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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Abbott Gary R 1700 LINCOLN STREET, SUITE 1800 DENVER, CO 80203-4518 |
Vice President |
Paul Korus, as attorney in fact | 06/09/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(2) | Includes 17,000 stock units that may only be settled in shares of common stock on a one-for-one basis. 12,000 units vested on 12/9/2007 and become payable in common stock on 12/9/2010 and 5,000 units vest on 1/2/2010 and become payable in shares of common stock on 1/2/2013. Also includes 24,000 shares of restricted stock that vest on 1/3/2009 and are subject to certain performance criteria, 24,000 shares of restricted stock that vest on 1/2/2010 and are subject to certain performance criteria and 24,000 shares of restricted stock that vest on 1/2/2011 and are subject to certain performance criteria. |
(1) | Represents shares withheld to pay for taxes due upon the vesting on June 7, 2008 of 4,250 restricted stock units payable upon vesting in shares of common stock. |