1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Options
(1)
(12)
|
11/21/2008 |
01/21/2009 |
Common Stock
|
5,218
|
$
24.46
|
D
|
Â
|
Non-Qualified Stock Options
(2)
|
11/21/2008 |
10/21/2009 |
Common Stock
|
5,218
|
$
41.09
|
D
|
Â
|
Non-Qualified Stock Options
(3)
|
11/21/2008 |
10/19/2009 |
Common Stock
|
5,218
|
$
124.53
|
D
|
Â
|
Non-Qualified Stock Options
(4)
|
11/21/2008 |
10/18/2011 |
Common Stock
|
6,958
|
$
32.17
|
D
|
Â
|
Non-Qualified Stock Options
(5)
|
11/21/2008 |
10/17/2012 |
Common Stock
|
6,958
|
$
23
|
D
|
Â
|
Non-Qualified Stock Options
(6)
|
11/21/2008 |
10/16/2013 |
Common Stock
|
6,523
|
$
26.7
|
D
|
Â
|
Non-Qualified Stock Options
(7)
|
11/21/2008 |
10/21/2014 |
Common Stock
|
8,002
|
$
21.74
|
D
|
Â
|
Non-Qualified Stock Options
(8)
|
11/21/2008 |
10/20/2015 |
Common Stock
|
7,828
|
$
26.74
|
D
|
Â
|
Non-Qualified Stock Options
(9)
|
11/21/2008 |
10/19/2016 |
Common Stock
|
7,828
|
$
38.8
|
D
|
Â
|
Non-Qualified Stock Options
(10)
|
11/21/2008 |
10/18/2017 |
Common Stock
|
7,828
|
$
41.38
|
D
|
Â
|
Deferred Stock Units
(11)
|
11/21/2008 |
11/21/2018 |
Common Stock
|
25,756
|
$
0
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
NQSO grant # 08959. Shares converted to LIFE as a result of the Applied Biosystems merger with Invitrogen Corporation (name subsequently changed to Life Technologies). |
(2) |
NQSO grant #00001996. Shares converted to LIFE as a result of the Applied Biosystems merger with Invitrogen Corporation (name subsequently changed to Life Technologies). |
(3) |
NQSO grant #00006285. Shares converted to LIFE as a result of the Applied Biosystems merger with Invitrogen Corporation (name subsequently changed to Life Technologies). |
(4) |
NQSO grant #00010306. Shares converted to LIFE as a result of the Applied Biosystems merger with Invitrogen Corporation (name subsequently changed to Life Technologies). |
(5) |
NQSO grant #00015172. Shares converted to LIFE as a result of the Applied Biosystems merger with Invitrogen Corporation (name subsequently changed to Life Technologies). |
(6) |
NQSO grant #00019798. Shares converted to LIFE as a result of the Applied Biosystems merger with Invitrogen Corporation (name subsequently changed to Life Technologies). |
(7) |
NQSO grant #00022270. Shares converted to LIFE as a result of the Applied Biosystems merger with Invitrogen Corporation (name subsequently changed to Life Technologies). |
(8) |
NQSO grant #D0014427. Shares converted to LIFE as a result of the Applied Biosystems merger with Invitrogen Corporation (name subsequently changed to Life Technologies). |
(9) |
NQSO grant #D0015409. Shares converted to LIFE as a result of the Applied Biosystems merger with Invitrogen Corporation (name subsequently changed to Life Technologies). |
(10) |
NQSO grant #19736. Shares converted to LIFE as a result of the Applied Biosystems merger with Invitrogen Corporation (name subsequently changed to Life Technologies). |
(11) |
Granted in lieu of director compensation or due to deferral of receipt of vested director grants. |
(12) |
The individual may hold additional shares acquired as a result of the conversion from Applied Biosystems stock to Life Technologies stock. Administration of the conversion is not complete. If it is determined that the individual owns shares, a Form 4A will be filed. |