FORM 5 |
UNITED STATES SECURITIES
AND EXCHANGE COMMISSION |
OMB APPROVAL |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b). |
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
OMB Number:
3235-0362 Filed By |
1. Name and Address of Reporting Person* Johnson Bruce W. |
2. Issuer Name and
Ticker or Trading Symbol |
6. Relationship of
Reporting Person(s) President and COO |
||
(Last) (First) (Middle) 40W267 Keslinger Road |
3. I.R.S. Identification
Number 472-44-3180 |
4. Statement for Month/Year FY2001 |
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(Street) LaFox, IL 60147 |
5. If Amendment, Date of Original (Month/Year) 7/12/01 |
7. Individual
or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
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(City) (State) (Zip) |
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security |
2. Trans- |
2A. Deemed |
3. Trans- |
4. Securities Acquired
(A) or Disposed of (D) |
5. Amount of |
6. Owner- |
7. Nature of Indirect
|
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Amount |
(A) |
Price |
|||||||
Common Stock $.05 par value (*) |
|
|
|
|
|
|
47,000(1) |
D |
|
Reminder:
Report on a separate line for each class of securities beneficially owned
directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number |
FORM 5 (continued) |
Table II -
Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Derivative
Security |
2. Conver- |
3. Trans- |
3A. Deemed Execution Date, if any (Month/ Day/ Year) |
4. Trans- |
5. Number of Derivative
Securities Acquired (A) or Disposed of (D) |
6. Date Exercisable |
7. Title and Amount
of Underlying Securities |
8. Price of Derivative
Security |
9. Number of |
10. Owner- |
11. Nature of Indirect
Beneficial Ownership |
|||
(A) |
(D) |
Date Exer-cisable |
Expira- |
Title |
Amount or Number
of |
Explanation of Responses: (1) Bruce W. Johnson Trust U/A dtd 11/23/2002 |
By:
/s/ Bruce W. Johnson **Signature of Reporting Person |
4/11/03 Date |
**Intentional misstatements
or omissions of facts constitute Federal Criminal Violations. Note: File three
copies of this Form, one of which must be manually signed. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
|
April 11, 2003 VIA FEDERAL EXPRESS Securities and Exchange Commission Judiciary Plaza 450 Fifth Street, N.W. Washington, D.C. 20549 RE: Richardson Electronics, Ltd. Gentlemen: On behalf of Bruce Johnson, President and COO of the above-captioned corporation, enclosed please the Amended Statement of Changes of Beneficial Ownership of Securities on Form 5 for FY2001. Very truly yours, RICHARDSON ELECTRONICS, LTD. William G. Seils Senior Vice President and General Counsel and Secretary WGS/lac Encl G:\legal\SEC16\Correspondence\form4covBWJSEC4-1-03.doc