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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| NQ Stock Options | $ 13.73 | 08/06/2012 | M | 67,999 | 09/12/2009(5) | 09/12/2015 | Ordinary Shares | 67,999 | $ 0 | 3,954 (5) | D | ||||
| NQ Stock Options | $ 25.48 | 08/07/2012 | M | 70,000 | 04/27/2010(6) | 04/27/2013 | Ordinary Shares | 132,156 | $ 0 | 62,156 (6) | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| O MALLEY PATRICK J SEAGATE TECHNOLOGY PLC 10200 S. DE ANZA BOULEVARD CUPERTINO, CA 95014 |
EVP & Chief Financial Officer | |||
| /S/ Roberta S. Cohen for Patrick J. O'Malley | 08/08/2012 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Since the date of the reporting person's last ownership report (07/26/2012), he transferred pursuant to a domestic relations order 1,981 restricted share units to be settled in ordinary shares of Seagate Technology plc ("Issuer"), nominal value $0.00001 ("Ordinary Shares"), which transfer was exempt pursuant to Rule 16a-12. The reporting person no longer reports as beneficially owned any securities transferred pursuant to the domestic relations order. |
| (2) | Includes 563 Ordinary Shares acquired under the Employee Stock Purchase Plan on July 31, 2012. |
| (3) | The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| (4) | Sale was effected pursuant to a Rule 10b5-1 trading plan. |
| (5) | Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan, are subject to a four year vesting schedule. One quarter of the option shares vested on September 12, 2009. The remaining option shares are vesting and will continue to vest proportionally each month over the 36 months following September 12, 2009. Since the date of the reporting person's last ownership report (07/26/2012), pursuant to a domestic relations order he transferred: (1) 56,047 options granted under this grant, with an exercise price per share of $13.73 and with a grant date of 09/12/2008 and (2) 218,097 options granted at an exercise price per share of $3.35 and a grant date of 03/06/2009, which transfers were exempt pursuant to Rule 16a-12. The reporting person no longer reports as beneficially owned any securities transferred pursuant to the domestic relations order. |
| (6) | Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan, are subject to a five year vesting schedule. One half of the option shares vested on April 27, 2010. The remaining option shares vested on April 27, 2011. Since the date of the reporting person's last ownership report (07/26/2012), pursuant to a domestic relations order he transferred 344 options granted at an exercise price per share of $25.48 and a grant date of 04/27/2006 and which transfer was exempt pursuant to Rule 16a-12. The reporting person no longer reports as beneficially owned any securities transferred pursuant to the domestic relations order. |