Pacific Biosciences of California, Inc.
|
(Name of Issuer)
|
Common Stock
|
(Title of Class of Securities)
|
69404D108
|
(CUSIP Number)
|
December 31, 2010
|
(Date of Event Which Requires Filing of this Statement)
|
CUSIP NO. 69404D108
|
13 G
|
Page 2of 15
|
1
|
NAME OF REPORTING PERSONS
MDV VII, L.P. (“MDV VII”)
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) x
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
4,113,179 shares, except that Seventh MDV Partners, L.L.C. (“Seventh MDV”), the general partner of MDV VII, may be deemed to have sole power to vote these shares, and William W. Ericson (“Ericson”), Nancy J. Schoendorf (“Schoendorf”) and Jonathan D. Feiber (“Feiber”), members of Seventh MDV, may be deemed to have shared power to vote these shares.
|
6
|
SHARED VOTING POWER
See response to row 5.
|
|
7
|
SOLE DISPOSITIVE POWER
4,113,179 shares, except that Seventh MDV, the general partner of MDV VII, may be deemed to have sole power to dispose of these shares, and Ericson, Schoendorf and Feiber, members of Seventh MDV, may be deemed to have shared power to dispose of these shares.
|
|
8
|
SHARED DISPOSITIVE POWER
See response to row 7.
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
4,113,179
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
¨
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
|
7.8%
|
||
12
|
TYPE OF REPORTING PERSON
|
|
PN
|
CUSIP NO. 69404D108
|
13 G
|
Page 3of 15
|
1
|
NAME OF REPORTING PERSONS
MDV VII Leaders’ Fund, L.P. (“MDV VII LF”)
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) x
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
345,722 shares, except that Seventh MDV, the general partner of MDV VII LF, may be deemed to have sole power to vote these shares, and Ericson, Schoendorf and Feiber, members of Seventh MDV, may be deemed to have shared power to vote these shares.
|
6
|
SHARED VOTING POWER
See response to row 5.
|
|
7
|
SOLE DISPOSITIVE POWER
345,722 shares, except that Seventh MDV, the general partner of MDV VII LF, may be deemed to have sole power to dispose of these shares, and Ericson, Schoendorf and Feiber, members of Seventh MDV, may be deemed to have shared power to dispose of these shares.
|
|
8
|
SHARED DISPOSITIVE POWER
See response to row 7.
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
345,722
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
¨
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
|
0.7%
|
||
12
|
TYPE OF REPORTING PERSON
|
|
PN
|
CUSIP NO. 69404D108
|
13 G
|
Page 4of 15
|
1
|
NAME OF REPORTING PERSONS
MDV ENF VII (A), L.P. (“MDV ENF A”)
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) x
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
91,731 shares, except that Seventh MDV, the general partner of MDV ENF A, may be deemed to have sole power to vote these shares, and Ericson, Schoendorf and Feiber, members of Seventh MDV, may be deemed to have shared power to vote these shares.
|
6
|
SHARED VOTING POWER
See response to row 5.
|
|
7
|
SOLE DISPOSITIVE POWER
91,731 shares, except that Seventh MDV, the general partner of MDV ENF A, may be deemed to have sole power to dispose of these shares, and Ericson, Schoendorf and Feiber, members of Seventh MDV, may be deemed to have shared power to dispose of these shares.
|
|
8
|
SHARED DISPOSITIVE POWER
See response to row 7.
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
91,731
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
¨
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
|
0.2%
|
||
12
|
TYPE OF REPORTING PERSON
|
|
PN
|
CUSIP NO. 69404D108
|
13 G
|
Page 5of 15
|
1
|
NAME OF REPORTING PERSONS
MDV ENF VII (B), L.P. (“MDV ENF B”)
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) x
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
47,765 shares, except that Seventh MDV, the general partner of MDV ENF B, may be deemed to have sole power to vote these shares, and Ericson, Schoendorf and Feiber, members of Seventh MDV, may be deemed to have shared power to vote these shares.
|
6
|
SHARED VOTING POWER
See response to row 5.
|
|
7
|
SOLE DISPOSITIVE POWER
47,765 shares, except that Seventh MDV, the general partner of MDV ENF B, may be deemed to have sole power to dispose of these shares, and Ericson, Schoendorf and Feiber, members of Seventh MDV, may be deemed to have shared power to dispose of these shares.
|
|
8
|
SHARED DISPOSITIVE POWER
See response to row 7.
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
47,765
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
¨
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
|
0.1%
|
||
12
|
TYPE OF REPORTING PERSON
|
|
PN
|
CUSIP NO. 69404D108
|
13 G
|
Page 6of 15
|
1
|
NAME OF REPORTING PERSONS
Seventh MDV Partners, L.L.C.
