1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Options (right to buy)
|
Â
(2)
|
02/02/2018 |
Class A Common Stock
|
22,080
|
$
29.485
|
D
|
Â
|
Stock Options (right to buy)
|
Â
(3)
|
02/20/2019 |
Class A Common Stock
|
27,520
|
$
23.6385
|
D
|
Â
|
Stock Options (right to buy)
|
Â
(4)
|
02/21/2020 |
Class A Common Stock
|
29,340
|
$
29.145
|
D
|
Â
|
Stock Options (right to buy)
|
Â
(5)
|
02/23/2021 |
Class A Common Stock
|
26,880
|
$
31.825
|
D
|
Â
|
Stock Options (right to buy)
|
Â
(6)
|
02/23/2022 |
Class A Common Stock
|
22,520
|
$
37.995
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Total number of shares includes 35,450 shares of deferred stock awarded under Kraft Foods' Amended and Restated 2005 Performance Incentive Plan. Shares will vest as follows: 5,580 shares on the earlier of (i) the effective date of Kraft Foods' spin-off of its North American grocery business, as announced on August 4, 2011 or (ii) October 7, 2014; 4,890 shares on February 22, 2013; 4,480 shares on February 24, 2014; 16,740 shares on October 7, 2014 and 3,760 shares on February 23, 2015. |
(2) |
Options vest in three annual installments as follows: 33% on February 4, 2009; 33% on February 4, 2010; and 34% on February 4, 2011. |
(3) |
Options vest in three annual installments as follows: 33% on February 19, 2010; 33% on February 18, 2011; and 34% on February 17, 2012. |
(4) |
Options vest in three annual installments as follows: 33% on February 22, 2011; 33% on February 22, 2012; and 34% on February 22, 2013. |
(5) |
Options vest in three annual installments as follows: 33% on February 23, 2012; 33% on February 25, 2013; and 34% on February 24, 2014. |
(6) |
Options vest in three annual installments as follows: 33% on February 23, 2013; 33% on February 23, 2014; and 34% on February 23, 2015. |