|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Calzavara Marco G. 3471 RIVER HILLS DRIVE CINCINNATI, OH 4524 |
Pres & Managing Director, MBE |
/s/ Melissa A. Lueke as Attorney-in-Fact for Marco Calzavara | 04/22/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These restricted shares are awarded under the 2004 Equity Compensation Plan and vest in four tranches of 25% each. The first tranche vests on July 20, 2011, with each of the remaining tranches vesting on July 20, 2012; July 20, 2013; and July 20, 2014. |
(2) | These restricted shares are awarded under the 2004 Equity Compensation Plan and vest in four tranches of 25% each. Subject to the attainment of a specified earnings target for fiscal 2011, the first tranche vests on November 11, 2011, with the remaining tranches vesting on November 11, 2012; November 11, 2013; and November 11, 2014. |
(3) | These restricted shares are awarded under the 2004 Equity Compensation Plan and vest in full (or 100%) on November 11, 2014. |
(4) | These restricted shares are awarded under the 2004 Equity Compensation Plan and vest in four tranches of 25% each. The first tranche vests on January 31, 2012, with each of the remaining tranches vesting on January 31, 2013; January 31, 2014; and January 31, 2015. |