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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Weigand Nestor R Jr J.P. WEIGAND & SONS 150 NORTH MARKET WICHITA, KS 67202 |
 X |  |  |  |
NESTOR R. WEIGAND JR. | 04/13/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Reporting Person's sale of RGC Class A common stock was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the purchases made on December 14, 2012, December 28, 2012 and March 15, 2013. The sale was not matched with the purchase made on June 14, 2013 because that purchase was matched with the sale made November 20, 2013. The Reporting Person paid $5,598.97 to RGC on April 8, 2015, representing the full amount of profit realized in connection with the short-swing transaction. |
(2) | The Reporting Person's sale of RGC Class A common stock was not matched with purchases made on June 14, 2013 and September 17, 2013 because those purchases were matched with the sale made November 20, 2013. |
(3) | The Reporting Person's sale of RGC Class A common stock was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the purchases made on June 14, 2013, September 17, 2013, December 13, 2013 and March 14, 2014. The Reporting Person paid $424.72 to RGC on April 8, 2015, representing the full amount of profit realized in connection with the short-swing transaction. |