UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sulca John H. 2000 PURCHASE STREET PURCHASE, NY 10577 |
 |  |  Controller |  |
/s/ Bart S. Goldstein as attorney in fact for John H. Sulca pursuant to Powwer of Attorney dated May 31, 2011 | 06/01/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes the following awards of restricted stock units: (1) 285 restricted stock units awarded on March 1, 2009 and which will vest on February 29, 2012, (2) 323 restricted stock units awarded on March 1, 2010 and which will vest on February 28, 2013 and (3) 313 restricted stock units awarded on March 1, 2011 and which will vest on February 28, 2014. Each restricted stock unit will vest only if the reporting person remains employed by MasterCard Incorporated on the applicable vesting date. |