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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series A Preferred Stock | (9) | 07/02/2007 | C | 668,693 | (9) | (9) | Common Stock | 777,549 | $ 0 | 0 | D | ||||
Series B Preferred Stock | (9) | 07/02/2007 | C | 72,779 | (9) | (9) | Common Stock | 144,378 | $ 0 | 0 | D | ||||
Series C Preferred Stock | (9) | 07/02/2007 | C | 384,982 | (9) | (9) | Common Stock | 582,400 | $ 0 | 0 | D | ||||
Series D Preferred Stock | (9) | 07/02/2007 | C | 809,207 | (9) | (9) | Common Stock | 909,953 | $ 0 | 0 | D | ||||
Series E Preferred Stock | (9) | 07/02/2007 | C | 1,883,002 | (9) | (9) | Common Stock | 1,883,002 | $ 0 | 0 | D | ||||
Series A Preferred Stock | (9) | 07/02/2007 | C | 167,174 | (9) | (9) | Common Stock | 194,387 | $ 0 | 0 | I (7) | Held by Accel Internet Fund III L.P. | |||
Series B Preferred Stock | (9) | 07/02/2007 | C | 18,196 | (9) | (9) | Common Stock | 36,095 | $ 0 | 0 | I (7) | Held by Accel Internet Fund III L.P. | |||
Series C Preferred Stock | (9) | 07/02/2007 | C | 96,246 | (9) | (9) | Common Stock | 145,600 | $ 0 | 0 | I (7) | Held by Accel Internet Fund III L.P. | |||
Series D Preferred Stock | (9) | 07/02/2007 | C | 202,302 | (9) | (9) | Common Stock | 227,488 | $ 0 | 0 | I (7) | Held by Accel Internet Fund III L.P. | |||
Series E Preferred Stock | (9) | 07/02/2007 | C | 470,751 | (9) | (9) | Common Stock | 470,751 | $ 0 | 0 | I (7) | Held by Accel Internet Fund III L.P. | |||
Series A Preferred Stock | (9) | 07/02/2007 | C | 82,669 | (9) | (9) | Common Stock | 96,125 | $ 0 | 0 | I (8) | Held by Accel Investors '99 L.P. | |||
Series B Preferred Stock | (9) | 07/02/2007 | C | 8,998 | (9) | (9) | Common Stock | 17,848 | $ 0 | 0 | I (8) | Held by Accel Investors '99 L.P. | |||
Series C Preferred Stock | (9) | 07/02/2007 | C | 47,594 | (9) | (9) | Common Stock | 72,000 | $ 0 | 0 | I (8) | Held by Accel Investors '99 L.P. | |||
Series D Preferred Stock | (9) | 07/02/2007 | C | 100,040 | (9) | (9) | Common Stock | 112,494 | $ 0 | 0 | I (8) | Held by Accel Investors '99 L.P. | |||
Series E Preferred Stock | (9) | 07/02/2007 | C | 232,789 | (9) | (9) | Common Stock | 232,789 | $ 0 | 0 | I (8) | Held by Accel Investors '99 L.P. |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ACCEL VII LP C/O ACCEL PARTNERS 428 UNIVERSITY AVENUE PALO ALTO, CA 94301 |
X | |||
ACCEL VII ASSOCIATES LLC C/O ACCEL PARTNERS 428 UNIVERSITY AVENUE PALO ALTO, CA 94301 |
X | |||
ACCEL INTERNET FUND III LP C/O ACCEL PARTNERS 428 UNIVERSITY AVENUE PALO ALTO, CA 94301 |
X | |||
ACCEL INTERNET FUND III ASSOCIATES LLC C/O ACCEL PARTNERS 428 UNIVERSITY AVENUE PALO ALTO, CA 94301 |
X | |||
ACCEL INVESTORS 99 LP C/O ACCEL PARTNERS 428 UNIVERSITY AVENUE PALO ALTO, CA 94301 |
X | |||
PATTERSON ARTHUR C C/O ACCEL PARTNERS 428 UNIVERSITY AVE PALO ALTO, CA 94301 |
X | |||
BREYER JAMES C/O ACCEL PARTNERS 428 UNIVERSITY AVENUE PALO ALTO, CA 94301 |
X | |||
SWARTZ JAMES R C/O ACCEL PARTNERS 428 UNIVERSITY AVENUE PALO ALTO, CA 94301 |
X | |||
WAGNER J PETER C/O ACCEL PARTNERS 428 UNIVERSITY AVENUE PALO ALTO, CA 94301 |
X | |||
GOUW RANZETTA THERESIA C/O ACCEL PARTNERS 428 UNIVERSITY AVENUE PALO ALTO, CA 94301 |
X |
Tracy L. Sedlock, as Attorney in Fact for the Reporting Persons | 07/02/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Conversion of Preferred Series A to Common Stock. |
(2) | Shares are directly owned by Accel VII L.P. Accel VII Associates L.L.C. is the General Partner of Accel VII L.P. and has the sole voting and investment power. James W. Breyer, Arthur C. Patterson, Theresia G. Ranzetta, James R. Swartz, and J. Peter Wagner are the Managing Members of Accel VII Associates L.L.C. and share such powers. Each such person disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
(3) | Conversion of Preferred Series B to Common Stock. |
(4) | Conversion of Preferred Series C to Common Stock. |
(5) | Conversion of Preferred Series D to Common Stock. |
(6) | Conversion of Preferred Series E to Common Stock. |
(7) | Shares are directly owned by Accel Internet Fund III L.P. Accel Internet Fund III Associates L.L.C. is the General Partner of Accel Internet Fund III L.P. and has the sole voting and investment power. James W. Breyer, Arthur C. Patterson, Theresia G. Ranzetta, James R. Swartz, and J. Peter Wagner are the Managing Members of Accel Internet Fund III Associates L.L.C. and share such powers. Each such person disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
(8) | Shares are directly owned by Accel Investors '99 L.P. James W. Breyer, Arthur C. Patterson, Theresia Gouw Ranzetta, James R. Swartz, and J. Peter Wagner are the General Partners of Accel Investors '99 L.P. and share such powers. Each such person disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
(9) | The convertible preferred stock converted into Issuer's common stock automatically upon a initial public offering and had no expiration date |