1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
Â
(2)
|
08/23/2020 |
Common Stock
|
112,504
|
$
0.5
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(3)
|
02/09/2022 |
Common Stock
|
50,004
|
$
0.5
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(4)
|
03/13/2023 |
Common Stock
|
50,336
|
$
1.4475
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(5)
|
02/11/2024 |
Common Stock
|
70,000
|
$
10.98
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Reporting Person is a Trustee of shares held by, trusts for Reporting Person's three sons. |
(2) |
Option is subject to a 4-year vesting schedule, with 25% vesting upon the 12-month anniversary of August 23, 2010 and 1/48th of the total number of shares vesting each month thereafter. The option is also subject to accelerated vesting upon certain events. |
(3) |
Option is subject to a 4-year vesting schedule, with 25% vesting upon the 12-month anniversary of February 9, 2012, and 1/48th of the total number of shares vesting each month thereafter. The option is also subject to accelerated vesting upon certain events. |
(4) |
Option is subject to a 4-year vesting schedule, with 25% vesting upon the 12-month anniversary of February 1, 2013, and 1/48th of the total number of shares vesting each month thereafter. The option is also subject to accelerated vesting upon certain events. |
(5) |
Option is subject to a 4-year vesting schedule, with 25% vesting upon the 12-month anniversary of February 1, 2014, and 1/48th of the total number of shares vesting each month thereafter. The option is also subject to accelerated vesting upon certain events. |