EQ0 RUN DATE:04/06/13 TIME: 8:38:39 BANK: 212 ID: 212
BATCH DATE: 03/29/13 FUNCTION: EQUITS
THIS REPORT IS FOR:
PEAPACK-GLADSTONE TRUST & INV
500 HILLS DRIVE SUITE 300
PO BOX 7037
BEDMINSTER, NJ 07921
13F EXCEPTION REPORT *** INTERNAL USE ONLY ***
PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/6/13 AS OF
3/29/13 DEPT ID# 233 PAGE 1
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
SHRD-
INSTR SHRD-
SOLE V OTHER SOLE SHARED NONE
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
13F EXCEPTION REPORT *** INTERNAL USE ONLY ***
PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/6/13 AS OF
3/29/13 DEPT ID# 233 PAGE 2
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
SHRD-
INSTR SHRD-
SOLE V OTHER SOLE SHARED NONE
B. PREFERRED STOCK
FOREIGN PREFERRED STOCKS
------------------------
13F EXCEPTION REPORT *** INTERNAL USE ONLY ***
PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/6/13 AS OF
3/29/13 DEPT ID# 233 PAGE 3
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
SHRD-
INSTR SHRD-
SOLE V OTHER SOLE SHARED NONE
C. OTHER
RIGHTS AND WARRANTS
-------------------
JOB: JJ233EQ0 DATE: 4/ 6/13 TIME: 8:39:07 BANK: 212
ID: 213