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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LACOVARA CHRISTOPHER C/O KOHLBERG & CO., L.L.C. 111 RADIO CIRCLE MT. KISCO, NY 10549 |
X | Vice President |
/s/ Christopher Lacovara | 12/03/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares owned by KKAT Acquisition Company III, LLC. Certain of these shares may be deemed to be beneficially owned by Mr. Lacovara, who is a member of KKAT Acquisition Company III, LLC. Mr. Lacovara disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. |
(2) | Represents shares owned by KKAT Acquisition Company IV, LLC. Certain of these shares may be deemed to be beneficially owned by Mr. Lacovara, who is a member of KKAT Acquisition Company IV, LLC. Mr. Lacovara disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. |
(3) | Represents shares owned by KKAT Acquisition Company V, LLC. Certain of these shares may be deemed to be beneficially owned by Mr. Lacovara, who is a member of KKAT Acquisition Company V, LLC. Mr. Lacovara disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. |
(4) | Represents shares owned by KKAT Acquisition Company VII, LLC. Certain of these shares may be deemed to be beneficially owned by Mr. Lacovara, who is a member of KKAT Acquisition Company VII, LLC. Mr. Lacovara disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. |
(5) | Represents shares owned by KKAT Acquisition Company VIII, LLC. Certain of these shares may be deemed to be beneficially owned by Mr. Lacovara, who is a member of KKAT Acquisition Company VIII, LLC. Mr. Lacovara disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. |