Currrent Report

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported)

November 8, 2010

 

 

DYNEGY INC.

DYNEGY HOLDINGS INC

(Exact name of registrant as specified in its charter)

 

 

 

Delaware

Delaware

 

001-33443

000-29311

 

20-5653152

94-3248415

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

1000 Louisiana, Suite 5800, Houston, Texas   77002
(Address of principal executive offices)   (Zip Code)

(713) 507-6400

(Registrant’s telephone number, including area code)

N.A.

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 7.01 Regulation FD Disclosure

Dynegy Inc. (the “Company”) will be mailing to its stockholders certain supplemental disclosures (the “Supplemental Disclosures”) to the Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission (the “SEC”) by the Company on October 4, 2010 (the “Definitive Proxy Statement”) pursuant to a memorandum of understanding (the “MOU”) relating to the settlement of certain stockholder lawsuits filed in Texas state court and the Delaware Court of Chancery. The Supplemental Disclosures are attached as Exhibit 99.1 hereto and the MOU is attached as Exhibit 99.2 hereto.


 

 

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits:

 

Exhibit
No.

 

Document

99.1   Supplemental Disclosures, dated November 8, 2010
99.2   Memorandum of Understanding, dated November 7, 2010


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    DYNEGY INC.
    (Registrant)
Dated: November 8, 2010     By:  

/S/    KENT R. STEPHENSON        

    Name:   Kent R. Stephenson
    Title:   Senior Vice-President and Deputy General Counsel
   

DYNEGY HOLDINGS INC.

(Registrant)

Dated: November 8, 2010     By:  

/S/    KENT R. STEPHENSON        

    Name:   Kent R. Stephenson
    Title:   Senior Vice-President and Deputy General Counsel

EXHIBIT INDEX

 

Exhibit
No.

 

Document

99.1   Supplemental Disclosures, dated November 8, 2010
99.2   Memorandum of Understanding, dated November 7, 2010