UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | Â (2) | 06/04/2017 | Common Stock | 20,000 | $ 18.58 | D | Â |
Employee Stock Option (right to buy) | Â (3) | 08/09/2017 | Common Stock | 1,077 | $ 17.17 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HENRY CHERYL JANET C/O RUTH'S HOSPITALITY GROUP, INC. 1030 W. CANTON AVENUE, STE. 100 WINTER PARK, FL 32789 |
 |  |  Chief Branding Officer |  |
/s/ James S. Rowe, under Power of Attorney | 02/03/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents (a) 25,000 shares of restricted stock granted pursuant to the company's 2005 Long-Term Equity Incentive Plan, which vest pro rata on an annual basis over a five-year period following the date of grant, February 28, 2008 (since the grant date, 15,000 of the 25,000 shares have vested) and (b) 35,000 shares of restricted stock granted pursuant to the company's 2005 Long-Term Equity Incentive Plan, all of which will cliff vest on May 25, 2013, the three-year anniversary of the grant. |
(2) | Options vest and become exercisable pro rata on an annual basis over a five-year period following the date of grant, June 4, 2007. Since the grant date, 16,000 of the 20,000 options have vested and are now exercisable. |
(3) | Options vest and become exercisable pro rata on an annual basis over a five-year period following the date of grant, August 9, 2007. Since the grant date, 861 of the 1,077 options have vested and are now exercisable. |
 Remarks: Exhibit List Exhibit 24.1 - Power of Attorney |