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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Lividini Jaqui 27 EAST 95TH STREET NEW YORK, NY 10128 |
X |
/s/ Clint J. Pete, Attorney-In-Fact | 11/08/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The total amount of shares beneficially owned following the reported transactions reflects the number of shares beneficially owned by Ms. Lividini as of the date this report is being filed. |
(2) | This amendment is being filed to correct the ownership form of the 15,100 shares acquired, which was inadvertently reported on the original filing as direct. Columns six and seven have been adjusted to reflect this correction. This amendment is also being filed to report additional transactions that occurred on the date of, and subsequent to, the original transaction. |
(3) | This transaction involved a gift of securities by Ms. Lividini to her parents' brokerage account over which Ms. Lividini has power of attorney. Ms. Lividini disclaims beneficial ownership of the shares held in her parents' brokerage account, and this report should not be deemed an admission that Ms. Lividini is the beneficial owner of her parents' shares for purposes of Section 16 or for any other purpose. |