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ¨ (b) x
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
4,598,397 shares, of which 4,113,179 are directly owned by MDV VII, 345,722 are directly owned by MDV VII LF, 91,731 are directly owned by MDV ENF A and 47,765 are directly owned by MDV ENF B. Seventh MDV, the general partner of MDV VII, MDV VII LF, MDV ENF A and MDV ENF B, may be deemed to have sole power to vote these shares, and Ericson, Schoendorf and Feiber, members of Seventh MDV, may be deemed to have shared power to vote these shares.
|
6
|
SHARED VOTING POWER
See response to row 5.
|
|
7
|
SOLE DISPOSITIVE POWER
4,598,397 shares, of which 4,113,179 are directly owned by MDV VII, 345,722 are directly owned by MDV VII LF, 91,731 are directly owned by MDV ENF A and 47,765 are directly owned by MDV ENF B. Seventh MDV, the general partner of MDV VII, MDV VII LF, MDV ENF A and MDV ENF B, may be deemed to have sole power to dispose of these shares, and Ericson, Schoendorf and Feiber, members of Seventh MDV, may be deemed to have shared power to dispose of these shares.
|
|
8
|
SHARED DISPOSITIVE POWER
See response to row 7.
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
4,598,397
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
|
|
EXCLUDES CERTAIN SHARES (See Instructions) |
¨
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
8.7%
|
||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
|
OO
|
CUSIP NO. 69404D108
|
13 G
|
Page 7of 15
|
1
|
NAME OF REPORTING PERSONS William W. Ericson
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨ (b) x
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
0shares.
|
6
|
SHARED VOTING POWER
4,598,397 shares, of which 4,113,179 are directly owned by MDV VII, 345,722 are directly owned by MDV VII LF, 91,731 are directly owned by MDV ENF A and 47,765 are directly owned by MDV ENF B. Seventh MDV is the general partner of MDV VII, MDV VII LF, MDV ENF A and MDV ENF B, may be deemed to have sole power to vote these shares, and Feiber and Schoendorf, members of Seventh MDV, may be deemed to have shared power to vote these shares.
|
|
7
|
SOLE DISPOSITIVE POWER
0 shares.
|
|
8
|
SHARED DISPOSITIVE POWER
4,598,397 shares, of which 4,113,179 are directly owned by MDV VII, 345,722 are directly owned by MDV VII LF, 91,731 are directly owned by MDV ENF A and 47,765 are directly owned by MDV ENF B. Seventh MDV is the general partner of MDV VII, MDV VII LF, MDV ENF A and MDV ENF B, and Feiber and Schoendorf, members of Seventh MDV, may be deemed to have shared power to dispose of these shares.
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
4,598,397
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
¨
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
|
8.7%
|
||
12
|
TYPE OF REPORTING PERSON
|
|
IN
|
CUSIP NO. 69404D108
|
13 G
|
Page 8of 15
|
1
|
NAME OF REPORTING PERSONS Nancy J. Schoendorf
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨ (b) x
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
0 shares.
|
6
|
SHARED VOTING POWER
4,598,397 shares, of which 4,113,179 are directly owned by MDV VII, 345,722 are directly owned by MDV VII LF, 91,731 are directly owned by MDV ENF A and 47,765 are directly owned by MDV ENF B. Seventh MDV is the general partner of MDV VII, MDV VII LF, MDV ENF A and MDV ENF B, may be deemed to have sole power to vote these shares, and Ericson and Feiber, members of Seventh MDV, may be deemed to have shared power to vote these shares.
|
|
7
|
SOLE DISPOSITIVE POWER
0 shares.
|
|
8
|
SHARED DISPOSITIVE POWER
4,598,397 shares, of which 4,113,179 are directly owned by MDV VII, 345,722 are directly owned by MDV VII LF, 91,731 are directly owned by MDV ENF A and 47,765 are directly owned by MDV ENF B. Seventh MDV is the general partner of MDV VII, MDV VII LF, MDV ENF A and MDV ENF B, and Ericson and Feiber, members of Seventh MDV, may be deemed to have shared power to dispose of these shares.
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
4,598,397
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
¨
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
|
8.7%
|
||
12
|
TYPE OF REPORTING PERSON
|
|
IN
|
CUSIP NO. 69404D108
|
13 G
|
Page 9of 15
|
1
|
NAME OF REPORTING PERSONS Jonathan D. Feiber
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨ (b) x
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
0 shares.
|
6
|
SHARED VOTING POWER
4,598,397 shares, of which 4,113,179 are directly owned by MDV VII, 345,722 are directly owned by MDV VII LF, 91,731 are directly owned by MDV ENF A and 47,765 are directly owned by MDV ENF B. Seventh MDV is the general partner of MDV VII, MDV VII LF, MDV ENF A and MDV ENF B, and Ericson and Schoendorf, members of Seventh MDV, may be deemed to have shared power to vote these shares.
|
|
7
|
SOLE DISPOSITIVE POWER
0 shares.
|
|
8
|
SHARED DISPOSITIVE POWER
4,598,397 shares, of which 4,113,179 are directly owned by MDV VII, 345,722 are directly owned by MDV VII LF, 91,731 are directly owned by MDV ENF A and 47,765 are directly owned by MDV ENF B. Seventh MDV is the general partner of MDV VII, MDV VII LF, MDV ENF A and MDV ENF B, and Ericson and Schoendorf, members of Seventh MDV, may be deemed to have shared power to dispose of these shares.
