UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Jones Kim Harris KRAFT FOODS INC. THREE LAKES DRIVE NORTHFIELD, IL 60093 |
 |  |  SVP and Corporate Controller |  |
Irma Villarreal, by Power of Attorney | 11/10/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares of restricted stock awarded pursuant to Issuer's 2005 Performance Incentive Plan. Shares will vest in three annual installments as follows: 5,873 on June 15, 2010; 5,873 on June 15, 2011, and 5,874 on June 15, 2012. |
(2) | Units represent interests in the Kraft Foods Stock Fund under the Company's 401(k) plan. The units are payable in cash. Reporting person's interests in the Kraft Foods Stock Fund fluctuates with the fund's performance. The information in this report is based on a plan statement dated as of November 9, 2009. |