UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
NQ Stock Option | 11/22/2001(1) | 07/24/2011 | Common Shares | 18,900 | $ 2.3 | D | Â |
NQ Stock Option | 04/11/2004(2) | 04/11/2013 | Common Shares | 4,374 | $ 10.89 | D | Â |
NQ Stock Option | 09/16/2005(3) | 09/16/2011 | Common Shares | 15,000 | $ 13.62 | D | Â |
NQ Stock Option | 08/29/2006(4) | 08/29/2012 | Common Shares | 35,000 | $ 17.38 | D | Â |
NQ Stock Option | 09/15/2007(5) | 09/15/2013 | Common Shares | 15,000 | $ 21.9 | D | Â |
NQ Stock Option | 09/13/2008(6) | 09/13/2014 | Common Shares | 12,500 | $ 24.63 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Anderson David Z SEAGATE TECHNOLOGY 920 DISC DRIVE SCOTTS VALLEY, CA 95066 |
 |  |  VP, Finance Storage Markets | (See General Remarks) |
/s/ Roberta S Cohen for David Z Anderson | 07/11/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Options granted to the Reporting Person under the Issuer's 2001 Share Option Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on November 22, 2001. The balance of the option shares vested proportionately each month over the 36 months following November 22, 2001. |
(2) | Options granted to the Reporting Person under the Issuer's 2001 Share Option Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on April 11, 2004. The remaining option shares vested proportionally each month over the 36 months following April 11, 2004. |
(3) | Options granted to the Reporting Person under the Issuer's 2001 Share Option Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 16, 2005. The remaining option shares are vesting proportionally each month over the 36 months following September 16, 2005. |
(4) | Options granted to the Reporting Person under the Issuer's 2001 Share Option Plan are subject to a five-year vesting schedule. One fifth of the option shares vested on August 29, 2006. The remaining option shares are vesting proportionally each month over the 48 months following August 29, 2006. |
(5) | Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 15, 2007. The remaining option shares vest proportionally each month over the 36 months following September 15, 2007. |
(6) | Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares will vest on September 13, 2008. The remaining option shares will vest proportionally each month over the 36 months following September 13, 2008. |
 Remarks: Please note that Mr. Anderson currently holds the title of VP, Finance Storage Markets but on July 1, 2008, he was appointed Vice President, Principal Accounting Officer and Treasurer of the Company and he will formally acquire the titles on August 25, 2008. |