UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option right to buy | 03/17/2004(5) | 10/23/2013 | Common Stock | 42,969 (1) | $ 12.15 | D | Â |
Stock Option right to buy | 06/21/2006(5) | 10/23/2013 | Common Stock | 27,500 (1) | $ 14.04 | D | Â |
Stock Option right to buy | 06/18/2008(5) | 10/23/2013 | Common Stock | 25,000 (1) | $ 9.46 | D | Â |
Stock Option right to buy | 11/17/2010(5) | 10/23/2013 | Common Stock | 25,000 (1) | $ 8.18 | D | Â |
Stock Option right to buy | 06/21/2006 | 06/21/2016 | Common Stock | 275 (4) | $ 14.04 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
George Borba Family Trust 2130 EUCLID AVENUE UPLAND, CA 91784 |
 |  X |  | Trust |
Borba Children's Holding Trust 2130 EUCLID AVENUE UPLAND, CA 91784 |
 |  |  | Trust |
Gourdikian Linda B 2130 EUCLID AVENUE ONTARIO, CA 91784 |
 |  X |  | Trustee |
/s/ Linda Borba Gourdikian | 02/11/2013 | |
**Signature of Reporting Person | Date | |
/s/ Linda Borba Gourdikian | 02/11/2013 | |
**Signature of Reporting Person | Date | |
/s/ Linda Borba Gourdikian | 02/11/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities are owned solely by the Borba Family Trust, which is a member of a group with the Borba Children's Holding Trust, Linda Borba Gourdikian and George A. Borba, Jr. for purposes of Section 13(d) of the Exchange Act |
(2) | These securities are owned solely by the Borba Children's Holding Trust |
(3) | Linda Borba Gourdikian has a pecuniary interest in securities owned by the Borba Children's Holding Trust |
(4) | These securities are owned solely by Linda Borba Gourdikian |
(5) | Indicates date on which options were granted to George A Borba Sr. |
 Remarks: Date of event requiring statement -11/27/2012 - represents date on which successor trustees were appointed and became beneficial owners of securities previously reported by George A. Borba Sr., an officer, director and 10% shareholder of CVBF, who passed away on 10/23/2012. |