UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
NQ Stock Option | 03/14/2006 | 03/14/2015(1) | Common Shares | 16,650 | $ 15.4865 | D | Â |
NQ Stock Option | 08/07/2007 | 08/07/2013(2) | Common shares | 50,000 | $ 21.715 | D | Â |
NQ Stock Option | 09/13/2008 | 09/13/2014(3) | Common Shares | 150,000 | $ 24.63 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Richarz David K SEAGATE TECHNOLOGY 920 DISC DRIVE SCOTTS VALLEY, CA 95066 |
 |  |  EVP, Sales and CSO |  |
/s/ Roberta S Cohen for David K Richarz | 05/22/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This option is fully vested and exercisable. Option was granted under the Maxtor 1996 option plan and converted to Seagate Shares in May 2006 pursuant to the merger agreement at a exchange ratio of .37 per share. |
(2) | Options granted to the Reporting Person under Seagate Technology's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on August 7, 2007. The remaining shares vest proportionally monthly over the 36 months following August 7, 2007. |
(3) | Options granted to the Reporting Person under Seagate Technology's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares will vest on September 13, 2008. The remaining shares will vest proportionally monthly over the 36 months following September 13, 2008. |