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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Adena Minerals, LLC C/O CLINE RESOURCE AND DEVELOPMENT CO. 3801 PGA BOULEVARD, SUITE 903 PALM BEACH GARDENS, FL 33410 |
X | |||
Foresight Reserves, LP C/O CLINE RESOURCE AND DEVELOPMENT CO. 3801 PGA BOULEVARD, SUITE 903 PALM BEACH GARDENS, FL 33410 |
X | |||
Insight Resource, LLC C/O CLINE RESOURCE AND DEVELOPMENT CO. 3801 PGA BOULEVARD, SUITE 903 PALM BEACH GARDENS, FL 33410 |
X | |||
Cline Resource & Development CO C/O CLINE RESOURCE AND DEVELOPMENT CO. 3801 PGA BOULEVARD, SUITE 903 PALM BEACH GARDENS, FL 33410 |
X | |||
Cline Christopher C/O CLINE RESOURCE AND DEVELOPMENT CO. 3801 PGA BLVD., SUITE 903 PALM BEACH GARDENS, FL 33410 |
X |
/s/ Christopher Cline, Cline Resource and Development Company By: /s/ Christopher Cline | 09/29/2010 | |
**Signature of Reporting Person | Date | |
Insight Resources, LLC By: Cline Resource and Development Company its Managing Member, By: /s/ Christopher Cline Authorized Representative | 09/29/2010 | |
**Signature of Reporting Person | Date | |
Foresight Reserves, LP By: Insight Resources, LLC its General Partner, By: Cline Resource and Development Company, its Managing Member, By: /s/ Christopher Cline, Authorized Representative | 09/29/2010 | |
**Signature of Reporting Person | Date | |
Adena Minerals, LLC By: Foresight Reserves, LP, its Managing Member, By: Insight Resources, LLC, its General Partner, By: Cline Resource and Development Company, its Managing Member | 09/29/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The units reported as acquired by the reporting persons on this report were initially acquired by entities in which the reporting person has an indirect ownership interest in exchange for incentive distribution rights in the Issuer. Immediately following that transaction, the units were distributed to the entities included in this report. |
(2) | Adena Minerals, LLC holds 20,976,841 Common Units of record . Foresight Reserves, LP is the sole member of Adena Minerals, LLC and Insight Resource, LLC is the general partner of Foresight Reserves, LP. Cline Resource and Development Company is the managing member of Insight Re-source, LLC and Christopher Cline is the sole shareholder and sole director of Cline Resource and Development Company. Accordingly, each of Christopher Cline, Cline Resource and Development Company, Insight Resource, LLC, Foresight Reserves, LP and Adena Minerals, LLC are deemed to share voting and dispositive control over the Common Units held of record by Adena Minerals, LLC. |