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
4,598,397
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
¨
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
|
8.7%
|
||
12
|
TYPE OF REPORTING PERSON
|
|
IN
|
CUSIP NO. 69404D108
|
13 G
|
Page 10of 15
|
ITEM 1(A).
|
NAME OF ISSUER
|
ITEM 1(B).
|
ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES
|
ITEM 2(A).
|
NAME OF PERSONS FILING
|
ITEM 2(B).
|
ADDRESS OF PRINCIPAL OFFICE
|
ITEM 2(C)
|
CITIZENSHIP
|
ITEM 2(D) AND (E).
|
TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER
|
ITEM 3.
|
Not Applicable.
|
ITEM 4.
|
OWNERSHIP
|
CUSIP NO. 69404D108
|
13 G
|
Page 11of 15
|
|
(a)
|
Amount beneficially owned:
|
|
See Row 9 of cover page for each Reporting Person.
|
|
(b)
|
Percent of Class:
|
|
See Row 11 of cover page for each Reporting Person.
|
|
(c)
|
Number of shares as to which such person has:
|
|
(i)
|
Sole power to vote or to direct the vote:
|
|
See Row 5 of cover page for each Reporting Person.
|
|
(ii)
|
Shared power to vote or to direct the vote:
|
|
(iii)
|
Sole power to dispose or to direct the disposition of:
|
|
(iv)
|
Shared power to dispose or to direct the disposition of:
|
|
See Row 8 of cover page for each Reporting Person.
|
ITEM 5.
|
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
|
ITEM 6.
|
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
|
ITEM 7.
|
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
|
ITEM 8.
|
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
|
ITEM 9.
|
NOTICE OF DISSOLUTION OF GROUP
|
CUSIP NO. 69404D108
|
13 G
|
Page 12of 15
|
ITEM 10.
|
CERTIFICATIONS
|
|
Not applicable.
|
CUSIP NO. 69404D108
|
13 G
|
Page 13of 15
|
MDV VII, L.P.
|
/s/ Jonathan D. Feiber
|
By Seventh MDV Partners, L.L.C.
|
Jonathan D. Feiber, Managing Member
|
Its General Partner
|
|
MDV VII Leaders’ Fund, L.P.
|
/s/ Jonathan D. Feiber
|
By Seventh MDV Partners, L.L.C.
|
Jonathan D. Feiber, Managing Member
|
Its General Partner
|
|
MDV ENF VII (A), L.P.
|
/s/ Jonathan D. Feiber
|
By Seventh MDV Partners, L.L.C.
|
Jonathan D. Feiber, Managing Member
|
Its General Partner
|
|
MDV ENF VII (B), L.P.
|
/s/ Jonathan D. Feiber
|
By Seventh MDV Partners, L.L.C.
|
Jonathan D. Feiber, Managing Member
|
Its General Partner
|
|
Seventh MDV Partners, L.L.C.
|
/s/ Jonathan D. Feiber
|
Jonathan D. Feiber, Managing Member
|
|
Nancy J. Schoendorf
|
/s/ Nancy J. Schoendorf
|
Jonathan D. Feiber
|
/s/ Jonathan D. Feiber
|
William W. Ericson
|
/s/ William W. Ericson
|
CUSIP NO. 69404D108
|
13 G
|
Page 14of 15
|
Found on
Sequentially
|
||
Exhibit
|
Numbered Page
|
|
Exhibit A: Agreement of Joint Filing
|
15
|
CUSIP NO. 69404D108
|
13 G
|
Page 15of 15
|
MDV VII, L.P.
|
/s/Jonathan D. Feiber
|
By Seventh MDV Partners, L.L.C.
|
Jonathan D. Feiber, Managing Member
|
Its General Partner
|
|
MDV VII Leaders’ Fund, L.P.
|
/s/ Jonathan D. Feiber
|
By Seventh MDV Partners, L.L.C.
|
Jonathan D. Feiber, Managing Member
|
Its General Partner
|
|
MDV ENF VII (A), L.P.
|
/s/ Jonathan D. Feiber
|
By Seventh MDV Partners, L.L.C.
|
Jonathan D. Feiber, Managing Member
|
Its General Partner
|
|
MDV ENF VII (B), L.P.
|
/s/ Jonathan D. Feiber
|
By Seventh MDV Partners, L.L.C.
|
Jonathan D. Feiber, Managing Member
|
Its General Partner
|
|
Seventh MDV Partners, L.L.C.
|
/s/ Jonathan D. Feiber
|
Jonathan D. Feiber, Managing Member
|
|
Nancy J. Schoendorf
|
/s/ Nancy J. Schoendorf
|
Jonathan D. Feiber
|
/s/ Jonathan D. Feiber
|
William W. Ericson
|
/s/William W. Ericson
|