UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 31-December-2009
Check here if Amendment [_]; Amendment Number:
-------------------
This Amendment {Check only one.): [_]; is a restatement.
[_]; adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Capital One Financial Corporation
Address: 1680 Capital One Drive
McLean, VA 22102
Form 13F File Number: 028-12320
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person signing this report on behalf of Reporting Manager:
Name: Matthew J. Murphy
Title: Head of Brokerage, Trust, COAM
Phone: 631-577-5801
Signature, Place, and Date of Signing:
/s/ Matthew J. Murphy Melville, New York February 12, 2010
-------------------------- ------------------------- -------------------------
(Signature) (City, State) (Date)
Report Type (Check only one):
[_] 13F HOLDINGS REPORT. (Check here if all holdings qf this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager (s).}
[X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager (s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-931 Capital One, National Association
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[Repeat as necessary.]
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 23
Form13F Information Table Value Total: $7,234 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other than
the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- -------- ---- ------- ------
3M CO COM 88579Y101 364 4399 SH SOLE 0 0 0 4399
AT&T INC COM 00206R102 197 7030 SH SOLE 0 0 0 7030
AUTOMATIC DATA PROCESSING IN COM 053015103 314 7331 SH SOLE 0 0 0 7331
BP PLC SPONSORED ADR 055622104 283 4875 SH SOLE 0 0 0 4875
BRISTOL MYERS SQUIBB CO COM 110122108 295 11675 SH SOLE 0 0 0 11675
CHEVRON CORP NEW COM 166764100 325 4223 SH SOLE 0 0 0 4223
COCA COLA CO COM 191216100 376 6601 SH SOLE 0 0 0 6601
CONOCOPHILLIPS COM 20825C104 202 3946 SH SOLE 0 0 0 3946
DIAGEO P L C SPON ADR NEW 25243Q205 298 4299 SH SOLE 0 0 0 4299
DU PONT E I DE NEMOURS & CO COM 263534109 179 5330 SH SOLE 0 0 0 5330
EMERSON ELEC CO COM 291011104 312 7322 SH SOLE 0 0 0 7322
FPL GROUP INC COM 302571104 280 5301 SH SOLE 0 0 0 5301
ILLINOIS TOOL WKS INC COM 452308109 282 5876 SH SOLE 0 0 0 5876
ISHARES TR INDEX BARCLY USAGG B 464287226 453 4390 SH SOLE 0 0 0 4390
ISHARES TR INDEX BARCLYS TIPS BD 464287176 411 3958 SH SOLE 0 0 0 3958
JOHNSON & JOHNSON COM 478160104 343 5323 SH SOLE 0 0 0 5323
MCDONALDS CORP COM 580135101 264 4229 SH SOLE 0 0 0 4229
MICROSOFT CORP COM 594918104 284 9310 SH SOLE 0 0 0 9310
PRICE T ROWE GROUP INC COM 74144T108 395 7411 SH SOLE 0 0 0 7411
PROCTER & GAMBLE CO COM 742718109 244 4030 SH SOLE 0 0 0 4030
TOTAL S A SPONSORED ADR 89151E109 555 9907 SH SOLE 0 0 0 9907
V F CORP COM 918204108 309 4214 SH SOLE 0 0 0 4214
VERIZON COMMUNICATIONS INC COM 92343V104 269 8130 SH SOLE 0 0 0 8130