1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
Â
(3)
|
02/02/2018 |
Class A Common Stock
|
12,240
|
$
29.485
(8)
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(4)
|
02/20/2019 |
Class A Common Stock
|
15,240
|
$
23.6385
(8)
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(5)
|
02/21/2020 |
Class A Common Stock
|
22,680
|
$
29.145
(8)
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(6)
|
02/23/2021 |
Class A Common Stock
|
37,710
|
$
31.825
(8)
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(7)
|
02/23/2022 |
Class A Common Stock
|
41,450
|
$
37.995
(8)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Total number of shares includes 34,750 shares of restricted stock awarded under Mondelez International's Amended and Restated 2005 Performance Incentive Plan. Shares will vest as follows: 3,780 shares on February 22, 2013; 6,290 shares on February 24, 2014; 4,442 shares on October 2, 2012; 13,328 shares on October 7, 2014; and 6,910 on February 23, 2015. |
(2) |
Units represent interests in the Mondelez International Stock Fund, which are payable in cash. The reporting person's interests in the Kraft Foods Stock Fund fluctuate with the fund's performance. The information in this report is based on a plan statement dated as of August 1, 2012. |
(3) |
Options will vest in three annual installments as follows: 33% on February 4, 2009; 33% on February 4, 2010; and 34% on February 4, 2011. |
(4) |
Options will vest in three annual installments as follows: 33% on February 19, 2010; 33% on February 18, 2011; and 34% on February 17, 2012. |
(5) |
Options will vest in three annual installments as follows: 33% on February 22, 2011; 33% on February 22, 2012; and 34% on February 22, 2013. |
(6) |
Options will vest in three annual installments as follows: 33% on February 23, 2012; 33% on February 25, 2013; and 34% on February 24, 2014. |
(7) |
Options will vest in three annual installments as follows: 33% on February 25, 2013; 33% on February 24, 2014; and 34% on February 23, 2015. |
(8) |
As a result of the Issuer's spin-off of Kraft Foods Group, Inc. on October 1, 2012, these stock options are subject to an intrinsic value adjustment as described in the Employee Matters Agreement, dated as of September 27, 2012. |