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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 2 | 03/30/2006 | M | 10,000 | (4) | 12/07/2008 | Common Stock | 10,000 | $ 0 | 33,550 | D | ||||
Stock Option (Right to Buy) | $ 4.5 | (5) | 12/01/2011 | Common Stock | 72,000 | 72,000 | D | ||||||||
Stock Option (Right to Buy) | $ 25.33 | (6) | 02/10/2014 | Common Stock | 30,000 | 30,000 | D | ||||||||
Stock Option (Right to Buy) | $ 44.29 | 07/01/2006(7) | 07/01/2015 | Common Stock | 12,000 | 12,000 | D | ||||||||
Stock Options (Right to Buy) | $ 28.66 | 02/02/2007(8) | 02/02/2016 | Common Stock | 21,000 | 21,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ANDREWS MARK L ESQ 2277 FAIR OAKS BOULEVARD, SUITE 440 SACRAMENTO, CA 95825 |
Chief Legal Officer |
Mark L. Andrews | 03/31/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 5,000 of the 10,000 shares held vest in one-fifth increments (of 1,000 shares each) on each of 7/1/2006, 7/1/2007, 7/1/2008, 7/1/2009, and 7/1/2010. The other 5,000 shares are fully vested, but are subject to a restriction on transfer until August 2, 2007. |
(2) | The shares were acquired as a result of the exercise of options for $2 per share. |
(3) | Represents the weighted average sale price of 9 separate sales occurring on March 30, 2006. |
(4) | The options became fully exercisable on 5/1/2001. |
(5) | The options became fully exercisable upon the closing of the initial public offering of the issuer. |
(6) | The options vest in one-third increments on each of 2/10/2005, 2/10/2006, and 2/10/2007. |
(7) | The options vest in one-third increments on each of 7/1/2006, 7/1/2007, and 7/1/2008. |
(8) | The options vest in one-third increments on each of 2/2/2007, 2/2/2008, and 2/2/2009. |